ARDC · Ares Dynamic Credit Allocation Fund, Inc.

$12.34 -0.06 (-0.48%)

Market Cap

$297.18M

23.97M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 63

Total Value: $102,283,684

Total Shares: 8,098,473

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 63 13F filers · Δ vs Mar 31, 2026

Top Holder

23.6%

+4.7 pts

Top 5

49.6%

+8.8 pts

Top 10

68.3%

+7.0 pts

HHI

854

Broadly held+215

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -3

Institutional value: +0.1%

Shares held: -3.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega WELLS FARGO & COMPANY/MN	+324,455	1,913,094
Mega MORGAN STANLEY	+136,985	645,869
Small AdvisorNet Financial, Inc	+98,296	601,286
Mid OPPENHEIMER & CO INC	+17,809	36,110
Large Penserra Capital Management LLC	+16,268	426,195

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small Shaker Financial Services, LLC	−227,697	103,541
Mid SIT INVESTMENT ASSOCIATES INC	−206,427	92,478
Mid WOLVERINE ASSET MANAGEMENT LLC	−130,193	10,577
Mid Advisors Asset Management, Inc.	−96,281	228,388
Small Huntleigh Advisors, Inc.	−51,961	175,097

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega ENVESTNET ASSET MANAGEMENT INC	186,586	$2,356,581
Small Thomas J. Herzfeld Advisors, Inc.	150,623	$1,902,368
Mega JANE STREET GROUP, LLC	25,340	$320,043
Mid CHOREO, LLC	20,327	$256,730
Mid XTX Topco Ltd	18,802	$237,469

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Logan Stone Capital, LLC	197,693	$2,403,946
Large READYSTATE ASSET MANAGEMENT LP	146,460	$1,780,953
Large Balyasny Asset Management L.P.	115,080	$1,399,372
Small Anfield Capital Management, LLC	13,744	$167,127
Small StoneX Group Inc.	12,613	$153,374

Filter: New 10 Increased 22 Reduced 20 Sold out 13 Unchanged 11

Showing 63 of 63

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

WELLS FARGO & COMPANY/MN

$24,162,376

23.62%

1,913,094

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	2,500	$31,575	0.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,317,482	$16,639,797	68.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	593,112	$7,491,004	31.0%	Defined

MORGAN STANLEY

$8,157,324

7.98%

645,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	1	$12	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	645,867	$8,157,300	100.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1	$12	0.0%	Defined

AdvisorNet Financial, Inc

$7,594,242

7.42%

601,286

GUGGENHEIM CAPITAL LLC

$5,460,049

5.34%

432,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	431,998	$5,456,134	99.9%	Defined
SECURITY INVESTORS LLC	310	$3,915	0.1%	Defined

Penserra Capital Management LLC

$5,382,842

5.26%

426,195

United Advisor Group, LLC

$4,471,209

4.37%

354,015

Invesco Ltd.

$4,365,533

4.27%

345,648

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	322,750	$4,076,332	93.4%	Defined
Invesco Capital Management LLC	22,898	$289,201	6.6%	Defined

Foundations Investment Advisors, LLC

$4,274,939

4.18%

338,475

NewEdge Wealth, LLC

$3,154,001

3.08%

249,723

Advisors Asset Management, Inc.

$2,884,540

2.82%

228,388

Janney Montgomery Scott LLC

$2,836,192

2.77%

224,560

Hennion & Walsh Asset Management, Inc.

$2,767,321

2.71%

219,107

Capital Investment Advisors, LLC

$2,369,021

2.32%

187,571

ENVESTNET ASSET MANAGEMENT INC

$2,356,581

2.30%

186,586

Huntleigh Advisors, Inc.

$2,211,475

2.16%

175,097

Farther Finance Advisors, LLC

$1,986,092

1.94%

157,252

Thomas J. Herzfeld Advisors, Inc.

$1,902,368

1.86%

150,623

Shaker Financial Services, LLC

$1,307,722

1.28%

103,541

ICON ADVISERS INC/CO

$1,228,103

1.20%

97,237

RAYMOND JAMES FINANCIAL INC

$1,205,571

1.18%

95,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	54,326	$686,137	56.9%	Defined
Raymond James Financial Services Advisors, Inc.	41,127	$519,434	43.1%	Defined

SIT INVESTMENT ASSOCIATES INC

$1,167,997

1.14%

92,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	92,478	$1,167,997	100.0%	Sole

Curated Wealth Partners LLC

$1,122,213

1.10%

88,853

BANK OF AMERICA CORP /DE/

$1,015,565

0.99%

80,409

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	39,412	$497,773	49.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	40,997	$517,792	51.0%	Defined

NATIONS FINANCIAL GROUP INC, /IA/ /ADV

$778,576

0.76%

61,645

ROYAL BANK OF CANADA

$627,155

0.61%

49,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	49,656	$627,155	100.0%	Defined

LPL Financial LLC

$576,294

0.56%

45,629

&PARTNERS

$519,661

0.51%

41,145

OSAIC HOLDINGS, INC.

$511,843

0.50%

40,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	40,526	$511,843	100.0%	Defined

Closed-End Fund Advisors, Inc.

$502,017

0.49%

39,748

STIFEL FINANCIAL CORP

$456,081

0.45%

36,111

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	36,111	$456,081	100.0%	Defined

OPPENHEIMER & CO INC

$456,069

0.45%

36,110

Virtus Investment Advisers, LLC

$342,487

0.33%

27,117

JANE STREET GROUP, LLC

$320,043

0.31%

25,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	20,271	$256,022	80.0%	Defined
Jane Street Global Trading, LLC	5,069	$64,021	20.0%	Defined

Cetera Investment Advisers

$291,917

0.29%

23,113

UBS Group AG

$276,243

0.27%

21,872

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	21,872	$276,243	100.0%	Defined

CHOREO, LLC

$256,730

0.25%

20,327

NWF Advisory Services Inc.

$253,231

0.25%

20,050

NewEdge Advisors, LLC

$248,040

0.24%

19,639

XTX Topco Ltd

$237,469

0.23%

18,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	18,802	$237,469	100.0%	Defined

World Investment Advisors

$213,952

0.21%

16,940

Williams Jones Wealth Management, LLC.

$194,944

0.19%

15,435

E&G Advisors, LP

$194,325

0.19%

15,386

Composition Wealth, LLC

$189,450

0.19%

15,000

Waverly Advisors, LLC

$181,846

0.18%

14,398

Integrity Advisory Solutions, LLC

$179,611

0.18%

14,221

Focus Partners Wealth

$164,190

0.16%

13,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$139,675

0.14%

11,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	11,059	$139,675	100.0%	Other

Founders Financial Alliance, LLC

$139,510

0.14%

11,046

WOLVERINE ASSET MANAGEMENT LLC

$133,587

0.13%

10,577

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	10,577	$133,587	100.0%	Defined

NEUBERGER BERMAN GROUP LLC

$126,300

0.12%

10,000

Rockefeller Capital Management L.P.

$117,243

0.11%

9,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	777	$9,813	8.4%	Defined
ROCKEFELLER FINANCIAL LLC	8,506	$107,430	91.6%	Defined

Spire Wealth Management

$107,355

0.10%

8,500

CoreCap Advisors, LLC

$45,265

0.04%

3,584

EverSource Wealth Advisors, LLC

$32,231

0.03%

2,552

WEBSTER BANK, N. A.

$31,966

0.03%

2,531

Noble Wealth Management PBC

$12,554

0.01%

994

BNP PARIBAS ARBITRAGE, SA

$12,251

0.01%

970

Key Capital Management, INC

$12,124

0.01%

960

Triumph Capital Management

$10,104

0.01%

800

BOYD WATTERSON ASSET MANAGEMENT LLC/OH

$3,473

0.00%

275

HIGHLINE WEALTH PARTNERS LLC

$3,157

0.00%

250

ARES MANAGEMENT LLC

$745

0.00%

ACTION POINT FINANCIAL PLANNING, LLC

$694

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	12,613	$153,374	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	2,104	$25,584	18.3%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	6,018	$73,178	52.3%	Defined
Held directly	3,382	$41,125	29.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	10,000	$121,600	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	194	$2,359	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	13	$158	100.0%	Defined

Key facts CIK 1515324 CUSIP 04014F102 13F (30d) 45 filings 45 filers Visit website