United Advisor Group, LLC

Registered adviser

CIK

2004873

Location

CINCINNATI, OH

Portfolio Value

Small $947,161,411

Diversification

Diversified

Filing Date

Global Rank

#2,616 / 8,818 ▲ 44

Top Industry

Semiconductors 15.1%

Period ended 4 months ago

Filed Jul 29, 2026 · 3mo

11 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 324205

Roster of Oct 1, 2026

Regulatory AUM

$1,426,464,988

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,426,464,988	Individuals and high net worth (96%)
Apr 2025 to Mar 2026	$1,091,628,945	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$578,774,254	Individuals and high net worth (95%)
Jun 2023 to Mar 2024	$203,750,000	Individuals and high net worth (82%)
May 2023	$0	—
Feb 2023 to Apr 2023	$0	—

Stated strategy

Fundamental active, Value, Multi-asset Form ADV Part 2A, Apr 20, 2026 · original

In the firm's words

Fundamental active: In the development and management of our Model Portfolios, UAG uses industry standard techniques that include technical analysis, fundamental analysis and charting.
Value: Value Investing can be described as a strategy of selecting stocks that trade for less than their intrinsic values.
Multi-asset: Allows for a range of percentages in each asset class (such as Stocks = 40-50%).

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 41.3%, 41.2 effective positions, active share 60.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

16.4% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 8.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 60.0%; sector active share 49.0% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

531 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

7.6%

+0.8 pts

Top 5

27.0%

+0.7 pts

Top 10

41.0%

+1.4 pts

HHI

241

Diversified+13

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	61.5%	$582,934,346	302
Technology	14.9%	$141,053,855	50
Financial Services	7.4%	$70,043,277	59
Consumer Cyclical	3.5%	$32,891,733	16
Communication Services	3.2%	$30,262,614	10
Industrials	2.8%	$26,262,846	25
Consumer Defensive	2.2%	$20,670,746	14
Healthcare	1.9%	$18,422,437	21
Energy	1.3%	$12,183,027	17
Real Estate	0.7%	$6,545,574	6
Utilities	0.4%	$3,380,273	6
Basic Materials	0.3%	$2,510,683	5

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
QGRW	WisdomTree U.S. Quality Growth Fund	+77,049	95,524	$6,307,449
VUG	VANGUARD GROWTH INDEX FUND	+58,819	69,917	$6,022,650
WTV	WisdomTree U.S. Value Fund	+25,934	54,200	$5,513,224
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+20,631	73,355	$3,710,295
CSRE	Cohen & Steers Real Estate Active ETF	+18,879	191,597	$5,437,522
—		+18,091	34,668	$3,176,975
TCAF	T. Rowe Price Capital Appreciation Equity ETF	+18,073	94,836	$3,897,759
FRDM	Freedom 100 Emerging Markets ETF	+17,935	112,952	$8,234,200
IREN	IREN Ltd	+17,413	57,602	$2,634,139
WCME	First Trust WCM Developing World Equity ETF	+16,762	48,126	$944,280
SGOV	iShares 0-3 Month Treasury Bond ETF	+16,016	33,799	$3,402,545
—		+14,703	309,386	$8,894,847
—		+14,540	379,043	$17,489,044
—		+13,870	82,863	$1,197,370
—		+13,239	274,828	$11,594,993
CSIO	Cohen & Steers ETF Trust	+12,028	24,041	$686,442
STXF	Strive 500 ETF	+11,795	391,287	$18,899,162
—		+11,261	229,792	$8,079,486
BALI		+10,765	105,576	$3,571,636
GSY	Invesco Ultra Short Duration ETF	+10,534	36,337	$1,822,300
SCHV	Schwab U.S. Large-Cap Value ETF	+10,278	56,439	$1,964,641
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+9,718	28,949	$2,544,038
DIVO	Amplify CWP Enhanced Dividend Income ETF	+9,538	78,818	$3,601,982
FBND	Fidelity Total Bond ETF	+9,453	43,011	$1,956,570
FYLD	Cambria Foreign Shareholder Yield ETF	+9,167	183,160	$6,683,508
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	−106,793	129,393	$4,378,659
DPG	Duff & Phelps Utility & Infrastructure Fund Inc.	−56,105	253,669	$3,764,447
XCEM	Columbia EM Core ex-China ETF	−25,709	14,422	$762,635
ASTI	Ascent Solar Technologies, Inc.	−25,000	10,000	$50,000
ETHA	iShares Ethereum Trust ETF	−22,360	11,906	$141,562
NBIS	Nebius Group N.V.	−13,844	6,270	$1,731,585
IBIT	iShares Bitcoin Trust ETF	−11,940	25,452	$847,297
BAC	Bank Of America Corp	−9,672	19,404	$1,105,639
IVE	iShares S&P 500 Value ETF	−8,903	1,960	$445,037
JPST	JPMorgan Ultra-Short Income ETF	−8,392	66,338	$3,354,712
KHPI	Kensington Hedged Premium Income ETF	−7,394	226,741	$5,854,452
MPC	Marathon Petroleum Corp	−6,605	1,575	$402,680
CGBD	Carlyle Secured Lending, Inc.	−6,117	26,181	$275,685
TECB	iShares U.S. Tech Breakthrough Multisector ETF	−6,114	4,112	$295,036
AMD	Advanced Micro Devices Inc	−5,577	13,969	$8,114,731
GAIN	Gladstone Investment Corporationde	−5,422	72,190	$1,116,057
MFIC	MidCap Financial Investment Corp	−5,206	264,846	$2,669,647
ARDC	Ares Dynamic Credit Allocation Fund, Inc.	−4,842	354,015	$4,471,209
TOTR	T. Rowe Price Total Return ETF	−4,822	13,429	$538,086
NEM	NEWMONT Corp	−4,263	9,116	$851,434
SCHO	Schwab Short-Term U.S. Treasury ETF	−3,872	57,199	$1,380,783
SCHA	Schwab U.S. Small-Cap ETF	−2,820	131,999	$4,769,123
IEMG	iShares Trust	−2,810	69,711	$5,774,859
—		−2,455	20,645	$1,668,528
SEIM	SEI Enhanced U.S. Large Cap Momentum Factor ETF	−2,272	36,093	$2,026,621
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	104,786	$3,506,139
AVUV	Avantis U.S. Small Cap Value ETF	24,607	$3,069,969
BW	Babcock & Wilcox Enterprises, Inc.	214,794	$3,028,595
DFIV	Dimensional International Value ETF	44,663	$2,412,695
AVLV	Avantis U.S. Large Cap Value ETF	23,764	$2,167,514
DFUS	Dimensional U.S. Equity Market ETF	22,602	$1,852,007
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	56,603	$1,746,202
CLOI	VanEck CLO ETF	25,772	$1,364,627
MRVL	Marvell Technology, Inc.	4,118	$1,226,711
DFAS	Dimensional U.S. Small Cap ETF	14,138	$1,164,122
TSPA	T. Rowe Price U.S. Equity Research ETF	22,680	$1,077,980
ALAB	Astera Labs, Inc.	2,135	$1,031,247
DELL	Dell Technologies Inc.	2,295	$990,200
AVDV	Avantis International Small Cap Value ETF	8,435	$869,226
STX	Seagate Technology Holdings plc	856	$826,040
IALT		28,163	$789,972
WDC	Western Digital Corp	1,206	$770,296
ANET	Arista Networks, Inc.	4,357	$740,167
DFAW	Dimensional World Equity ETF	8,373	$693,200
DFAE	Dimensional Emerging Core Equity Market ETF	16,467	$662,138
NTAP	NetApp, Inc.	3,671	$568,123
DFIS	Dimensional International Small Cap ETF	16,106	$564,193
SPCX	Space Exploration Technologies Corp	3,125	$533,937
SOXL	Direxion Daily Semiconductor Bull 3X Shares	1,930	$514,750
IRE	Defiance Daily Target 2x Long Iren ETF	29,000	$484,590
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	40,382	$6,851,210
LDUR	PIMCO Enhanced Low Duration Active Exchange-Traded Fund	16,944	$1,623,574
—		33,632	$1,573,977
LST	Leuthold Select Industries ETF	30,967	$1,252,615
FDX	Fedex Corp	2,355	$838,803
ROKU	Roku, Inc	7,550	$714,381
XTEN	BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF	13,704	$628,465
WINN	Harbor Long-Term Growers ETF	20,088	$557,000
TDIV	First Trust NASDAQ Technology Dividend Index Fund	5,868	$549,596
—		14,847	$521,724
KEYS	Keysight Technologies, Inc.	1,770	$499,794
HON	Honeywell International Inc	2,021	$456,806
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	6,384	$391,083
MOS	Mosaic Co	14,122	$360,111
GNRC	Generac Holdings Inc.	1,782	$348,078
JCI	Johnson Controls International plc	2,629	$344,267
LVS	Las Vegas Sands Corp	6,329	$341,006
FNGU		20,133	$314,678
MCHP	Microchip Technology Inc	4,807	$310,580
CNC	Centene Corp	9,060	$296,624
AMOM	Exchange Listed Funds Trust	6,265	$295,369
MSTR	Strategy Inc	2,253	$281,174
DAL	Delta Air Lines, Inc.	4,214	$280,146
COF	Capital One Financial Corp	1,481	$270,178
ETHE	Grayscale Ethereum Staking ETF	15,674	$267,555
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

531 tracked positions · $947,161,411 total · filing declares 544 positions · $947,650,710 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 531 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	143,966	-909	$28,806,156	+14.0%	10	$96.85	3.04%
AAPL	Apple Inc. Technology	Added	88,092	+296	$25,490,301	+14.4%	10	$201.05	2.69%
STXF	Strive 500 ETF	Added	391,287	+11,795	$18,899,162	+18.7%	10	unpriced	2.00%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Added	76,943	+774	$18,338,594	+15.6%	11	before history	1.94%
		Added	379,043	+14,540	$17,489,044	+14.3%	10	$37.96	1.85%
MSFT	Microsoft Corp CALL + SHARES Technology	Added	46,815	+6,781	$17,462,931	+17.8%	11	before history	1.84%
RDVY	First Trust Rising Dividend Achievers ETF	Added	179,331	+5,264	$14,536,570	+22.3%	10	$56.51	1.53%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	141,827	+1,589	$13,561,497	+10.1%	10	unpriced	1.43%
GOOGL	Alphabet Inc. Communication Services	Reduced	36,077	-998	$12,892,837	+20.9%	10	$188.75	1.36%
DLN	WisdomTree U.S. LargeCap Dividend Fund	Added	124,840	+2,811	$12,024,588	+10.3%	10	unpriced	1.27%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	407,165	-2,195	$11,982,865	+14.2%	11	before history	1.27%
PLTR	Palantir Technologies Inc. Technology	Added	99,671	+1,094	$11,628,615	−19.4%	10	$42.84	1.23%
		Added	274,828	+13,239	$11,594,993	+12.4%	10	$35.92	1.22%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	94,307	+2,604	$11,221,589	+25.0%	10	$81.54	1.18%
TDVG	T. Rowe Price Dividend Growth ETF	Added	200,703	+1,137	$9,840,468	+10.5%	10	$37.73	1.04%
		Added	309,386	+14,703	$8,894,847	+10.4%	10	$27.24	0.94%
FRDM	Freedom 100 Emerging Markets ETF	Added	112,952	+17,935	$8,234,200	+58.6%	4	$48.05	0.87%
AMD	Advanced Micro Devices Inc Technology	Reduced	13,969	-5,577	$8,114,731	+104.1%	10	$160.25	0.86%
		Added	229,792	+11,261	$8,079,486	+7.2%	7	$30.74	0.85%
DFAI	Dimensional International Core Equity Market ETF	Added	195,544	+5,691	$8,066,190	+9.1%	10	$31.61	0.85%
DON	WisdomTree U.S. Midcap Dividend Fund	Added	141,999	+531	$8,025,783	+8.0%	10	unpriced	0.85%
TSLA	Tesla, Inc. Consumer Cyclical	Added	19,055	+483	$8,014,533	+16.1%	10	$279.55	0.85%
JPM	Jpmorgan Chase & Co Financial Services	Added	23,759	+753	$7,777,033	+14.9%	10	$219.60	0.82%
VTV	VANGUARD VALUE INDEX FUND	Added	35,287	+662	$7,690,095	+13.2%	11	before history	0.81%
UPS	United Parcel Service Inc Industrials	Reduced	71,461	-510	$7,682,057	+8.5%	11	before history	0.81%
DGRS	WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Added	127,703	+3,036	$7,579,173	+14.8%	10	unpriced	0.80%
VOO	VANGUARD 500 INDEX FUND	Added	10,675	+151	$7,331,696	+16.6%	11	before history	0.77%
VEA	Vanguard FTSE Developed Markets ETF	Added	99,937	+63	$7,120,511	+11.3%	11	before history	0.75%
FYLD	Cambria Foreign Shareholder Yield ETF	Added	183,160	+9,167	$6,683,508	+2.9%	10	$28.01	0.71%
META	Meta Platforms, Inc. Communication Services	Added	11,842	+79	$6,670,480	−0.9%	10	$623.52	0.70%
QGRW	WisdomTree U.S. Quality Growth Fund	Added	95,524	+77,049	$6,307,449	+539.0%	6	unpriced	0.67%
SYLD	Cambria Shareholder Yield ETF	Added	78,241	+4,969	$6,187,845	+12.0%	9	$70.43	0.65%
QQQM	Invesco Ltd. Financial Services	Added	20,406	+436	$6,182,405	+30.3%	10	$220.46	0.65%
MU	Micron Technology Inc Technology	Reduced	5,295	-126	$6,111,965	+233.7%	5	$119.83	0.65%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	99,573	+7,396	$6,053,042	+16.1%	7	$53.49	0.64%
VUG	VANGUARD GROWTH INDEX FUND	Added	69,917	+58,819	$6,022,650	+24.2%	11	before history	0.64%
KHPI	Kensington Hedged Premium Income ETF	Reduced	226,741	-7,394	$5,854,452	+3.3%	7	$25.40	0.62%
IEMG	iShares Trust	Reduced	69,711	-2,810	$5,774,859	—	9	unpriced	0.61%
CGXU	Capital Group International Focus Equity ETF	Added	166,454	+2,203	$5,762,637	+19.0%	7	$26.94	0.61%
WTV	WisdomTree U.S. Value Fund	Added	54,200	+25,934	$5,513,224	+105.9%	7	unpriced	0.58%
CSRE	Cohen & Steers Real Estate Active ETF	Added	191,597	+18,879	$5,437,522	+19.8%	3	$26.36	0.57%
EYLD	Cambria Emerging Shareholder Yield ETF	Added	118,042	+6,927	$5,360,287	+16.5%	10	$34.92	0.57%
IJR	iShares Core S&P Small-Cap ETF	Added	34,675	+1,373	$5,142,649	+24.2%	9	unpriced	0.54%
SCHM	Schwab U.S. Mid-Cap ETF	Added	133,472	+2,155	$4,921,112	+21.0%	7	unpriced	0.52%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	131,999	-2,820	$4,769,123	+21.6%	11	before history	0.50%
JCPB	JPMorgan Core Plus Bond ETF	Added	100,807	+4,678	$4,731,880	+4.6%	10	$46.75	0.50%
HTRB	Hartford Total Return Bond ETF	Added	138,512	+3,960	$4,672,702	+2.9%	11	before history	0.49%
GSEW	Goldman Sachs Equal Weight U.S. Large Cap Equity ETF	Added	49,456	+1,649	$4,669,635	+15.4%	10	$76.79	0.49%
WMT	Walmart Inc. Consumer Defensive	Added	40,998	+1,347	$4,643,433	−5.8%	11	before history	0.49%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	46,789	+674	$4,631,175	+1.2%	11	before history	0.49%

Showing the top 50 of 531 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.