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$15.14 +0.06 (+0.40%) Q1 2027 earnings call transcript
Rebalance outlook locked
Market Cap
$600.52M
Shares
39.82M
Volume · Oct 29 135.12K Avg daily vol (3M) 170.33K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of GAIN: 13F, 13D and 13G, insiders and funds →
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 96
Total Value: $116,366,637
Total Shares: 7,492,953

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 96 13F filers
Top Holder
10.8%
Sep 2023 → Jun 2026 · range 10.8% – 19.9%
of institutional value
Top 5
43.5%
Sep 2023 → Jun 2026 · range 34.8% – 50.9%
of institutional value
Top 10
63.7%
Sep 2023 → Jun 2026 · range 55.5% – 68.3%
of institutional value
HHI
519
Sep 2023 → Jun 2026 · range 462 – 840
Broadly held

Who Holds GAIN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 93 filers, like-for-like change 0.0%; actively managed books -5.1%; index-like books +19.0%.

Holder type Share Filers Change
Registered adviser 53.2% 49 -13.9%
Exempt adviser 1.7% 1 new
Adviser 10.0% 5 +747.3%
Bank 12.0% 9 -10.5%
Broker-dealer 2.7% 1 -1.2%
Non-US 0.0% 1 +7.1%
Holding company 9.8% 4 +4.8%
Unknown 10.5% 23 -8.9%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

93 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
1
1.08% of filers hold it in their top 10
Mar 31, 2026: 1
Holders above 5%
1
median weight 0.001%
Mar 31, 2026: 1
Crowding
6.92%
of shares outstanding, 21st percentile
Mar 31, 2026: 5.63%
Private-fund advisers
5.45%
of shares outstanding
Institutional ownership
17.1%
17.2% of the estimated free float
Top 10 holders
67.2%
of 13F shares, Herfindahl 0.058
Active holders
-5.1%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held it value-weighted 16.0 quarters
Under 1 year 24.2% 1 to 3 years 21.5% 3 years or more 54.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$14.33
estimated per share
Mar 31, 2026: $13.86
Quarter-end price
$15.46
implied by 13F values
Estimated gain or loss
+7.9%
price against the estimated cost
Estimated at a loss
26.0%
of costed 13F value

Estimated cost covers 47.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies GAIN's active holders also own, quarter ended Jun 30, 2026
# Company Shared holders
1 BCSF Bain Capital Specialty Finance, Inc. 4
2 FDUS FIDUS INVESTMENT Corp 3
3 TRIN Trinity Capital Inc. 3
4 CSWC Capital Southwest Corp 3
5 OBDC Blue Owl Capital Corp 5
6 TSLX Sixth Street Specialty Lending, Inc. 3
7 HTGC Hercules Capital, Inc. 3
8 GBDC GOLUB CAPITAL BDC, Inc. 3
9 OKE Oneok Inc 6
10 ARCC Ares Capital Corp 4

Shareholder Targets

13F filers that own its peers but not GAIN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BCSF, FDUS, TRIN, CSWC, OBDC, TSLX, HTGC, GBDC, OKE, ARCC, AMAT, BHP, SHW, ETN, T, D, LRCX, RCL, META, AMD. 6,179 filers in all.

# Filer In peers
1 VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like $253,544,025,173 10 held
2 STATE STREET CORP Bank, Index-like $179,417,696,343 18 held
3 GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like $99,164,463,396 12 held
4 FMR LLC Holding company, Diversified active $98,608,501,214 16 held
5 VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active $91,258,311,862 10 held
6 PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active $61,421,006,072 17 held
7 Capital Research Global Investors Adviser, Diversified active $58,100,723,994 9 held
8 NORGES BANK Non-US, Index-like $55,078,797,471 11 held
9 NORTHERN TRUST CORP Bank, Index-like $40,706,212,234 19 held
10 GOLDMAN SACHS GROUP INC Holding company, Index-like $38,773,957,839 18 held

Fund Ownership of GAIN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 4.60% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.00% 0
Index ETFs 4.60% 1,832,280
Active ETFs 0.25% 98,262
Active funds 3.01% 1,198,990
Unclassified 0.00% 0
All registered funds 7.86% 3,129,532
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 49 Exempt adviser 2 Adviser 5 Bank 9 Broker-dealer 1 Non-US 1 Holding company 4 Unknown 25
Showing 99 of 99
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
VAN ECK ASSOCIATES CORP $12,431,355 10.68% 804,098
Melia Wealth LLC $10,146,598 8.72% 656,313
UBS Group AG $9,556,582 8.21% 618,149
TWO SIGMA INVESTMENTS, LP $9,030,278 7.76% 584,106
COOPER CREEK PARTNERS MANAGEMENT LLC $8,909,427 7.66% 576,289
MORGAN STANLEY $5,408,648 4.65% 349,848
Legal & General Group Plc $5,211,055 4.48% 337,067
PFG Advisors $3,971,136 3.41% 254,560
SUSQUEHANNA INTERNATIONAL GROUP, LLP $3,926,840 3.37% 254,000
BlackRock, Inc. $3,412,933 2.93% 220,759
OUTFITTERS FINANCIAL LLC $3,164,772 2.72% 202,870
CITADEL ADVISORS LLC $3,112,098 2.67% 201,300
LPL Financial LLC $2,862,820 2.46% 185,176
DAVENPORT & Co LLC $2,234,388 1.92% 143,230
BLAIR WILLIAM & CO/IL $2,221,277 1.91% 143,679
TUDOR INVESTMENT CORP ET AL $1,870,103 1.61% 120,964
Legacy Capital Wealth Partners, LLC $1,864,309 1.60% 119,507
MARSHALL WACE, LLP $1,804,073 1.55% 116,693
Advisors Asset Management, Inc. $1,611,534 1.38% 104,239
Atlantic Union Bankshares Corp $1,494,424 1.28% 96,664
OSAIC HOLDINGS, INC. $1,407,215 1.21% 91,023
Baird Financial Group, Inc. $1,396,038 1.20% 90,300
CITADEL ADVISORS LLC $1,173,414 1.01% 75,900
Invesco Ltd. $1,122,705 0.96% 72,620
United Advisor Group, LLC $1,116,057 0.96% 72,190
ALBERT D MASON INC $1,104,979 0.95% 70,832
Cassaday & Co Wealth Management LLC $1,060,800 0.91% 68,000
X ADVISORS, LLC GAING $1,003,995 0.86% 40,000
ROYAL BANK OF CANADA $903,575 0.78% 58,446
RAYMOND JAMES FINANCIAL INC $838,612 0.72% 54,244
CANADA LIFE ASSURANCE Co $808,001 0.69% 52,264
Cetera Investment Advisers $649,428 0.56% 42,007
Y-Intercept (Hong Kong) Ltd $640,660 0.55% 41,068
CITADEL ADVISORS LLC $581,187 0.50% 37,593
CONFLUENCE INVESTMENT MANAGEMENT LLC $579,196 0.50% 37,128
Garner Asset Management Corp $502,341 0.43% 32,493
Aquatic Capital Management LLC $460,336 0.40% 29,776
COMMONWEALTH EQUITY SERVICES, LLC $349,287 0.30% 22,593
GREENWOOD GEARHART LLC $346,304 0.30% 22,400
Virtus Investment Advisers, LLC $343,567 0.30% 22,223
Focus Partners Wealth $323,284 0.28% 20,911
WELLS FARGO & COMPANY/MN $316,666 0.27% 20,483
NewEdge Advisors, LLC $316,558 0.27% 20,476
SUSQUEHANNA INTERNATIONAL GROUP, LLP $298,378 0.26% 19,300
AMERIFLEX GROUP, INC. $291,544 0.25% 18,858
JANE STREET GROUP, LLC $264,366 0.23% 17,100
Janney Montgomery Scott LLC $251,008 0.22% 16,236
MACKENZIE FINANCIAL CORP $247,514 0.21% 16,010
Prosperity Financial Group, Inc. $242,722 0.21% 15,700
AMERIPRISE FINANCIAL INC $212,528 0.18% 13,747
Private Advisor Group, LLC $211,059 0.18% 13,652
Creative Planning $210,487 0.18% 13,615
First Affirmative Financial Network $205,795 0.18% 13,192
BANK OF AMERICA CORP /DE/ $195,398 0.17% 12,639
ENVESTNET ASSET MANAGEMENT INC $178,640 0.15% 11,555
Hardy Reed LLC $177,357 0.15% 11,472
Prime Capital Investment Advisors, LLC $160,555 0.14% 10,292
NorthRock Partners, LLC $158,650 0.14% 10,262
Abel Hall, LLC $156,000 0.13% 10,000
NOMURA HOLDINGS INC $154,600 0.13% 10,000
SIMPLEX TRADING, LLC $152,420 0.13% 9,859
Register Financial Advisors LLC $148,200 0.13% 9,500
State of Wyoming $134,331 0.12% 8,611
JPMORGAN CHASE & CO $119,133 0.10% 7,706
Allworth Financial LP $80,020 0.07% 5,176
North Star Investment Management Corp. $78,000 0.07% 5,000
Union Bancaire Privee, UBP SA $55,192 0.05% 3,570
Steward Partners Investment Advisory, LLC $46,380 0.04% 3,000
Russell Investments Group, Ltd. $33,517 0.03% 2,168
Kentucky Trust Co $31,200 0.03% 2,000
Independence Bank of Kentucky $30,794 0.03% 1,974
Burk Holdings LLC $26,374 0.02% 1,706
Ritter Daniher Financial Advisory LLC / DE $24,643 0.02% 1,594
JONES FINANCIAL COMPANIES LLLP $21,458 0.02% 1,388
NOMURA ASSET MANAGEMENT CO LTD $18,830 0.02% 1,218
EverSource Wealth Advisors, LLC $18,552 0.02% 1,200
FIFTH THIRD BANCORP $16,217 0.01% 1,049
DHJJ Financial Advisors, Ltd. $15,678 0.01% 1,005
BROWN BROTHERS HARRIMAN & CO $15,460 0.01% 1,000
CALDWELL SUTTER CAPITAL, INC. $12,368 0.01% 800
Crewe Advisors LLC $11,842 0.01% 766
Pflug Koory, LLC $10,530 0.01% 675
CREATIVE FINANCIAL DESIGNS INC /ADV $9,276 0.01% 600
ACTION POINT FINANCIAL PLANNING, LLC $9,059 0.01% 586
Tower Research Capital LLC (TRC) $8,116 0.01% 525
US BANCORP \DE\ $6,585 0.01% 426
SIGNATUREFD, LLC $5,787 0.00% 371
Markowski Investments $4,638 0.00% 300
Larson Financial Group LLC $3,694 0.00% 239
Parallel Advisors, LLC $3,416 0.00% 221
ASSETMARK, INC $2,496 0.00% 160
Farther Finance Advisors, LLC $2,496 0.00% 160
JNBA Financial Advisors $1,716 0.00% 111
OAKWORTH CAPITAL, INC. $1,560 0.00% 100
JFS WEALTH ADVISORS, LLC $695 0.00% 45
BNP PARIBAS ARBITRAGE, SA $231 0.00% 15
HARBOUR INVESTMENTS, INC. $154 0.00% 10
Rialto Wealth Management, LLC $108 0.00% 7
HUNTINGTON NATIONAL BANK $15 0.00% 1
Key facts CIK 1321741 CUSIP 376546107 13F (30d) 22 filings 22 filers Visit website Investor relations