Hennion & Walsh Asset Management, Inc.

CIK

1861642

Location

Parsippany, NJ

Portfolio Value

Mid $2,606,619,521

Diversification

Diversified

Filing Date

Global Rank

#1,145 / 8,696 ▼ 5

Top Industry

Asset Management 28.0%

Period ended 2 months ago

Filed Jul 8, 2026 · 2mo

22 quarters · since Mar 2021

Portfolio Concentration

855 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

2.0%

−6.3 pts

Top 5

7.1%

−10.8 pts

Top 10

12.3%

−12.3 pts

HHI

Diversified−85

Portfolio Trend

22 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	34.5%	$898,493,893	239
Technology	19.5%	$509,442,788	128
Healthcare	13.9%	$363,184,703	116
Industrials	12.2%	$317,783,163	108
Utilities	4.6%	$120,382,076	45
Consumer Cyclical	4.1%	$105,618,597	76
Consumer Defensive	3.2%	$83,452,751	32
Communication Services	2.8%	$72,691,201	30
Energy	2.4%	$62,298,841	35
Real Estate	1.9%	$48,982,926	27
Basic Materials	0.7%	$18,364,146	16
Unclassified	0.2%	$5,924,436	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
OCGN	Ocugen, Inc.	+1,553,672	2,830,397	$4,330,507
LEO	Bny Mellon Strategic Municipals, Inc.	+884,861	1,683,135	$10,873,052
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	+689,844	1,476,212	$9,078,703
VKQ	Invesco Municipal Trust	+661,027	940,068	$9,438,282
VMO	Invesco Municipal Opportunity Trust	+604,561	1,277,578	$12,609,694
GERN	Geron Corp	+604,278	1,000,910	$1,281,164
NMZ	Nuveen Municipal High Income Opportunity Fund	+577,934	2,217,036	$23,434,070
VKI	Invesco Advantage Municipal Income Trust II	+490,553	989,489	$9,380,355
IIM	Invesco Value Municipal Income Trust	+450,450	1,162,995	$14,804,926
NAD	Nuveen Quality Municipal Income Fund	+445,351	1,373,096	$16,641,923
NUV	Nuveen Municipal Value Fund Inc	+422,222	2,862,303	$26,390,433
IOVA	Iovance Biotherapeutics, Inc.	+409,449	818,913	$3,406,678
VSTM	Verastem, Inc.	+347,872	569,195	$2,174,324
ALT	Altimmune, Inc.	+316,209	518,198	$1,575,321
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+292,523	2,210,546	$28,294,988
DHF	Bny Mellon High Yield Strategies Fund	+275,168	1,872,844	$4,532,282
GOSS	Gossamer Bio, Inc.	+270,195	1,098,914	$181,320
VGM	Invesco Trust for Investment Grade Municipals	+269,066	1,247,281	$13,221,178
CRMD	CorMedix Inc.	+263,618	438,629	$3,443,237
NZF	Nuveen Municipal Credit Income Fund	+249,751	1,605,436	$20,356,928
PROK	Prokidney Corp.	+236,056	1,847,749	$3,769,407
KURA	Kura Oncology, Inc.	+233,633	568,845	$6,240,229
MFM	Aberdeen Municipal Income Fund	+224,810	1,024,569	$5,758,077
ARDX	Ardelyx, Inc.	+210,209	1,211,690	$6,179,619
ZVRA	Zevra Therapeutics, Inc.	+206,543	383,706	$5,502,344
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PML	Pimco Municipal Income Fund II	−928,348	1,673,808	$12,737,678
IQI	Invesco Quality Municipal Income Trust	−447,216	367,504	$3,719,140
MHD	Blackrock Muniholdings Fund, Inc.	−382,585	2,310,272	$27,492,236
KTF	Dws Municipal Income Trust	−224,343	205,379	$1,889,486
EIM	Eaton Vance Municipal Bond Fund	−211,057	1,092,926	$10,885,542
COGT	Cogent Biosciences, Inc.	−194,697	131,775	$5,099,692
MQY	Blackrock Muniyield Quality Fund, Inc.	−189,476	4,507,211	$52,283,647
JPC	Nuveen Preferred & Income Opportunities Fund	−185,045	141,288	$1,113,349
PCQ	Pimco California Municipal Income Fund	−151,763	538,721	$4,832,327
NEA	Nuveen AMT-Free Quality Municipal Income Fund	−150,946	1,607,896	$18,876,699
NXP	Nuveen Select Tax Free Income Portfolio	−133,876	668,196	$9,561,884
MHF	Western Asset Municipal High Income Fund Inc.	−127,422	180,539	$1,263,773
CELC	Celcuity Inc.	−82,233	100,368	$10,500,500
CMPS	COMPASS Pathways plc	−69,841	417,833	$5,912,336
RCKT	Rocket Pharmaceuticals, Inc.	−62,888	224,927	$769,250
OLMA	Olema Pharmaceuticals, Inc.	−61,274	420,211	$5,256,839
NBH	Neuberger Municipal Fund Inc.	−59,225	159,603	$1,683,811
MIRM	Mirum Pharmaceuticals, Inc.	−56,100	37,492	$4,389,188
UIS	Unisys Corp	−53,598	37,261	$136,375
FT	Franklin Universal Trust	−48,067	75,903	$612,157
HRMY	Harmony Biosciences Holdings, Inc.	−46,946	45,408	$1,653,305
PAI	Western Asset Investment Grade Income Fund Inc.	−38,504	227,828	$2,761,298
ZETA	Zeta Global Holdings Corp.	−35,208	10,396	$204,593
RARE	Ultragenyx Pharmaceutical Inc.	−34,852	25,456	$849,975
BDJ	BlackRock Enhanced Equity Dividend Trust	−32,776	218,001	$2,086,269
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AGX	Argan Inc	3,854	$3,077,611
ALKS	Alkermes plc.	47,317	$2,479,174
TLX	Telix Pharmaceuticals Ltd	150,138	$1,731,091
VTRS	Viatris Inc	104,642	$1,661,714
ALLO	Allogene Therapeutics, Inc.	722,928	$1,503,690
SPRY	ARS Pharmaceuticals, Inc.	175,614	$1,406,668
EXPE	Expedia Group, Inc.	5,292	$1,354,116
LXEO	Lexeo Therapeutics, Inc.	265,697	$1,236,819
LRMR	Larimar Therapeutics, Inc.	396,726	$1,210,014
ABSI	Absci Corp	81,441	$943,901
FULC	Fulcrum Therapeutics, Inc.	233,851	$855,894
FMN	Federated Hermes Premier Municipal Income Fund	73,079	$839,677
SMTC	Semtech Corp	4,156	$672,648
CVBF	Cvb Financial Corp	28,998	$653,904
MITK	Mitek Systems Inc	31,797	$640,073
NTCT	Netscout Systems Inc	13,953	$607,653
ERO	Ero Copper Corp.	22,120	$591,710
SOPH	SOPHiA GENETICS SA	98,347	$567,462
FTAI	FTAI Aviation Ltd.	2,058	$556,750
PGR	Progressive Corp/Oh/	2,453	$535,857
WDC	Western Digital Corp	830	$530,137
ROK	Rockwell Automation, Inc	1,070	$529,735
IONQ	IonQ, Inc.	9,257	$493,027
ETSY	Etsy Inc	6,537	$492,432
LCII	Lci Industries	4,278	$452,954
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	3,340,721	$245,499,111
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	1,644,645	$117,404,352
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	1,331,088	$58,714,291
JA	Janus Henderson AA-A CLO ETF	842,892	$52,033,501
ANEW	ProShares MSCI Transformational Changes ETF	1,216,227	$51,971,087
VB	Vanguard Morningstar Small-Cap ETF	237,565	$47,203,447
INCO	Columbia India Consumer ETF	959,842	$39,171,152
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	574,814	$29,332,797
ABI	VictoryShares Pioneer Asset-Based Income ETF	148,198	$25,878,055
AFK	VanEck Africa Index ETF	891,166	$18,639,988
BNDW	Vanguard Total World Bond ETF	245,410	$14,112,460
BSCA	Invesco BulletShares 2036 Corporate Bond ETF	490,986	$10,048,902
—		196,763	$9,901,114
IVZ	Invesco Ltd.	472,803	$9,780,152
XOM	ExxonMobil Holdings Corp	49,128	$8,335,056
ALLW	SSGA Active Trust State Street Bridgewater All Weather ETF	194,232	$7,796,472
FCAL	First Trust California Municipal High income ETF	204,641	$5,969,756
ASHR	Xtrackers Harvest CSI 300 China A-Shares ETF	211,055	$5,200,395
AGNG	Global X Funds Global X Aging Population ETF	240,290	$4,147,729
EDV	Vanguard World Funds Extended Duration ETF	22,332	$3,693,401
KNSA	Kiniksa Pharmaceuticals International, plc	67,341	$3,242,469
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	37,580	$2,166,747
ORIC	Oric Pharmaceuticals, Inc.	160,054	$2,027,884
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	21,420	$1,824,970
LXRX	Lexicon Pharmaceuticals, Inc.	848,138	$1,323,095
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

855 tracked positions · $2,606,619,521 total · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 855 positions by value · page 1 of 18

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MQY	Blackrock Muniyield Quality Fund, Inc. Financial Services	Reduced	4,507,211	-189,476	$52,283,647	+1.4%	2.01%
AMAT	Applied Materials Inc /De Technology	Reduced	50,817	-1,913	$36,740,691	+103.9%	1.41%
GOOGL	Alphabet Inc. Communication Services	Added	93,515	+1,341	$33,419,455	+26.1%	1.28%
LRCX	Lam Research Corp Technology	Reduced	74,391	-2,476	$32,235,852	+96.3%	1.24%
MU	Micron Technology Inc Technology	Reduced	26,264	-568	$30,316,272	+234.4%	1.16%
NVG	Nuveen AMT-Free Municipal Credit Income Fund Financial Services	Added	2,210,546	+292,523	$28,294,988	+19.6%	1.09%
NVDA	Nvidia Corp Technology	Added	137,461	+1,538	$27,504,571	+16.0%	1.06%
MHD	Blackrock Muniholdings Fund, Inc. Financial Services	Reduced	2,310,272	-382,585	$27,492,236	−9.5%	1.05%
KLAC	Kla Corp Technology	Added	88,483	+78,052	$26,696,205	+73.8%	1.02%
NUV	Nuveen Municipal Value Fund Inc Financial Services	Added	2,862,303	+422,222	$26,390,433	+20.3%	1.01%
NMZ	Nuveen Municipal High Income Opportunity Fund Financial Services	Added	2,217,036	+577,934	$23,434,070	+37.7%	0.90%
AVGO	Broadcom Inc. Technology	Reduced	58,483	-4,758	$22,091,953	+12.9%	0.85%
AMZN	Amazon Com Inc Consumer Cyclical	Added	91,947	+2,615	$21,914,647	+17.8%	0.84%
ADI	Analog Devices Inc Technology	Reduced	54,099	-2,883	$21,486,499	+18.5%	0.82%
NZF	Nuveen Municipal Credit Income Fund Financial Services	Added	1,605,436	+249,751	$20,356,928	+23.3%	0.78%
AAPL	Apple Inc. Technology	Added	68,053	+575	$19,691,816	+15.0%	0.76%
PANW	Palo Alto Networks Inc Technology	Reduced	55,556	-2,651	$18,945,707	+103.0%	0.73%
NEA	Nuveen AMT-Free Quality Municipal Income Fund Financial Services	Reduced	1,607,896	-150,946	$18,876,699	−4.4%	0.72%
GE	General Electric Co Industrials	Added	48,974	+2,976	$18,303,053	+40.2%	0.70%
BTT	BlackRock Municipal 2030 Target Term Trust Financial Services	Added	783,682	+166,122	$17,828,765	+27.2%	0.68%
LLY	ELI LILLY & Co Healthcare	Added	14,360	+35	$17,223,816	+30.7%	0.66%
V	Visa Inc. Financial Services	Added	48,843	+1,880	$16,757,544	+18.1%	0.64%
NAD	Nuveen Quality Municipal Income Fund Financial Services	Added	1,373,096	+445,351	$16,641,923	+56.0%	0.64%
JPM	Jpmorgan Chase & Co Financial Services	Added	47,171	+3,471	$15,440,483	+20.1%	0.59%
IIM	Invesco Value Municipal Income Trust Financial Services	Added	1,162,995	+450,450	$14,804,926	+70.9%	0.57%
INDV	Indivior Pharmaceuticals, Inc. Healthcare	Added	360,245	+29,554	$14,780,852	+46.6%	0.57%
MSFT	Microsoft Corp Technology	Added	38,852	+2,196	$14,492,573	+6.8%	0.56%
DELL	Dell Technologies Inc. Technology	Reduced	33,496	-1,114	$14,452,184	+154.4%	0.55%
PWR	Quanta Services, Inc. Industrials	Added	19,670	+538	$14,163,186	+34.8%	0.54%
AMD	Advanced Micro Devices Inc Technology	Added	23,358	+745	$13,568,895	+195.0%	0.52%
MUA	Blackrock Muniassets Fund, Inc. Financial Services	Reduced	1,211,956	-13,010	$13,343,635	+2.7%	0.51%
VGM	Invesco Trust for Investment Grade Municipals Financial Services	Added	1,247,281	+269,066	$13,221,178	+36.9%	0.51%
PML	Pimco Municipal Income Fund II Financial Services	Reduced	1,673,808	-928,348	$12,737,678	−35.3%	0.49%
ASML	Asml Holding NV Technology	Added	6,371	+1,230	$12,674,721	+86.7%	0.49%
VMO	Invesco Municipal Opportunity Trust Financial Services	Added	1,277,578	+604,561	$12,609,694	+97.0%	0.48%
WMT	Walmart Inc. Consumer Defensive	Added	103,754	+5,455	$11,751,178	−3.8%	0.45%
JAZZ	Jazz Pharmaceuticals plc Healthcare	Reduced	48,019	-1,333	$11,571,138	+24.0%	0.44%
META	Meta Platforms, Inc. Communication Services	Added	20,425	+1,386	$11,505,198	+5.6%	0.44%
HWM	Howmet Aerospace Inc. Industrials	Added	42,505	+5,049	$11,427,894	+32.4%	0.44%
ANET	Arista Networks, Inc. Technology	Added	66,834	+3,840	$11,353,759	+46.8%	0.44%
MMD	NYLI MacKay DefinedTerm Muni Opportunities Fund Financial Services	Reduced	728,962	-7,086	$11,298,911	+3.4%	0.43%
JNJ	Johnson & Johnson Healthcare	Added	43,755	+2,583	$11,112,457	+10.4%	0.43%
TEVA	Teva Pharmaceutical Industries Ltd Healthcare	Reduced	327,801	-9,243	$11,105,897	+9.4%	0.43%
EIM	Eaton Vance Municipal Bond Fund Financial Services	Reduced	1,092,926	-211,057	$10,885,542	−14.6%	0.42%
LEO	Bny Mellon Strategic Municipals, Inc. Financial Services	Added	1,683,135	+884,861	$10,873,052	+116.5%	0.42%
EVN	Eaton Vance Municipal Income Trust Financial Services	Reduced	935,778	-5,113	$10,536,860	+7.6%	0.40%
CELC	Celcuity Inc. Healthcare	Reduced	100,368	-82,233	$10,500,500	−49.6%	0.40%
URGN	UroGen Pharma Ltd. Healthcare	Added	276,696	+93,192	$10,182,412	+208.6%	0.39%
FIX	Comfort Systems USA Inc Industrials	Added	5,094	+131	$10,096,053	+47.5%	0.39%
STRL	Sterling Infrastructure, Inc. Industrials	Added	11,939	+1,426	$10,021,119	+134.0%	0.38%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.