PFG Advisors

Position in GAIN — Gladstone Investment Corporation\De

CIK 1694435 Phoenix, AZ

Position in GAIN

as of Mar 31, 2026 · filed May 5, 2026 Compact

Position Value

$4,477,686

+$213,372 QoQ

Shares Held

315,330

+3.3% QoQ

Ownership

0.792%

of shares outstanding

% of Portfolio

0.66%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

PFG Advisors holds $14,379,082 across 16 Asset Management names. GAIN ranks #1 (31.1% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	GAIN	Gladstone Investment Corporation\De This page	315,330	$4,477,686
2	FDUS	FIDUS INVESTMENT Corp	187,689	$3,269,542
3	PSLV	Sprott Physical Silver Trust	45,168	$1,101,647
4	VCTR	Victory Capital Holdings, Inc.	14,245	$932,762
5	PFLT	PennantPark Floating Rate Capital Ltd.	99,022	$796,136
6	ARCC	Ares Capital Corp	35,849	$645,998
7	GCV	Gabelli Convertible & Income Securities Fund Inc	148,920	$637,377
8	SAR	Saratoga Investment Corp.	21,704	$474,666

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$4,477,686	315,330	+3.3%	Shares	Sole	2026-05-05
2025-12-31	$4,264,314	305,248	+206.0%	Shares	Sole	2026-01-27
2025-09-30	$1,378,462	99,744	-0.7%	Shares	Sole	2025-11-13
2025-06-30	$1,432,765	100,404	0.0%	Shares	Sole	2025-08-07
2025-03-31	$1,341,397	100,404	-0.5%	Shares	Sole	2025-05-06
2024-12-31	$1,336,978	100,904	-1.0%	Shares	Sole	2025-02-07
2024-09-30	$1,472,512	101,904	0.0%	Shares	Sole	2024-10-15
2024-06-30	$1,424,617	101,904	-1.4%	Shares	Sole	2024-08-08
2024-03-31	$1,470,015	103,304	-0.5%	Shares	Sole	2024-05-07
2023-12-31	$1,468,826	103,804	-17.1%	Shares	Sole	2024-01-19
2023-09-30	$1,594,461	125,154	-1.8%	Shares	Sole	2023-10-13
2023-06-30	$1,661,087	127,384	-1.3%	Shares	Sole	2023-07-20
2023-03-31	$1,710,098	129,064	-2.0%	Shares	Sole	2023-04-21
2022-12-31	$1,700,815	131,744	-3.5%	Shares	Sole	2023-01-30
2022-09-30	$1,652,182	136,544	-2.1%	Shares	Sole	2022-10-14
2022-06-30	$1,964,779	139,544	-0.7%	Shares	Sole	2022-07-13
2022-03-31	$2,266,974	140,544	-1.7%	Shares	Sole	2022-04-19
2021-12-31	$2,443,191	143,044	-4.5%	Shares	Sole	2022-01-21
2021-09-30	$2,078,336	149,844	-9.4%	Shares	Sole	2021-11-05
2021-06-30	$2,382,607	165,344	0.0%	Shares	Sole	2021-07-28
2021-03-31	$2,022,157	165,344	-1.7%	Shares	Sole	2021-04-27
2020-12-31	$1,697,188	168,205	+0.0%	Shares	Sole	2021-01-26
2020-09-30	$1,530,228	168,157	+0.0%	Shares	Sole	2020-10-13
2020-06-30	$1,721,794	168,144	-1.1%	Shares	Sole	2020-07-16
2020-03-31	$1,334,994	170,063	—	Shares	Sole	2020-04-29
No filing history on record for this holder in this stock.