GAIN · Gladstone Investment Corporationde · Shareholders & Ownership

Track GAIN — free

$14.68 -0.10 (-0.64%) At close · Oct 23

Ex-dividend: $0.08 · Oct 23, 2026 Return incl. dividend (before tax) -0.10%

Rebalance outlook locked

Market Cap

$584.59M

39.82M

Volume · Oct 23 208.81K Avg daily vol (3M) 171.83K

Every disclosed holder of GAIN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns GAIN

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	93	6,887,997	17.30%	Yes
Insiders (Forms 3, 4, 5)	1	4,352	0.01%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	32,929,618	82.69%	Rest
Registered funds (N-PORT, not summed)	8	998,455	2.51%	No

Shares outstanding: 39,821,967, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of GAIN

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	805,308	2.02%	+219,841	Jun 30, 2026	VanEck ETF Trust, not summed
2	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	804,098	2.02%	+212,170	Jun 30, 2026	carried, not yet filed for the newest quarter
3	Melia Wealth LLC 13F CIK 1964047 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	656,313	1.65%	-413,173	Jun 30, 2026	carried, not yet filed for the newest quarter
4	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	618,149	1.55%	-114,082	Jun 30, 2026	carried, not yet filed for the newest quarter
5	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	584,106	1.47%	-220,157	Jun 30, 2026	carried, not yet filed for the newest quarter
6	COOPER CREEK PARTNERS MANAGEMENT LLC 13F CIK 1512162 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	576,289	1.45%	+576,289	Jun 30, 2026	carried, not yet filed for the newest quarter
7	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	349,848	0.88%	+11,776	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	337,067	0.85%	+36,369	Jun 30, 2026	carried, not yet filed for the newest quarter
9	PFG Advisors 13F CIK 1694435 · Registered investment adviser · Sep 30, 2026	254,560	0.64%	+17,932	Sep 30, 2026
10	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	220,759	0.55%	+13,356	Jun 30, 2026	carried, not yet filed for the newest quarter
11	OUTFITTERS FINANCIAL LLC 13F CIK 1846505 · Registered investment adviser · Sep 30, 2026	202,870	0.51%	-500	Sep 30, 2026
12	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	185,176	0.47%	-2,262	Jun 30, 2026	carried, not yet filed for the newest quarter
13	BLAIR WILLIAM & CO/IL 13F CIK 902367 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	143,679	0.36%	-2,075	Jun 30, 2026	carried, not yet filed for the newest quarter
14	DAVENPORT & Co LLC 13F CIK 887777 · Registered investment adviser · Sep 30, 2026	143,230	0.36%	+700	Sep 30, 2026
15	TUDOR INVESTMENT CORP ET AL 13F CIK 923093 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	120,964	0.30%	-4,245	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Legacy Capital Wealth Partners, LLC 13F CIK 1766228 · Registered investment adviser · Sep 30, 2026	119,507	0.30%	+5,674	Sep 30, 2026
17	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	116,693	0.29%	+116,693	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	104,239	0.26%	-4,734	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Atlantic Union Bankshares Corp 13F CIK 883948 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	96,664	0.24%	-500	Jun 30, 2026	carried, not yet filed for the newest quarter
20	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	91,023	0.23%	-4,232	Jun 30, 2026	carried, not yet filed for the newest quarter
21	Baird Financial Group, Inc. 13F CIK 1648711 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	90,300	0.23%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
22	OneAscent Enhanced Small and Mid Cap ETF Fund S000084956 · Registered fund · May 31, 2026 Unified Series Trust, not summed	73,442	0.18%	+2,968	May 31, 2026	Unified Series Trust, not summed
23	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	72,620	0.18%	+29,379	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Invesco Global Listed Private Equity ETF Fund S000013789 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	72,317	0.18%	+26,908	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
24	United Advisor Group, LLC 13F CIK 2004873 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	72,190	0.18%	-5,422	Jun 30, 2026	carried, not yet filed for the newest quarter
25	ALBERT D MASON INC 13F CIK 1169318 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	69,455	0.17%	+1,519	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Cassaday & Co Wealth Management LLC 13F CIK 1963612 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	62,500	0.16%	-16,500	Jun 30, 2026	carried, not yet filed for the newest quarter
27	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	58,446	0.15%	+267	Jun 30, 2026	carried, not yet filed for the newest quarter
28	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	54,244	0.14%	+6,310	Jun 30, 2026	carried, not yet filed for the newest quarter
29	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	52,264	0.13%	+8,839	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	42,007	0.11%	+10,354	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Y-Intercept (Hong Kong) Ltd 13F CIK 1772875 · Exempt reporting adviser · Sep 30, 2026	41,068	0.10%	+41,068	Sep 30, 2026
32	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	37,593	0.09%	+37,593	Jun 30, 2026	carried, not yet filed for the newest quarter
33	CONFLUENCE INVESTMENT MANAGEMENT LLC 13F CIK 1442056 · Registered investment adviser · Sep 30, 2026	37,128	0.09%	+146	Sep 30, 2026
34	Garner Asset Management Corp 13F CIK 1714093 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	32,493	0.08%	-2,000	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Aquatic Capital Management LLC 13F CIK 1803916 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	29,776	0.07%	+29,776	Jun 30, 2026	carried, not yet filed for the newest quarter
36	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	22,593	0.06%	-6,595	Jun 30, 2026	carried, not yet filed for the newest quarter
37	GREENWOOD GEARHART LLC 13F CIK 1084683 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	22,400	0.06%	+4,500	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	22,223	0.06%	-18,810	Jun 30, 2026	carried, not yet filed for the newest quarter
38.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	22,223	0.06%	-12,609	Jul 31, 2026	ETFis Series Trust I, not summed
39	FT Confluence BDC & Specialty Finance Income ETF Fund S000090298 · Registered fund · May 31, 2026 First Trust Exchange-Traded Fund VIII, not summed	22,000	0.06%	—	May 31, 2026	First Trust Exchange-Traded Fund VIII, not summed
40	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	20,911	0.05%	+168	Jun 30, 2026	carried, not yet filed for the newest quarter
41	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	20,483	0.05%	+3,065	Jun 30, 2026	carried, not yet filed for the newest quarter
42	NewEdge Advisors, LLC 13F CIK 1633516 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	20,476	0.05%	+500	Jun 30, 2026	carried, not yet filed for the newest quarter
43	AMERIFLEX GROUP, INC. 13F CIK 2057637 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	18,858	0.05%	-500	Jun 30, 2026	carried, not yet filed for the newest quarter
44	State of Wyoming 13F CIK 1821626 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	17,916	0.05%	+8,495	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	16,236	0.04%	-2,275	Jun 30, 2026	carried, not yet filed for the newest quarter
46	MACKENZIE FINANCIAL CORP 13F CIK 919859 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	16,010	0.04%	+16,010	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Prosperity Financial Group, Inc. 13F CIK 1991334 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	15,700	0.04%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
48	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	13,747	0.03%	-212	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	13,652	0.03%	-976	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Creative Planning 13F CIK 1540235 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	13,615	0.03%	+369	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 100 holders

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Key facts CIK 1321741 CUSIP 376546107 13F (30d) 15 filings 15 filers Visit website Investor relations