ARDC · Ares Dynamic Credit Allocation Fund, Inc. · Shareholders & Ownership
Market Cap
$274.17M
Shares
23.97M
Volume · Oct 23
579.39K
Avg daily vol (3M)
109.42K
Every disclosed holder of ARDC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns ARDC
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 8,293,668 | — |
| Insiders (Forms 3, 4, 5) | 800,000 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 571,747 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of ARDC
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,913,094 | ||
| 1.1 |
WELLS FARGO & COMPANY/MN
13G
CIK 72971 · Bank · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
1,913,094 | ||
| 2 |
|
800,000 | ||
| 3 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
645,869 | ||
| 4 |
AdvisorNet Financial, Inc
13F
CIK 1409362 · Registered investment adviser · Sep 30, 2026
|
643,447 | ||
| 5 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
432,308 | ||
| 5.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
229 | ||
| 5.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
81 | ||
| 6 |
Penserra Capital Management LLC
13F
CIK 1593324 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
426,195 | ||
| 7 |
Amplify CEF High Income ETF
Fund
S000065408 · Registered fund · Jun 30, 2026
Amplify ETF Trust, not summed
|
424,167 | ||
| 8 |
United Advisor Group, LLC
13F
CIK 2004873 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
354,015 | ||
| 9 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
345,648 | ||
| 9.1 |
Invesco Zacks Multi-Asset Income ETF
Fund
S000060805 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
22,916 | ||
| 10 |
Foundations Investment Advisors, LLC
13F
CIK 1743404 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
338,475 | ||
| 11 |
NewEdge Wealth, LLC
13F
CIK 1861796 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
249,723 | ||
| 12 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
228,388 | ||
| 13 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
224,560 | ||
| 14 |
Hennion & Walsh Asset Management, Inc.
13F
CIK 1861642 · Investment adviser · Sep 30, 2026
|
209,406 | ||
| 15 |
Farther Finance Advisors, LLC
13F
CIK 1992825 · Registered investment adviser · Sep 30, 2026
|
199,121 | ||
| 16 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
196,145 | ||
| 17 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
186,586 | ||
| 18 |
Capital Investment Advisors, LLC
13F
CIK 1582732 · Registered investment adviser · Sep 30, 2026
|
183,689 | ||
| 19 |
Huntleigh Advisors, Inc.
13F
CIK 1367653 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
175,097 | ||
| 20 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150,623 | ||
| 21 |
ICON ADVISERS INC/CO
13F
CIK 1058470 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
97,237 | ||
| 22 |
ICON FLEXIBLE BOND FUND
Fund
S000067902 · Registered fund · Jun 30, 2026
SCM Trust, not summed
|
97,237 | ||
| 23 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
95,453 | ||
| 24 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
92,478 | ||
| 25 |
Curated Wealth Partners LLC
13F
CIK 1781284 · Unknown · Sep 30, 2026
|
92,143 | ||
| 26 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
80,409 | ||
| 27 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV
13F
CIK 1109767 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
61,645 | ||
| 28 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
49,656 | ||
| 29 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,629 | ||
| 30 |
|
41,145 | ||
| 31 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,526 | ||
| 32 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
39,748 | ||
| 33 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,111 | ||
| 34 |
OPPENHEIMER & CO INC
13F
CIK 822581 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,110 | ||
| 35 |
Virtus Investment Advisers, LLC
13F
CIK 19481 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,117 | ||
| 35.1 |
Virtus Private Credit Strategy ETF
Fund
S000064727 · Registered fund · Jul 31, 2026
ETFis Series Trust I, not summed
|
27,117 | ||
| 36 |
Concurrent Investment Advisors, LLC
13F
CIK 2001015 · Registered investment adviser · Sep 30, 2026
|
26,500 | ||
| 37 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,340 | ||
| 38 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,113 | ||
| 39 |
|
21,872 | ||
| 40 |
CHOREO, LLC
13F
CIK 1679031 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,327 | ||
| 41 |
NWF Advisory Services Inc.
13F
CIK 2045735 · Registered investment adviser · Sep 30, 2026
|
20,050 | ||
| 42 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,639 | ||
| 43 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,802 | ||
| 44 |
World Investment Advisors
13F
CIK 1652594 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,940 | ||
| 45 |
Williams Jones Wealth Management, LLC.
13F
CIK 1788587 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,435 | ||
| 46 |
E&G Advisors, LP
13F
CIK 1598550 · Unknown · Sep 30, 2026
|
15,386 | ||
| 47 |
Composition Wealth, LLC
13F
CIK 1585859 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,000 | ||
| 48 |
Waverly Advisors, LLC
13F
CIK 1568787 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,398 | ||
| 49 |
Integrity Advisory Solutions, LLC
13F
CIK 2057931 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,221 | ||
| 50 |
Focus Partners Wealth
13F
CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,000 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 68 holders
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