GAIN

GLADSTONE INVESTMENT CORPORATIONDE

Company with tickers: GAIN, GAING, GAINI, GAINN, GAINZ

CIK
1321741
CUSIP
376546107
Shares Outstanding
39,821,967
Report Date:
Holders: 92
Total Value: $93,728,459
Total Shares: 6,709,270
Holder Value (USD) Shares Action
Melia Wealth LLC $15,748,325 1,127,296 View
VAN ECK ASSOCIATES CORP $11,161,387 798,954 View
UBS Group AG $9,960,833 713,016 View
MORGAN STANLEY $4,583,403 328,089 View
BlackRock, Inc. $4,467,228 319,773 View
PFG Advisors $4,264,314 305,248 View
Legal & General Group Plc $3,824,315 273,752 View
Outfitter Financial LLC $2,854,699 204,345 View
LPL Financial LLC $2,709,244 193,933 View
TWO SIGMA INVESTMENTS, LP $2,657,694 190,243 View
MARSHALL WACE, LLP $2,299,223 164,583 View
BLAIR WILLIAM & CO/IL $2,158,113 154,482 View
DAVENPORT & Co LLC $1,925,932 137,862 View
Cassaday & Co Wealth Management LLC $1,844,040 132,000 View
TWO SIGMA ADVISERS, LP $1,556,509 111,418 View
Legacy Capital Wealth Partners, LLC $1,555,266 111,329 View
Atlantic Union Bankshares Corp $1,357,380 97,164 View
Advisors Asset Management, Inc. $1,324,076 94,780 View
Baird Financial Group, Inc. $1,268,489 90,801 View
Advisor Group Holdings, Inc. $1,235,087 88,410 View
United Advisor Group, LLC $988,405 70,752 View
ALBERT D MASON INC $933,657 66,833 View
ROYAL BANK OF CANADA $925,218 66,229 View
Invesco Ltd. $757,509 54,224 View
GREAT WEST LIFE ASSURANCE CO /CAN/ $704,646 50,440 View
RAYMOND JAMES FINANCIAL INC $694,811 49,736 View
Virtus Investment Advisers, Inc. $691,445 49,495 View
SUSQUEHANNA INTERNATIONAL GROUP, LLP $685,927 49,100 View
TrueMark Investments, LLC $582,241 41,678 View
GLOBAL STRATEGIC MANAGEMENT INC $545,277 39,032 View
CITADEL ADVISORS LLC $522,478 37,400 View
Garner Asset Management Corp $507,013 36,293 View
Cetera Investment Advisers $432,175 30,936 View
SUSQUEHANNA INTERNATIONAL GROUP, LLP $429,465 30,742 View
COMMONWEALTH EQUITY SERVICES, LLC $396,692 28,396 View
NORTHERN TRUST CORP $354,027 25,342 View
GWM Advisors LLC $285,826 20,460 View
Colony Group, LLC $283,521 20,295 View
Janney Montgomery Scott LLC $270,668 19,375 View
AMERIFLEX GROUP, INC. $269,732 19,308 View
Prosperity Financial Group, Inc. $223,520 16,000 View
Union Bancaire Privee, UBP SA $215,040 15,393 View
WELLS FARGO & COMPANY/MN $206,433 14,777 View
State of Wyoming $204,897 14,667 View
Private Advisor Group, LLC $199,561 14,285 View
JANE STREET GROUP, LLC $195,649 14,005 View
Mirae Asset Global Investments Co., Ltd. $195,580 14,000 View
ENVESTNET ASSET MANAGEMENT INC $195,496 13,994 View
BANK OF AMERICA CORP /DE/ $173,073 12,389 View
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $169,009 12,098 View
Foundations Investment Advisors, LLC $167,220 11,970 View
Hardy Reed LLC $155,178 11,108 View
Sound Income Strategies, LLC $150,037 10,740 View
Prime Capital Investment Advisors, LLC $149,870 10,728 View
NorthRock Partners, LLC $143,360 10,262 View
Abel Hall, LLC $139,700 10,000 View
Register Financial Advisors LLC $132,715 9,500 View
JPMORGAN CHASE & CO $96,602 6,915 View
Allworth Financial LP $72,182 5,167 View
North Star Investment Management Corp. $69,850 5,000 View
Aquatic Capital Management LLC $49,761 3,562 View
Steward Partners Investment Advisory, LLC $41,910 3,000 View
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $30,594 2,190 View
Tower Research Capital LLC (TRC) $28,582 2,046 View
NATIONAL BANK OF CANADA /FI/ $27,940 2,000 View
Kentucky Trust Co $27,940 2,000 View
Kestra Advisory Services, LLC $26,123 1,870 View
Ritter Daniher Financial Advisory LLC / DE $21,555 1,543 View
MAI Capital Management $19,655 1,407 View
JONES FINANCIAL COMPANIES LLLP $18,035 1,291 View
EverSource Wealth Advisors, LLC $16,764 1,200 View
CoreCap Advisors, LLC $14,095 1,009 View
ORG Partners LLC $13,970 1,000 View
SIGNATUREFD, LLC $13,956 999 View
COMERICA BANK $13,271 950 View
CITIGROUP INC $11,245 805 View
CALDWELL SUTTER CAPITAL, INC. $11,176 800 View
Crewe Advisors LLC $10,701 766 View
Sunbelt Securities, Inc. $9,834 704 View
Pflug Koory, LLC $9,429 675 View
Farther Finance Advisors, LLC $9,401 673 View
ASSETMARK, INC $8,689 622 View
CREATIVE FINANCIAL DESIGNS INC /ADV $8,382 600 View
Parallel Advisors, LLC $3,674 263 View
Larson Financial Group LLC $3,241 232 View
VALLEY NATIONAL ADVISERS INC $2,095 150 View
WealthCollab, LLC $2,025 145 View
Oakworth Capital, Inc. $1,397 100 View
US BANCORP \DE\ $642 46 View
QUADRANT CAPITAL GROUP LLC $516 37 View
EXCHANGE TRADED CONCEPTS, LLC $391 28 View
HARBOUR INVESTMENTS, INC. $139 10 View
DHJJ Financial Advisors, Ltd. $69 5 View