MMD · NYLI MacKay DefinedTerm Muni Opportunities Fund

$15.00 -0.03 (-0.20%) At close · Aug 21

Market Cap

$280.94M

18.78M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 71

Total Value: $90,235,342

Total Shares: 5,821,636

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 71 13F filers · Δ vs Mar 31, 2026

Top Holder

12.5%

−0.8 pts

Top 5

47.4%

−2.0 pts

Top 10

63.7%

−3.0 pts

HHI

577

Broadly held−43

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: 0

Institutional value: +10.1%

Shares held: +5.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Kestra Advisory Services, LLC	+96,757	112,179
Large Rockefeller Capital Management L.P.	+39,963	64,045
Mega MORGAN STANLEY	+32,047	483,912
Mega Invesco Ltd.	+31,236	93,876
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	+30,815	99,375

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega ROYAL BANK OF CANADA	−42,097	106,326
Large GUGGENHEIM CAPITAL LLC	−19,204	413,332
Small Hopwood Nicholas Hunter	−11,982	60,615
Mega UBS Group AG	−8,006	42,448
Mid Hennion & Walsh Asset Management, Inc.	−7,086	728,962

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Advisors Asset Management, Inc.	78,096	$1,210,488
Large Cambridge Investment Research Advisors, Inc.	37,605	$582,877
Large Clear Street Group Inc.	16,134	$250,077
Mid Beacon Pointe Advisors, LLC	10,415	$161,432
Mid Integrated Wealth Concepts LLC	200	$3,100

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Logan Stone Capital, LLC	65,102	$966,764
Mid WEDBUSH SECURITIES INC	30,822	$457,706
Mid NewEdge Wealth, LLC	11,520	$171,072
Mid WOLVERINE ASSET MANAGEMENT LLC	11,101	$164,849
Micro Financially in Tune, LLC	10,415	$154,662

Filter: New 6 Increased 30 Reduced 19 Sold out 6 Unchanged 16

Showing 71 of 71

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Hennion & Walsh Asset Management, Inc.

$11,298,911

12.52%

728,962

RAYMOND JAMES FINANCIAL INC

$10,492,988

11.63%

676,967

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	353,639	$5,481,404	52.2%	Defined
Raymond James Financial Services Advisors, Inc.	305,394	$4,733,607	45.1%	Defined
RAYMOND JAMES TRUST N.A.	17,934	$277,977	2.6%	Defined

MORGAN STANLEY

$7,500,635

8.31%

483,912

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	483,912	$7,500,635	100.0%	Defined

ROBINSON CAPITAL MANAGEMENT, LLC

$7,109,726

7.88%

458,692

GUGGENHEIM CAPITAL LLC

$6,406,646

7.10%

413,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	412,892	$6,399,826	99.9%	Defined
SECURITY INVESTORS LLC	440	$6,820	0.1%	Defined

BANK OF AMERICA CORP /DE/

$4,977,995

5.52%

321,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	15,000	$232,500	4.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	306,161	$4,745,495	95.3%	Defined

WELLS FARGO & COMPANY/MN

$4,362,753

4.83%

281,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	241,365	$3,741,157	85.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	40,103	$621,596	14.2%	Defined

Noble Wealth Management PBC

$1,932,974

2.14%

124,708

Kestra Advisory Services, LLC

$1,738,774

1.93%

112,179

ROYAL BANK OF CANADA

$1,648,053

1.83%

106,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	106,326	$1,648,053	100.0%	Defined

NewEdge Advisors, LLC

$1,606,947

1.78%

103,674

ProVise Management Group, LLC

$1,597,011

1.77%

103,033

RIVERNORTH CAPITAL MANAGEMENT, LLC

$1,540,312

1.71%

99,375

Invesco Ltd.

$1,455,078

1.61%

93,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	93,876	$1,455,078	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$1,416,343

1.57%

91,377

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$1,352,638

1.50%

87,267

LPL Financial LLC

$1,293,521

1.43%

83,453

PARK AVENUE SECURITIES LLC

$1,235,458

1.37%

79,707

Advisors Asset Management, Inc.

$1,210,488

1.34%

78,096

Intellus Advisors LLC

$1,080,381

1.20%

69,702

Rockefeller Capital Management L.P.

$992,697

1.10%

64,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	64,045	$992,697	100.0%	Defined

Thomas J. Herzfeld Advisors, Inc.

$940,664

1.04%

60,688

Hopwood Nicholas Hunter

$939,532

1.04%

60,615

MERCER GLOBAL ADVISORS INC /ADV

$810,510

0.90%

52,291

Worthington Financial Partners, LLC

$806,914

0.89%

52,059

Whipplewood Advisors, LLC

$788,981

0.87%

50,902

1607 Capital Partners, LLC

$788,733

0.87%

50,886

Bank of New York Mellon Corp

$772,179

0.86%

49,818

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon, NA	49,736	$770,908	99.8%	Defined
Held directly	82	$1,271	0.2%	Defined

Ackerman Capital Advisors, LLC

$718,642

0.80%

46,364

COHEN & STEERS, INC.

$697,500

0.77%

45,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	45,000	$697,500	100.0%	Sole

AQR CAPITAL MANAGEMENT LLC

$660,594

0.73%

42,619

UBS Group AG

$657,944

0.73%

42,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	42,448	$657,944	100.0%	Defined

Rareview Capital LLC

$601,617

0.67%

38,814

OSAIC HOLDINGS, INC.

$583,311

0.65%

37,633

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	20,138	$312,139	53.5%	Defined
CW Advisors, LLC	17,495	$271,172	46.5%	Sole

Cambridge Investment Research Advisors, Inc.

$582,877

0.65%

37,605

Steward Partners Investment Advisory, LLC

$546,220

0.61%

35,240

XML Financial, LLC

$503,827

0.56%

32,505

AMERIPRISE FINANCIAL INC

$497,968

0.55%

32,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	32,127	$497,968	100.0%	Defined

&PARTNERS

$459,823

0.51%

29,666

Global Endowment Management, LP

$409,401

0.45%

26,413

WealthPLAN Partners, LLC

$381,145

0.42%

24,590

Plancorp, LLC

$369,008

0.41%

23,807

CENTAURUS FINANCIAL, INC.

$353,183

0.39%

22,786

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$311,209

0.34%

20,078

MGO ONE SEVEN LLC

$303,133

0.34%

19,557

Scarborough Advisors, LLC

$302,715

0.34%

19,530

Arlington Capital Management, Inc.

$289,757

0.32%

18,694

Clear Street Group Inc.

$250,077

0.28%

16,134

STIFEL FINANCIAL CORP

$227,199

0.25%

14,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	14,658	$227,199	100.0%	Defined

Cetera Investment Advisers

$220,580

0.24%

14,231

Compass Financial Group, INC/SD

$217,217

0.24%

14,014

INTEGRATED CAPITAL MANAGEMENT, INC.

$216,023

0.24%

13,937

Cerity Partners LLC

$215,357

0.24%

13,894

Equitable Holdings, Inc.

$207,994

0.23%

13,419

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	13,419	$207,994	100.0%	Defined

Main Street Financial Solutions, LLC

$191,471

0.21%

12,353

NOMURA HOLDINGS INC

$189,100

0.21%

12,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	12,200	$189,100	100.0%	Defined

OPPENHEIMER & CO INC

$174,251

0.19%

11,242

Arax Advisory Partners

$169,291

0.19%

10,922

Beacon Pointe Advisors, LLC

$161,432

0.18%

10,415

Pasadena Private Wealth, LLC

$155,000

0.17%

10,000

HARBOUR INVESTMENTS, INC.

$73,160

0.08%

4,720

CoreCap Advisors, LLC

$60,605

0.07%

3,910

PlanVest Financial, Inc

$60,450

0.07%

3,900

FIFTH THIRD BANCORP

$56,528

0.06%

3,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	3,647	$56,528	100.0%	Defined

KELLEHER FINANCIAL ADVISORS

$28,520

0.03%

1,840

Smallwood Wealth Investment Management, LLC

$11,547

0.01%

745

FNY Investment Advisers, LLC

$9,300

0.01%

600

Farther Finance Advisors, LLC

$7,750

0.01%

500

Integrated Wealth Concepts LLC

$3,100

0.00%

200

IMA Advisory Services, Inc.

$1,457

0.00%

Measured Wealth Private Client Group, LLC

$217

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	11,101	$164,849	100.0%	Defined

Key facts CIK 1518557 CUSIP 56064K100 13F (30d) 67 filings 61 filers Visit website