Hennion & Walsh Asset Management, Inc.
Filing Date
Global Rank
#153
/ 2,719
▲ 984
Top Industry
Asset Management
28.0%
3Y Alpha vs SPY
-4.3%
Period ended 29 days ago
Filed Jul 8, 2026 · 21d
22 quarters · since Mar 2021
Clone Performance
Jul 2023–Jul 2026 · vs SPYHypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.
Cloned portfolio
+52.5%
SPY
+67.9%
Annualised alpha
-3.8%
Max drawdown
−16.3%
Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.
Portfolio Concentration
855 positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
2.0%
−0.4 pts
Top 5
7.1%
−0.1 pts
Top 10
12.3%
+0.5 pts
HHI
40
Diversified+1
Portfolio Trend
22 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 34.5% | $898,493,893 |
| Technology | 19.5% | $509,442,788 |
| Healthcare | 13.9% | $363,184,703 |
| Industrials | 12.2% | $317,783,163 |
| Utilities | 4.6% | $120,382,076 |
| Consumer Cyclical | 4.1% | $106,447,597 |
| Consumer Defensive | 3.2% | $83,452,751 |
| Communication Services | 2.8% | $71,862,201 |
| Energy | 2.4% | $62,298,841 |
| Real Estate | 1.9% | $48,982,926 |
| Basic Materials | 0.7% | $18,364,146 |
| Unclassified | 0.2% | $5,924,436 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| OCGN | Ocugen, Inc. | +1,553,672 | 2,830,397 | $4,330,507 | |
| LEO | Bny Mellon Strategic Municipals, Inc. | +884,861 | 1,683,135 | $10,873,052 | |
| DSM | Bny Mellon Strategic Municipal Bond Fund, Inc. | +689,844 | 1,476,212 | $9,078,703 | |
| VKQ | Invesco Municipal Trust | +661,027 | 940,068 | $9,438,282 | |
| VMO | Invesco Municipal Opportunity Trust | +604,561 | 1,277,578 | $12,609,694 | |
| GERN | Geron Corp | +604,278 | 1,000,910 | $1,281,164 | |
| NMZ | Nuveen Municipal High Income Opportunity Fund | +577,934 | 2,217,036 | $23,434,070 | |
| VKI | Invesco Advantage Municipal Income Trust II | +490,553 | 989,489 | $9,380,355 | |
| IIM | Invesco Value Municipal Income Trust | +450,450 | 1,162,995 | $14,804,926 | |
| NAD | Nuveen Quality Municipal Income Fund | +445,351 | 1,373,096 | $16,641,923 | |
| NUV | Nuveen Municipal Value Fund Inc | +422,222 | 2,862,303 | $26,390,433 | |
| IOVA | Iovance Biotherapeutics, Inc. | +409,449 | 818,913 | $3,406,678 | |
| VSTM | Verastem, Inc. | +347,872 | 569,195 | $2,174,324 | |
| ALT | Altimmune, Inc. | +316,209 | 518,198 | $1,575,321 | |
| NVG | Nuveen AMT-Free Municipal Credit Income Fund | +292,523 | 2,210,546 | $28,294,988 | |
| DHF | Bny Mellon High Yield Strategies Fund | +275,168 | 1,872,844 | $4,532,282 | |
| GOSS | Gossamer Bio, Inc. | +270,195 | 1,098,914 | $181,320 | |
| VGM | Invesco Trust for Investment Grade Municipals | +269,066 | 1,247,281 | $13,221,178 | |
| CRMD | CorMedix Inc. | +263,618 | 438,629 | $3,443,237 | |
| NZF | Nuveen Municipal Credit Income Fund | +249,751 | 1,605,436 | $20,356,928 | |
| PROK | Prokidney Corp. | +236,056 | 1,847,749 | $3,769,407 | |
| KURA | Kura Oncology, Inc. | +233,633 | 568,845 | $6,240,229 | |
| MFM | Aberdeen Municipal Income Fund | +224,810 | 1,024,569 | $5,758,077 | |
| ARDX | Ardelyx, Inc. | +210,209 | 1,211,690 | $6,179,619 | |
| ZVRA | Zevra Therapeutics, Inc. | +206,543 | 383,706 | $5,502,344 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| PML | Pimco Municipal Income Fund II | −928,348 | 1,673,808 | $12,737,678 | |
| IQI | Invesco Quality Municipal Income Trust | −447,216 | 367,504 | $3,719,140 | |
| MHD | Blackrock Muniholdings Fund, Inc. | −382,585 | 2,310,272 | $27,492,236 | |
| KTF | Dws Municipal Income Trust | −224,343 | 205,379 | $1,889,486 | |
| EIM | Eaton Vance Municipal Bond Fund | −211,057 | 1,092,926 | $10,885,542 | |
| COGT | Cogent Biosciences, Inc. | −194,697 | 131,775 | $5,099,692 | |
| MQY | Blackrock Muniyield Quality Fund, Inc. | −189,476 | 4,507,211 | $52,283,647 | |
| JPC | Nuveen Preferred & Income Opportunities Fund | −185,045 | 141,288 | $1,113,349 | |
| PCQ | Pimco California Municipal Income Fund | −151,763 | 538,721 | $4,832,327 | |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | −150,946 | 1,607,896 | $18,876,699 | |
| NXP | Nuveen Select Tax Free Income Portfolio | −133,876 | 668,196 | $9,561,884 | |
| MHF | Western Asset Municipal High Income Fund Inc. | −127,422 | 180,539 | $1,263,773 | |
| CELC | Celcuity Inc. | −82,233 | 100,368 | $10,500,500 | |
| CMPS | COMPASS Pathways plc | −69,841 | 417,833 | $5,912,336 | |
| RCKT | Rocket Pharmaceuticals, Inc. | −62,888 | 224,927 | $769,250 | |
| OLMA | Olema Pharmaceuticals, Inc. | −61,274 | 420,211 | $5,256,839 | |
| NBH | Neuberger Municipal Fund Inc. | −59,225 | 159,603 | $1,683,811 | |
| MIRM | Mirum Pharmaceuticals, Inc. | −56,100 | 37,492 | $4,389,188 | |
| UIS | Unisys Corp | −53,598 | 37,261 | $136,375 | |
| FT | Franklin Universal Trust | −48,067 | 75,903 | $612,157 | |
| HRMY | Harmony Biosciences Holdings, Inc. | −46,946 | 45,408 | $1,653,305 | |
| PAI | Western Asset Investment Grade Income Fund Inc. | −38,504 | 227,828 | $2,761,298 | |
| ZETA | Zeta Global Holdings Corp. | −35,208 | 10,396 | $204,593 | |
| RARE | Ultragenyx Pharmaceutical Inc. | −34,852 | 25,456 | $849,975 | |
| BDJ | BlackRock Enhanced Equity Dividend Trust | −32,776 | 218,001 | $2,086,269 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AGX | Argan Inc | 3,854 | $3,077,611 | |
| ALKS | Alkermes plc. | 47,317 | $2,479,174 | |
| TLX | Telix Pharmaceuticals Ltd | 150,138 | $1,731,091 | |
| VTRS | Viatris Inc | 104,642 | $1,661,714 | |
| ALLO | Allogene Therapeutics, Inc. | 722,928 | $1,503,690 | |
| SPRY | ARS Pharmaceuticals, Inc. | 175,614 | $1,406,668 | |
| EXPE | Expedia Group, Inc. | 5,292 | $1,354,116 | |
| LXEO | Lexeo Therapeutics, Inc. | 265,697 | $1,236,819 | |
| LRMR | Larimar Therapeutics, Inc. | 396,726 | $1,210,014 | |
| ABSI | Absci Corp | 81,441 | $943,901 | |
| FULC | Fulcrum Therapeutics, Inc. | 233,851 | $855,894 | |
| FMN | Federated Hermes Premier Municipal Income Fund | 73,079 | $839,677 | |
| SMTC | Semtech Corp | 4,156 | $672,648 | |
| CVBF | Cvb Financial Corp | 28,998 | $653,904 | |
| MITK | Mitek Systems Inc | 31,797 | $640,073 | |
| NTCT | Netscout Systems Inc | 13,953 | $607,653 | |
| ERO | Ero Copper Corp. | 22,120 | $591,710 | |
| SOPH | SOPHiA GENETICS SA | 98,347 | $567,462 | |
| FTAI | FTAI Aviation Ltd. | 2,058 | $556,750 | |
| PGR | Progressive Corp/Oh/ | 2,453 | $535,857 | |
| WDC | Western Digital Corp | 830 | $530,137 | |
| ROK | Rockwell Automation, Inc | 1,070 | $529,735 | |
| IONQ | IonQ, Inc. | 9,257 | $493,027 | |
| ETSY | Etsy Inc | 6,537 | $492,432 | |
| LCII | Lci Industries | 4,278 | $452,954 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| XOM | ExxonMobil Holdings Corp | 49,128 | $8,335,056 | |
| DAWN | Day One Biopharmaceuticals, Inc. | 367,134 | $7,871,352 | |
| KALV | KalVista Pharmaceuticals, Inc. | 375,995 | $7,568,779 | |
| KNSA | Kiniksa Pharmaceuticals International, plc | 67,341 | $3,242,469 | |
| ORIC | Oric Pharmaceuticals, Inc. | 160,054 | $2,027,884 | |
| APLS | Apellis Pharmaceuticals, Inc. | 50,374 | $2,026,546 | |
| LXRX | Lexicon Pharmaceuticals, Inc. | 848,138 | $1,323,095 | |
| CXH | Mfs Investment Grade Municipal Trust | 141,088 | $1,127,293 | |
| SHW | Sherwin Williams Co | 2,800 | $897,540 | |
| MCO | Moodys Corp /De/ | 2,002 | $873,372 | |
| CTRA | Coterra Energy Inc. | 22,093 | $776,348 | |
| CSGS | Csg Systems International Inc | 9,379 | $749,757 | |
| RGNX | REGENXBIO Inc. | 88,385 | $740,666 | |
| THR | Thermon Group Holdings, Inc. | 13,748 | $692,899 | |
| EDIT | Editas Medicine, Inc. | 263,069 | $649,780 | |
| IRWD | Ironwood Pharmaceuticals Inc | 184,485 | $647,542 | |
| HON | Honeywell International Inc | 2,710 | $642,413 | |
| SKM | Sk Telecom Co Ltd | 21,798 | $638,463 | |
| CCCC | C4 Therapeutics, Inc. | 223,168 | $586,931 | |
| DOCN | DigitalOcean Holdings, Inc. | 6,652 | $570,608 | |
| TEX | Terex Corp | 9,088 | $537,100 | |
| HTBK | HERITAGE COMMERCE CORP | 42,080 | $525,158 | |
| CEV | Eaton Vance California Municipal Income Trust | 51,319 | $516,782 | |
| XYL | Xylem Inc. | 4,237 | $506,321 | |
| DRS | Leonardo DRS, Inc. | 11,327 | $504,278 | |
| No positions match the current search. | ||||
855 positions ·
$2,606,619,521 total
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 855 positions by value
· page 1 of 18
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| MQY |
Blackrock Muniyield Quality Fund, Inc.
Financial Services
|
Reduced | 4,507,211 | $52,283,647 | 2.01% | |
| AMAT |
Applied Materials Inc /De
Technology
|
Reduced | 50,817 | $36,740,691 | 1.41% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 93,515 | $33,419,455 | 1.28% | |
| LRCX |
Lam Research Corp
Technology
|
Reduced | 74,391 | $32,235,852 | 1.24% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 26,264 | $30,316,272 | 1.16% | |
| NVG |
Nuveen AMT-Free Municipal Credit Income Fund
Financial Services
|
Added | 2,210,546 | $28,294,988 | 1.09% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 137,461 | $27,504,571 | 1.06% | |
| MHD |
Blackrock Muniholdings Fund, Inc.
Financial Services
|
Reduced | 2,310,272 | $27,492,236 | 1.05% | |
| KLAC |
Kla Corp
Technology
|
Added | 88,483 | $26,696,205 | 1.02% | |
| NUV |
Nuveen Municipal Value Fund Inc
Financial Services
|
Added | 2,862,303 | $26,390,433 | 1.01% | |
| NMZ |
Nuveen Municipal High Income Opportunity Fund
Financial Services
|
Added | 2,217,036 | $23,434,070 | 0.90% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 58,483 | $22,091,953 | 0.85% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 91,947 | $21,914,647 | 0.84% | |
| ADI |
Analog Devices Inc
Technology
|
Reduced | 54,099 | $21,486,499 | 0.82% | |
| NZF |
Nuveen Municipal Credit Income Fund
Financial Services
|
Added | 1,605,436 | $20,356,928 | 0.78% | |
| AAPL |
Apple Inc.
Technology
|
Added | 68,053 | $19,691,816 | 0.76% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Reduced | 55,556 | $18,945,707 | 0.73% | |
| NEA |
Nuveen AMT-Free Quality Municipal Income Fund
Financial Services
|
Reduced | 1,607,896 | $18,876,699 | 0.72% | |
| GE |
General Electric Co
Industrials
|
Added | 48,974 | $18,303,053 | 0.70% | |
| BTT |
BlackRock Municipal 2030 Target Term Trust
Financial Services
|
Added | 783,682 | $17,828,765 | 0.68% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 14,360 | $17,223,816 | 0.66% | |
| V |
Visa Inc.
Financial Services
|
Added | 48,843 | $16,757,544 | 0.64% | |
| NAD |
Nuveen Quality Municipal Income Fund
Financial Services
|
Added | 1,373,096 | $16,641,923 | 0.64% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 47,171 | $15,440,483 | 0.59% | |
| IIM |
Invesco Value Municipal Income Trust
Financial Services
|
Added | 1,162,995 | $14,804,926 | 0.57% | |
| INDV |
Indivior Pharmaceuticals, Inc.
Healthcare
|
Added | 360,245 | $14,780,852 | 0.57% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 38,852 | $14,492,573 | 0.56% | |
| DELL |
Dell Technologies Inc.
Technology
|
Reduced | 33,496 | $14,452,184 | 0.55% | |
| PWR |
Quanta Services, Inc.
Industrials
|
Added | 19,670 | $14,163,186 | 0.54% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 23,358 | $13,568,895 | 0.52% | |
| MUA |
Blackrock Muniassets Fund, Inc.
Financial Services
|
Reduced | 1,211,956 | $13,343,635 | 0.51% | |
| VGM |
Invesco Trust for Investment Grade Municipals
Financial Services
|
Added | 1,247,281 | $13,221,178 | 0.51% | |
| PML |
Pimco Municipal Income Fund II
Financial Services
|
Reduced | 1,673,808 | $12,737,678 | 0.49% | |
| ASML |
Asml Holding NV
Technology
|
Added | 6,371 | $12,674,721 | 0.49% | |
| VMO |
Invesco Municipal Opportunity Trust
Financial Services
|
Added | 1,277,578 | $12,609,694 | 0.48% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 103,754 | $11,751,178 | 0.45% | |
| JAZZ |
Jazz Pharmaceuticals plc
Healthcare
|
Reduced | 48,019 | $11,571,138 | 0.44% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 20,425 | $11,505,198 | 0.44% | |
| HWM |
Howmet Aerospace Inc.
Industrials
|
Added | 42,505 | $11,427,894 | 0.44% | |
| ANET |
Arista Networks, Inc.
Technology
|
Added | 66,834 | $11,353,759 | 0.44% | |
| MMD |
NYLI MacKay DefinedTerm Muni Opportunities Fund
Financial Services
|
Reduced | 728,962 | $11,298,911 | 0.43% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 43,755 | $11,112,457 | 0.43% | |
| TEVA |
Teva Pharmaceutical Industries Ltd
Healthcare
|
Reduced | 327,801 | $11,105,897 | 0.43% | |
| EIM |
Eaton Vance Municipal Bond Fund
Financial Services
|
Reduced | 1,092,926 | $10,885,542 | 0.42% | |
| LEO |
Bny Mellon Strategic Municipals, Inc.
Financial Services
|
Added | 1,683,135 | $10,873,052 | 0.42% | |
| EVN |
Eaton Vance Municipal Income Trust
Financial Services
|
Reduced | 935,778 | $10,536,860 | 0.40% | |
| CELC |
Celcuity Inc.
Healthcare
|
Reduced | 100,368 | $10,500,500 | 0.40% | |
| URGN |
UroGen Pharma Ltd.
Healthcare
|
Added | 276,696 | $10,182,412 | 0.39% | |
| FIX |
Comfort Systems USA Inc
Industrials
|
Added | 5,094 | $10,096,053 | 0.39% | |
| STRL |
Sterling Infrastructure, Inc.
Industrials
|
Added | 11,939 | $10,021,119 | 0.38% |