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GAIN · Gladstone Investment Corporation\De

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$16.13 -0.33 (-2.00%) At close · Jul 29
Market Cap
$642.33M
Shares
39.82M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

The Jun 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out.
Holders: 93
Total Value: $98,772,398
Total Shares: 6,895,277

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 91 13F filers
Top Holder
15.4%
Jun 2023 → Mar 2026 · range 12.5% – 19.9%
of institutional value
Top 5
50.8%
Jun 2023 → Mar 2026 · range 34.1% – 50.9%
of institutional value
Top 10
68.2%
Jun 2023 → Mar 2026 · range 55.5% – 68.3%
of institutional value
HHI
676
Jun 2023 → Mar 2026 · range 452 – 832
Broadly held
Showing 96 of 96
All Common Calls Puts
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Holder Value (USD) % of 13F Shares Open
Small Melia Wealth LLC $15,186,701 15.38% 1,069,486
Mega TWO SIGMA INVESTMENTS, LP $11,420,534 11.56% 804,263
Mega UBS Group AG $10,397,678 10.53% 732,231
Mega VAN ECK ASSOCIATES CORP $8,405,377 8.51% 591,928
Mega MORGAN STANLEY $4,800,621 4.86% 338,072
Mega Legal & General Group Plc $4,269,911 4.32% 300,698
Small PFG Advisors $3,658,268 3.70% 236,628
Mega BlackRock, Inc. $2,945,122 2.98% 207,403
Small OUTFITTERS FINANCIAL LLC $2,912,704 2.95% 205,120
Mega LPL Financial LLC $2,661,619 2.69% 187,438
Large DAVENPORT & Co LLC $2,203,513 2.23% 142,530
Large BLAIR WILLIAM & CO/IL $2,069,706 2.10% 145,754
Large TUDOR INVESTMENT CORP ET AL $1,777,967 1.80% 125,209
Small Legacy Capital Wealth Partners, LLC $1,690,765 1.71% 119,068
Mid Advisors Asset Management, Inc. $1,547,416 1.57% 108,973
Large Squarepoint Ops LLC $1,469,842 1.49% 103,510
Mid Atlantic Union Bankshares Corp $1,379,728 1.40% 97,164
Large OSAIC HOLDINGS, INC. $1,352,621 1.37% 95,255
Large Baird Financial Group, Inc. $1,282,260 1.30% 90,300
Small Cassaday & Co Wealth Management LLC $1,121,800 1.14% 79,000
Small United Advisor Group, LLC $1,116,057 1.13% 72,190
Small ALBERT D MASON INC $1,073,774 1.09% 69,455
Mega JANE STREET GROUP, LLC $990,633 1.00% 69,763
Mega ROYAL BANK OF CANADA Bank $826,141 0.84% 58,179
Mega RAYMOND JAMES FINANCIAL INC $680,662 0.69% 47,934
Mega CITADEL ADVISORS LLC $680,180 0.69% 47,900
Mega CITADEL ADVISORS LLC $656,040 0.66% 46,200
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $655,216 0.66% 46,142
Large CANADA LIFE ASSURANCE Co Insurance $616,635 0.62% 43,425
Mega Invesco Ltd. $614,022 0.62% 43,241
Small Virtus Investment Advisers, LLC $582,668 0.59% 41,033
Mid CONFLUENCE INVESTMENT MANAGEMENT LLC $571,741 0.58% 36,982
Small Garner Asset Management Corp $489,800 0.50% 34,493
Large Cetera Investment Advisers $449,472 0.46% 31,653
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $408,960 0.41% 28,800
Large COMMONWEALTH EQUITY SERVICES, LLC $349,287 0.35% 22,593
Small GREENWOOD GEARHART LLC $346,304 0.35% 22,400
Large Focus Partners Wealth $294,550 0.30% 20,743
Large NewEdge Advisors, LLC $283,659 0.29% 19,976
Small AMERIFLEX GROUP, INC. $274,883 0.28% 19,358
Large Janney Montgomery Scott LLC $262,856 0.27% 18,511
Mega WELLS FARGO & COMPANY/MN $247,335 0.25% 17,418
Small Prosperity Financial Group, Inc. $242,722 0.25% 15,700
Mid SIMPLEX TRADING, LLC $227,157 0.23% 15,997
Mid Private Advisor Group, LLC $211,059 0.21% 13,652
Mega AMERIPRISE FINANCIAL INC $198,217 0.20% 13,959
Large Creative Planning $188,093 0.19% 13,246
Mid Foundations Investment Advisors, LLC Endowment $172,047 0.17% 12,116
Mega ENVESTNET ASSET MANAGEMENT INC $170,613 0.17% 12,015
Mega JANE STREET GROUP, LLC $164,720 0.17% 11,600
Large HighTower Advisors, LLC $164,322 0.17% 11,572
Mid Sound Income Strategies, LLC $161,649 0.16% 10,456
Small Hardy Reed LLC $160,460 0.16% 11,300
Small First Affirmative Financial Network $154,822 0.16% 10,903
Small Abel Hall, LLC $154,600 0.16% 10,000
Small Register Financial Advisors LLC $146,870 0.15% 9,500
Mid NorthRock Partners, LLC $145,720 0.15% 10,262
Mid Prime Capital Investment Advisors, LLC $145,663 0.15% 10,258
Large HRT FINANCIAL LP $142,241 0.14% 10,017
Small State of Wyoming $133,778 0.14% 9,421
Mega JPMORGAN CHASE & CO $87,229 0.09% 6,143
Mid North Star Investment Management Corp. $77,300 0.08% 5,000
Mid Allworth Financial LP $73,783 0.07% 5,196
Mid Union Bancaire Privee, UBP SA $55,192 0.06% 3,570
Large Steward Partners Investment Advisory, LLC $42,600 0.04% 3,000
Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $33,857 0.03% 2,190
Small Kentucky Trust Co Bank $30,920 0.03% 2,000
Small Ritter Daniher Financial Advisory LLC / DE $24,643 0.02% 1,594
Micro Burk Holdings LLC $24,225 0.02% 1,706
Large NOMURA ASSET MANAGEMENT CO LTD $20,831 0.02% 1,467
Mid MAI Capital Management $19,979 0.02% 1,407
Large JONES FINANCIAL COMPANIES LLLP $19,709 0.02% 1,388
Mid EverSource Wealth Advisors, LLC $18,552 0.02% 1,200
Micro DHJJ Financial Advisors, Ltd. $15,537 0.02% 1,005
Large FIFTH THIRD BANCORP Bank $14,895 0.02% 1,049
Small Crewe Advisors LLC $11,842 0.01% 766
Small CALDWELL SUTTER CAPITAL, INC. $11,360 0.01% 800
Small Pflug Koory, LLC $10,435 0.01% 675
Mid Farther Finance Advisors, LLC $10,296 0.01% 666
Small Sunbelt Securities, Inc. Broker-Dealer $10,181 0.01% 717
Small CREATIVE FINANCIAL DESIGNS INC /ADV $9,276 0.01% 600
Large ASSETMARK, INC $8,832 0.01% 622
Mid Tower Research Capital LLC (TRC) $8,548 0.01% 602
Mid SIGNATUREFD, LLC $5,998 0.01% 388
Mid Larson Financial Group LLC $3,351 0.00% 236
Mid Parallel Advisors, LLC $3,138 0.00% 221
Mid Advisory Services Network, LLC $2,840 0.00% 200
Small VALLEY NATIONAL ADVISERS INC $2,319 0.00% 150
Small JNBA Financial Advisors $1,716 0.00% 111
Small OAKWORTH CAPITAL, INC. $1,546 0.00% 100
Small JFS WEALTH ADVISORS, LLC $695 0.00% 45
Mid QUADRANT CAPITAL GROUP LLC $525 0.00% 37
Mega BNP PARIBAS ARBITRAGE, SA $198 0.00% 14
Mid HARBOUR INVESTMENTS, INC. $142 0.00% 10
Mega CITIGROUP INC $113 0.00% 8
Large HUNTINGTON NATIONAL BANK Bank $14 0.00% 1
Key facts CIK 1321741 CUSIP 376546107 13F (30d) 28 filings 28 filers Visit website Investor relations

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