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GAIN · Gladstone Investment Corporationde

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$15.43 -0.12 (-0.74%)
Market Cap
$629.59M
Shares
39.82M
Volume · Oct 6 101.6K Avg daily vol (3M) 185.62K

Price & Indicators

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20d MA 50d MA 200d MA Earnings Filing Insider Congress Investor day
Close$15.54 Open$15.71 Day$15.52–15.89 52W close$13.20–17.00 Avg vol 30d158K Short int408K · 1.0% float · 2.4d Short vol53% Last earningsAug 7, 2026 DataJan 2020–Oct 2026 Filing10-Q · Aug 6

Up next

filed Aug 6, 2026
call held Aug 7, 2026

Metrics snapshot

Useful current figures from the complete screener profile.

Revenue (TTM)
$103.89M
Trailing 12 months
Net income (TTM)
$165.13M
Trailing 12 months
Revenue growth YoY
+20.4%
Year over year
Operating margin
—
Trailing 12 months
P / E (TTM)
20.4
Trailing earnings · reciprocal yield 4.9%
FCF yield
—
TTM · current market cap
Return on invested capital
—
Trailing 12 months
Net cash
−$567.24M
Latest balance sheet
Dividend yield
6.2%
Trailing 12 months
Shares change YoY
+7.9%
Year over year · more shares
Price change (1Y)
+11.4%
Trailing year
Short interest
1.0%
Latest settlement · 2.4 days to cover
View all 115 metrics

AI Brief

Q1 FY27 earnings call · Aug 7, 2026
Q1 FY27

TL;DR. Gladstone Investment reported adjusted NII of $0.26/share covering its $0.24 quarterly distribution, with a pending SFEG exit expected to deliver a significant realized capital gain, while NAV declined to $16.24/share due to a $9.0M Home Concepts realized loss and an $18.8M net unrealized depreciation driven by the SFEG mark.

Bullish
  • + Adjusted NII of $0.26/share exceeded the $0.24 quarterly distribution and grew from $0.20/share last quarter
  • + Credit facility amended to increase commitment to $405M, reduce spread by 40 bps, and extend maturity to 2031, with $247.4M of availability
  • + Spillover income grew to $22.5M ($0.56/share) supporting roughly seven months of distributions
Bearish
  • − NAV declined 3.2% to $16.24/share from $16.78/share
  • − Realized loss of $9.0M from Home Concepts term loan restructuring
  • − Three portfolio companies remain on non-accrual status, representing 3.9% of portfolio at cost
  • − Macroeconomic headwinds flagged including elevated energy prices, supply chain disruption, and tariff costs
  • − Detroit Defense experienced a valuation decline due to delayed contract releases

AI-generated from the earnings call and 8-K · may contain errors · not investment advice

Equibles Rating

blended score · not investment advice
Overall
Buy
SellHoldBuy
Technical Neutral Momentum Neutral Sentiment Bullish Fundamentals Fair Quant / Vol Very Low
Market backdrop VIX 15.5 · calm Equity put/call 0.59
Technical
price trend
Neutral
50 / 200-day cross No cross
Price vs 200-day avg +2%
above
Price vs 50-day avg −4%
below
RSI (14) 38
neutral
MACD trend Negative
52-week position 62%
mid-range
Volume (OBV) Confirms
volume backs price
Momentum
relative strength
Neutral
1-month return −5%
trailing
6-month return +3%
trailing
YTD return +11%
this year
Relative strength −9%
vs S&P · 6-mo
Sentiment
smart money
Bullish
Trend (MA cross) No cross
50d $16 › 200d $15 — 50d above 200d
Institutional flow Accumulating
1 of 96 funds reported for Sep 30 · net +146 sh shares
Insider flow Flat
No net insider activity over 90 days
Short interest Falling
1.02% of float · ▼ -10.5% MoM · 2.4 days cover
Volume signal Normal
Volume near normal
Institution breadth Multi-yr high
96 holders — near 3-yr high, broad support
Squeeze score 38
low risk · 0–100
Fundamentals
Fair
EPS growth +21%
Y/Y
Balance sheet $562.1M
net debt
Quant / Vol
risk profile
Very Low
Volatility 21%
annualized · 1-yr
Max drawdown −13%
past year
ATR 1.9%
of price · 14-day

Blended from price, momentum, positioning, fundamentals & volatility · daily-close · not investment advice. Market backdrop is context, not part of the score.

Technicals

trend & momentum for long-term holders Neutral
1 · 5 · 1
50 / 200-day cross
No cross Neutral
Price vs 200-day avg
+2% Bullish
Price vs 50-day avg
−4% Neutral
RSI (14)
38 Neutral
MACD trend
Negative Bearish
52-week position
62% Neutral
Volume (OBV)
Confirms Neutral
Market signals — smart money & positioning
Bullish · 3 of 6
Trend (MA cross) No cross
50d $16 › 200d $15 — 50d above 200d
Institutional flow Accumulating
1 of 96 funds reported for Sep 30 · net +146 sh shares
Insider flow Flat
No net insider activity over 90 days
Short interest Falling
1.02% of float · ▼ -10.5% MoM · 2.4 days cover
Volume signal Normal
Volume near normal
Institution breadth Multi-yr high
96 holders — near 3-yr high, broad support
Price context
position in its 52-week range
Range low $13 Now $16 · 62% Range high $17
vs 200-day avg +2% vs 50-day avg -4%

Illustrative technical + ownership context — a signal mix, not investment advice.

Key metrics

Earlier KPI extraction records exist, but do not meet the current evidence-completeness requirements. No current verified series is available. Earlier figures remain withheld until revalidated; this is not evidence that the company reports no KPIs.

Versus peers

Asset Management — same industry group
Open screener →
Company Mkt cap YTD Rev growth Y/Y P/E Short % shares
GAIN
Gladstone Investment Corporationde
this stock
$629.59M +11.2% — — 1.0%
BLK
BlackRock, Inc.
$347.03B -0.4% +16.2% 25.6 0.6%
KKR
KKR & Co. Inc.
$86.77B -29.4% -11.0% — 1.5%
BX
Blackstone Inc.
$85.57B -27.6% +9.2% 25.6 2.6%
BN
BROOKFIELD Corp /ON/
$81.46B -19.7% — — 0.9%

Peers by industry group · P/E from as-reported trailing EPS · short % is of shares outstanding

At a glance

key data from every section
Ownership
Institutional Holders Accumulating
Holders
96
% held
18.7%
Reported
1 of 96
Top holder
VAN ECK ASSOCIATES CORP
Held Float
View
Held by Funds
Fund positions
8
View
Short & Settlement
Short Interest Falling
Shares short
407.9K
Days to cover
2.4d
Change
-47.6K sh
View
Short Volume
Short vol %
53%
As of
Oct 5, 2026
Short Total
View
Fails to Deliver
FTD shares
508
Value
$8.2K
As of
Sep 9, 2026
View
Off-Exchange
Off-exchange %
44.0%
Week of
Aug 31, 2026
Off-exch Lit
View
Financials
Financials
Net income (FY)
$184.8M
EPS diluted
$0.76
View
Filings
SEC Filings
Latest
8-K
Filed
Oct 1, 2026
This year
16
View
Earnings & Events
Webcasts
Last webcast
Aug 7, 2026
View

Performance

5D 20D 120D MTD YTD
GAIN -1.1% -5.2% +2.6% -0.4% +11.2%
SPY +1.2% +0.6% +11.6% +1.6% +13.6%
vs SPY -2.3% -5.8% -8.9% -2.0% -2.4%

Capital returns

Latest dividend
$0.08 / share · ex Sep 21, 2026
Cut 85.2%
Paid (TTM)
$0.96 / share · 12 payouts
Dividend yield (TTM, derived)
6.18%

Dividends per share over the trailing 365 days by ex-date · buyback figures as last reported in SEC filings ("spent" derived as authorized − remaining; when several programs run concurrently, authorized is their combined total per the newest filing) · components shown separately — trailing-year buyback spend isn't tracked, so no combined shareholder yield is derived.

Key facts CIK 1321741 CUSIP 376546107 13F (30d) 3 filings 3 filers Visit website Investor relations