DHJJ Financial Advisors, Ltd.

Registered adviser

CIK

1844716

Location

NAPERVILLE, IL

Portfolio Value

Small $330,522,409

Diversification

Diversified

Filing Date

Global Rank

#4,826 / 8,819 ▲ 13 · as of Jun 2026

Top Industry

Consumer Electronics 17.2%

Period ended 29 days ago

Filed Oct 23, 2026 · 6d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 107034

Roster of Oct 1, 2026

Regulatory AUM

$623,433,866

Main clients

Individuals and high net worth (94% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$623,433,866	Individuals and high net worth (94%)
Mar 2025 to Mar 2026	$543,508,327	Individuals and high net worth (94%)
Mar 2024 to Feb 2025	$463,922,462	Individuals and high net worth (94%)
May 2023 to Feb 2024	$402,216,159	Individuals and high net worth (93%)
Apr 2023	$402,216,159	Individuals and high net worth (93%)
Feb 2022 to Mar 2023	$470,542,661	Individuals and high net worth (96%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 73.8% of the book (60%+)

Turnover

Low turnover

8.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.0 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 82.9%; sector active share 78.3% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

1,081 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.6%

+0.9 pts

Top 5

57.9%

+2.3 pts

Top 10

77.1%

+3.3 pts

HHI

808

Diversified+59

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	91.1%	$300,996,260	709
Technology	3.4%	$11,292,573	59
Industrials	1.5%	$5,075,279	54
Financial Services	1.1%	$3,567,954	85
Healthcare	0.9%	$2,887,450	37
Consumer Cyclical	0.8%	$2,667,100	29
Communication Services	0.6%	$1,930,551	23
Consumer Defensive	0.3%	$889,194	22
Energy	0.1%	$484,252	22
Basic Materials	0.1%	$350,790	15
Real Estate	0.1%	$247,680	13
Utilities	0.0%	$133,326	13

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JPST	JPMorgan Ultra-Short Income ETF	+76,635	286,687	$14,440,424
SCHM	Schwab U.S. Mid-Cap ETF	+19,925	228,224	$7,764,180
NSEP		+9,240	15,356	$496,459
DDFL		+9,207	12,850	$278,009
ZSEP		+8,800	9,750	$271,440
JULP	PGIM S&P 500 Buffer 12 ETF - July	+6,268	16,463	$549,125
SCHA	Schwab U.S. Small-Cap ETF	+5,434	151,982	$4,959,172
DFAI	Dimensional International Core Equity Market ETF	+5,398	121,478	$5,032,833
KSEP		+5,170	7,538	$230,397
BSEP		+4,798	39,863	$2,151,406
PSEP		+4,321	8,148	$381,815
ISEP		+4,187	8,767	$306,123
PBAU	PGIM S&P 500 Buffer 20 ETF - August	+4,167	7,405	$237,654
IAUG		+3,639	9,864	$298,314
SCHD	Schwab U.S. Dividend Equity ETF	+3,539	409,205	$13,311,438
SEPP	PGIM S&P 500 Buffer 12 ETF - September	+3,435	5,892	$195,587
USFR	WisdomTree Floating Rate Treasury Fund	+3,417	60,288	$3,037,912
NAUG		+3,151	8,791	$293,517
PBSE	PGIM S&P 500 Buffer 20 ETF - September	+3,102	4,649	$145,932
IJUL		+3,033	23,040	$832,419
KJUL		+2,906	27,139	$892,873
KAUG		+2,856	7,073	$200,378
AUGP	PGIM S&P 500 Buffer 12 ETF - August	+2,605	9,853	$334,992
QMAG	FT Vest Nasdaq-100 Moderate Buffer ETF - August	+2,598	6,483	$170,632
PQJL	PGIM Nasdaq-100 Buffer 12 ETF - July	+2,575	5,051	$160,187
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−13,174	38,702	$0
FLXR		−5,784	10	$379
BOCT		−5,703	16,258	$894,677
FVD	First Trust Value Line Dividend Index Fund	−5,692	65,653	$3,079,782
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	−4,792	4,531	$419,797
SCHB	Schwab U.S. Broad Market ETF	−4,523	101,848	$2,985,164
XMHQ	Victory Portfolios II	−4,080	70,296	$0
GSEP	FT Vest U.S. Equity Moderate Buffer ETF - September	−3,338	7,121	$299,936
MOAT	VanEck Morningstar Wide Moat ETF	−3,192	3,763	$397,786
PAUG		−3,155	45,331	$2,114,691
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	−2,601	40,427	$2,098,161
RSPS	Victory Portfolios II	−2,594	26,627	$0
IJH	iShares Core S&P Mid-Cap ETF	−2,366	284,886	$20,497,547
KOCT		−2,213	47,450	$1,789,339
FMHI	First Trust Municipal High Income ETF	−2,006	6,298	$282,465
SCHF	Schwab International Equity ETF	−1,760	163,044	$4,478,818
BUFG	FT Vest Buffered Allocation Growth ETF	−1,640	16,086	$480,971
RSPT	Victory Portfolios II	−1,625	53,096	$0
FNX	First Trust Mid Cap Core AlphaDEX Fund	−1,508	9,005	$1,214,684
BNOV		−1,422	8,896	$435,548
OCTW	AllianzIM U.S. Equity Buffer20 Oct ETF	−1,355	8,205	$344,692
FNOV	FT Vest U.S. Equity Buffer ETF - November	−1,326	56,576	$3,403,612
FTCS	First Trust Capital Strength ETF	−1,220	19,461	$1,826,414
UCON	First Trust Smith Unconstrained Bond ETF	−1,165	4,475	$106,258
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	−1,045	23,769	$2,311,297
No positions match the current search.

New Positions

Positions the filer opened this quarter

24 positions

Ticker	Company	Shares	Value
DDFG		6,048	$117,724
DDTG		2,408	$47,010
DDTS		1,965	$45,116
DQSE		718	$22,076
MFP	Midera Food Processing, Inc.	177	$7,225
LADM	Pacer Swan SOS Laddered Moderate ETF	164	$5,401
MBGL	Mobility Global Inc.	281	$4,819
AVAV	AeroVironment Inc	18	$2,559
QXO	QXO, Inc.	181	$2,115
FGNX	FG Communities Holdings Inc.	270	$2,025
SFLR		31	$1,207
BFLB	BufferLABS US Equity Dynamic Buffer ETF	20	$1,109
JMST	JPMorgan Ultra-Short Municipal Income ETF	20	$1,011
LAPR		40	$1,005
RBIL	F/m Ultrashort Treasury Inflation-Protected Security (TIPS) ETF	20	$999
NUW	Nuveen AMT-Free Municipal Value Fund	70	$927
AJUL		15	$453
LHX	L3harris Technologies, Inc.	1	$236
RVII	Robinhood Ventures Fund II	10	$215
DLAG	FT Vest U.S. Equity Dual Directional Buffer ETF - August	6	$202
ACWI	iShares MSCI ACWI ETF	1	$158
BKR	Baker Hughes Co	2	$109
—		75	$0
VRP	Invesco Ltd.	10	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

22 positions

Ticker	Company	Shares	Value
USMV	iShares MSCI USA Min Vol Factor ETF	2,497	$240,860
FBND	Fidelity Total Bond ETF	4,957	$225,493
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	1,718	$141,992
—		220	$45,108
AGG	iShares Core U.S. Aggregate Bond ETF	325	$32,168
OEF	iShares S&P 100 ETF	84	$30,733
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	387	$20,576
DFIC	Dimensional International Core Equity 2 ETF	390	$14,531
—		9	$3,190
VOE	VANGUARD MID-CAP VALUE INDEX FUND	14	$2,766
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	64	$2,714
SU	Suncor Energy Inc	50	$2,684
GOVT	iShares U.S. Treasury Bond ETF	96	$2,186
MBB	iShares MBS ETF	23	$2,173
FGC	FG Communities Holdings Inc.	270	$1,395
AMZY	YieldMax(R) Amzn Option Income Strategy ETF	90	$961
—		10	$303
ABTC	American Bitcoin Corp.	397	$270
TMFM	Motley Fool Mid-Cap Growth ETF	5	$108
PFFD	Global X U.S. Preferred ETF	5	$93
LYFT	Lyft, Inc.	2	$29
IGC	IGC Pharma, Inc.	80	$21
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,081 tracked positions · $330,522,409 total · filing declares 1,089 positions · $348,808,343 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,081 positions by value · page 1 of 22

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Reduced	54,855	-612	$40,580,083	−0.7%	12.28%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	284,886	-2,366	$20,497,547	−7.5%	6.20%
JPST	JPMorgan Ultra-Short Income ETF	Added	286,687	+76,635	$14,440,424	+35.9%	4.37%
SCHD	Schwab U.S. Dividend Equity ETF	Added	409,205	+3,539	$13,311,438	+3.5%	4.03%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	335,471	+2,013	$12,053,473	+6.8%	3.65%
IWM	iShares Russell 2000 ETF	Added	30,892	+62	$8,584,577	−7.3%	2.60%
SCHM	Schwab U.S. Mid-Cap ETF	Added	228,224	+19,925	$7,764,180	+1.1%	2.35%
VIG	Vanguard Specialized Funds	Added	33,011	+676	$7,701,796	+0.7%	2.33%
IWF	iShares Russell 1000 Growth ETF	Reduced	59,180	-30	$7,412,886	+0.8%	2.24%
SPY	Spdr S&P 500 ETF Trust	Reduced	6,782	-277	$5,172,156	−1.9%	1.56%
AAPL	Apple Inc. Technology	Added	15,250	+6	$5,078,555	+15.1%	1.54%
DFAI	Dimensional International Core Equity Market ETF	Added	121,478	+5,398	$5,032,833	+5.1%	1.52%
SCHA	Schwab U.S. Small-Cap ETF	Added	151,982	+5,434	$4,959,172	−6.3%	1.50%
RDVY	First Trust Rising Dividend Achievers ETF	Added	57,959	+805	$4,537,610	−2.1%	1.37%
SCHF	Schwab International Equity ETF	Reduced	163,044	-1,760	$4,478,818	−1.9%	1.36%
BJAN		Reduced	65,001	-281	$3,934,283	+2.4%	1.19%
FNOV	FT Vest U.S. Equity Buffer ETF - November	Reduced	56,576	-1,326	$3,403,612	+0.5%	1.03%
FVD	First Trust Value Line Dividend Index Fund	Reduced	65,653	-5,692	$3,079,782	−10.4%	0.93%
USFR	WisdomTree Floating Rate Treasury Fund	Added	60,288	+3,417	$3,037,912	+6.1%	0.92%
XSHQ	Invesco S&P SmallCap Quality ETF	Added	66,843	+990	$3,002,587	−5.7%	0.91%
SCHB	Schwab U.S. Broad Market ETF	Reduced	101,848	-4,523	$2,985,164	−3.1%	0.90%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Reduced	23,769	-1,045	$2,311,297	−2.6%	0.70%
BSEP		Added	39,863	+4,798	$2,151,406	+16.4%	0.65%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Reduced	19,010	-74	$2,144,708	−2.2%	0.65%
PAUG		Reduced	45,331	-3,155	$2,114,691	−4.4%	0.64%
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	Reduced	40,427	-2,601	$2,098,161	−6.9%	0.63%
NVDA	Nvidia Corp Technology	Added	9,167	+7	$2,093,559	+14.2%	0.63%
NJAN		Reduced	33,100	-895	$2,008,508	+0.1%	0.61%
FTCS	First Trust Capital Strength ETF	Reduced	19,461	-1,220	$1,826,414	−6.0%	0.55%
KOCT		Reduced	47,450	-2,213	$1,789,339	−3.6%	0.54%
IJR	iShares Core S&P Small-Cap ETF	Reduced	12,381	-216	$1,684,311	−9.8%	0.51%
BUFR	FT Vest Laddered Buffer ETF	Added	44,699	+208	$1,674,871	+3.1%	0.51%
KJAN		Reduced	36,081	-359	$1,643,316	−1.2%	0.50%
BFEB		Reduced	30,190	-20	$1,631,971	+2.6%	0.49%
UPS	United Parcel Service Inc Industrials	Reduced	16,782	-2	$1,568,110	−13.1%	0.47%
PMAY		Reduced	35,068	-70	$1,481,805	+2.1%	0.45%
PAPR		Reduced	32,371	-385	$1,397,779	+1.1%	0.42%
IWB	iShares Russell 1000 ETF	Held	3,228	0	$1,343,267	+1.6%	0.41%
FNDF	Schwab Fundamental International Equity ETF	Reduced	24,794	-298	$1,332,677	+0.7%	0.40%
IJAN		Reduced	34,544	-52	$1,326,835	+0.7%	0.40%
BJUL		Added	23,936	+2,111	$1,326,528	+11.9%	0.40%
VOO	VANGUARD 500 INDEX FUND	Added	1,867	+30	$1,308,505	+3.7%	0.40%
CAT	Caterpillar Inc Industrials	Held	1,557	0	$1,262,400	−23.9%	0.38%
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	Reduced	5,729	-205	$1,250,125	−6.6%	0.38%
AVGO	Broadcom Inc. Technology	Held	3,493	0	$1,226,706	−7.0%	0.37%
NJUL		Added	15,572	+1,208	$1,224,426	+10.1%	0.37%
FNX	First Trust Mid Cap Core AlphaDEX Fund	Reduced	9,005	-1,508	$1,214,684	−21.1%	0.37%
BAPR	Sageworth Trust Co	Held	21,892	0	$1,196,003	+2.6%	0.36%
IWO	iShares Russell 2000 Growth ETF	Reduced	3,308	-40	$1,180,625	−10.5%	0.36%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Reduced	29,071	-518	$1,179,701	−7.6%	0.36%

Showing the top 50 of 1,081 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.