FDUS · FIDUS INVESTMENT Corp · Holdings

$18.88 -0.25 (-1.31%) At close · Oct 6

Market Cap

$726.83M

37.95M

Volume · Oct 6 306.43K Avg daily vol (3M) 332.62K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 134

Total Value: $167,286,725

Total Shares: 8,771,663

Showing 1–100 of 136 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 134 13F filers

Top Holder

10.6%

of institutional value

Top 5

34.7%

of institutional value

Top 10

49.5%

of institutional value

HHI

370

Broadly held

Showing 100 of 136

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

VAN ECK ASSOCIATES CORP

$17,720,644

10.59%

929,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	162,840	$3,105,358	17.5%	Sole
Held directly	766,402	$14,615,286	82.5%	Sole

RAYMOND JAMES FINANCIAL INC

$15,820,241

9.46%

829,588

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	547,285	$10,436,724	66.0%	Defined
Raymond James Financial Services Advisors, Inc.	270,876	$5,165,605	32.7%	Defined
RAYMOND JAMES TRUST N.A.	11,427	$217,912	1.4%	Defined

UBS Group AG

$9,527,828

5.70%

499,624

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	36,038	$687,244	7.2%	Defined
UBS AG	455,435	$8,685,145	91.2%	Defined
UBS Switzerland AG	1,800	$34,326	0.4%	Defined
UBS Securities LLC	6,351	$121,113	1.3%	Defined

Baird Financial Group, Inc.

$7,940,557

4.75%

416,390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	416,390	$7,940,557	100.0%	Defined

Muzinich & Co., Inc.

$7,023,442

4.20%

368,298

Legal & General Group Plc

$5,917,745

3.54%

310,317

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	310,317	$5,917,745	100.0%	Defined

MORGAN STANLEY

$5,771,400

3.45%

302,643

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,567	$29,882	0.5%	Defined
MORGAN STANLEY & CO. LLC	5,243	$99,984	1.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	33,855	$645,614	11.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	261,978	$4,995,920	86.6%	Defined

Qube Research & Technologies Ltd

$4,390,009

2.62%

230,205

Sumitomo Mitsui Trust Group, Inc.

$4,388,159

2.62%

230,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd.	230,108	$4,388,159	100.0%	Defined

FRANKLIN RESOURCES INC

$4,290,330

2.56%

224,978

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PUTNAM INVESTMENT MANAGEMENT LLC	224,978	$4,290,330	100.0%	Defined

NOVARE CAPITAL MANAGEMENT LLC

$4,177,645

2.50%

219,069

PFG Advisors

$3,911,028

2.34%

205,088

TWO SIGMA INVESTMENTS, LP

$3,716,743

2.22%

194,900

BlackRock, Inc.

$2,632,670

1.57%

138,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	138,053	$2,632,670	100.0%	Sole

Ethos Financial Group, LLC

$2,498,150

1.49%

130,999

Plan Group Financial, LLC

$2,393,666

1.43%

125,520

Beacon Pointe Advisors, LLC

$2,133,036

1.28%

111,853

RIVERBRIDGE PARTNERS LLC

$2,114,271

1.26%

110,869

MARSHALL WACE, LLP

$2,107,024

1.26%

110,489

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	110,489	$2,107,024	100.0%	Other

Capital Investment Advisory Services, LLC

$2,039,994

1.22%

106,974

IHT Wealth Management, LLC

$1,989,210

1.19%

104,311

Advisors Asset Management, Inc.

$1,893,536

1.13%

99,294

Schonfeld Strategic Advisors LLC

$1,720,991

1.03%

90,246

HighTower Advisors, LLC

$1,718,264

1.03%

90,103

Legacy Capital Wealth Partners, LLC

$1,639,829

0.98%

85,990

LPL Financial LLC

$1,532,312

0.92%

80,352

Sound Income Strategies, LLC

$1,390,279

0.83%

72,904

Creative Planning

$1,370,351

0.82%

71,859

Davis Investment Partners, LLC

$1,349,602

0.81%

70,771

Palogic Value Management, L.P.

$1,347,238

0.81%

70,647

Greenland Capital Management LP

$1,277,690

0.76%

67,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,245,271

0.74%

65,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	65,300	$1,245,271	100.0%	Other

Significant Wealth Partners LLC

$1,236,327

0.74%

64,831

D.A. DAVIDSON & CO.

$1,216,913

0.73%

63,813

NewEdge Advisors, LLC

$1,150,245

0.69%

60,317

ROCKLAND TRUST CO

$1,077,424

0.64%

55,912

Cetera Investment Advisers

$1,053,636

0.63%

55,251

Trexquant Investment LP

$987,425

0.59%

51,779

INDEPENDENT FINANCIAL GROUP, LLC

$986,205

0.59%

51,715

CITADEL ADVISORS LLC

$979,301

0.59%

51,353

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	25,372	$483,844	49.4%	Defined
Held directly	25,981	$495,457	50.6%	Defined

WT Wealth Management

$974,724

0.58%

51,113

Haven Private, LLC

$954,796

0.57%

50,068

CITADEL ADVISORS LLC

$951,593

0.57%

49,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	49,900	$951,593	100.0%	Defined

CANADA LIFE ASSURANCE Co

$905,939

0.54%

47,506

D. E. Shaw & Co., Inc.

$876,304

0.52%

45,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	45,952	$876,304	100.0%	Defined

VARCOV Co.

$859,427

0.51%

45,067

ENVESTNET ASSET MANAGEMENT INC

$749,698

0.45%

39,313

BANK OF AMERICA CORP /DE/

$737,855

0.44%

38,692

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	21,740	$414,581	56.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	16,952	$323,274	43.8%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$691,974

0.41%

36,286

Y-Intercept (Hong Kong) Ltd

$685,013

0.41%

35,921

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$656,008

0.39%

34,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	34,400	$656,008	100.0%	Other

Campbell & CO Investment Adviser LLC

$645,614

0.39%

33,855

VestGen Advisors, LLC

$637,224

0.38%

33,415

Adams Asset Advisors, LLC

$627,765

0.38%

32,919

Global Retirement Partners, LLC

$621,472

0.37%

32,589

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$595,517

0.36%

31,228

Stratos Wealth Partners, LTD.

$591,970

0.35%

31,042

Cornerstone Wealth Management, LLC

$569,468

0.34%

29,862

Hennion & Walsh Asset Management, Inc.

$567,122

0.34%

29,739

MERCER GLOBAL ADVISORS INC /ADV

$557,377

0.33%

29,228

Clearstead Advisors, LLC

$538,536

0.32%

28,240

NORTHERN TRUST CORP

$523,642

0.31%

27,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	21,592	$411,759	78.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	5,867	$111,883	21.4%	Defined

Quantbot Technologies LP

$517,292

0.31%

27,126

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	27,126	$517,292	100.0%	Sole

Apollon Wealth Management, LLC

$515,099

0.31%

27,011

Monument Capital Management

$504,592

0.30%

26,460

Steward Partners Investment Advisory, LLC

$501,407

0.30%

26,293

DAVENPORT & Co LLC

$496,926

0.30%

26,058

UMB Bank, n.a.

$477,703

0.29%

25,050

AMERIPRISE FINANCIAL INC

$465,993

0.28%

24,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	140	$2,669	0.6%	Defined
Ameriprise Financial Services, LLC	24,296	$463,324	99.4%	Defined

STIFEL FINANCIAL CORP

$459,053

0.27%

24,072

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	24,072	$459,053	100.0%	Defined

Secure Asset Management, LLC

$452,492

0.27%

23,728

Summit Trail Advisors, LLC

$445,799

0.27%

23,377

OpenArc Corporate Advisory, LLC

$431,248

0.26%

22,614

Virtus Investment Advisers, LLC

$419,597

0.25%

22,003

OPPENHEIMER & CO INC

$395,378

0.24%

20,733

EAGLE GLOBAL ADVISORS LLC

$389,314

0.23%

20,415

Accredited Investors Inc.

$381,857

0.23%

20,024

Prospera Financial Services Inc

$380,751

0.23%

19,966

Cordgrass Capital Advisors, LLC

$342,897

0.20%

17,981

Kingstone Capital Partners Texas, LLC

$319,250

0.19%

16,741

Janney Montgomery Scott LLC

$288,262

0.17%

15,116

JT Stratford LLC

$286,927

0.17%

15,046

nVerses Capital, LLC

$281,854

0.17%

14,780

JANE STREET GROUP, LLC

$274,798

0.16%

14,410

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	14,410	$274,798	100.0%	Defined

Sage Investment Counsel LLC

$268,314

0.16%

14,070

HB Wealth Management, LLC

$254,756

0.15%

13,359

Morey & Quinn Wealth Partners, LLC

$253,211

0.15%

13,278

MACKENZIE FINANCIAL CORP

$252,486

0.15%

13,240

Bragg Financial Advisors, Inc

$248,119

0.15%

13,011

TRUIST FINANCIAL CORP

$243,562

0.15%

12,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	12,772	$243,562	100.0%	Defined

Fiduciary Alliance LLC

$234,580

0.14%

12,301

Caprock Group, LLC

$228,840

0.14%

12,000

XTX Topco Ltd

$225,026

0.13%

11,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	11,800	$225,026	100.0%	Defined

Private Advisor Group, LLC

$218,065

0.13%

11,435

Cambridge Investment Research Advisors, Inc.

$199,567

0.12%

10,465

JPMORGAN CHASE & CO

$199,452

0.12%

10,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	3,891	$74,201	37.2%	Defined
J.P. Morgan Securities LLC	6,306	$120,255	60.3%	Defined
55I, LLC	262	$4,996	2.5%	Other

Kestra Advisory Services, LLC

$195,028

0.12%

10,227

OSAIC HOLDINGS, INC.

$194,494

0.12%

10,199

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,059	$96,475	49.6%	Defined
Osaic Advisory Services, LLC	5,140	$98,019	50.4%	Defined

WNY Asset Management, LLC

$192,607

0.12%

10,100

Mariner, LLC

$192,206

0.11%

10,079

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