PlanVest Financial, Inc
Registered adviserCIK
2135239
Location
GAITHERSBURG, MD
Portfolio Value
Small
$148,151,784
Diversification
Diversified
Filing Date
Global Rank
#7,446
/ 8,818
▲ 46
Top Industry
Asset Management
19.0%
Period ended 4 months ago
Filed Aug 10, 2026 · 3mo
2 quarters · since Mar 2026
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$175,860,431
Main clients
Individuals and high net worth
(100% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $175,860,431 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $125,956,168 | Individuals and high net worth (100%) |
| Oct 2024 to Mar 2025 | $110,900,000 | Individuals and high net worth (100%) |
Stated strategy
Fundamental active, Value, Fixed income / rates, Multi-asset, Quantitative / systematic, Long/short hedge, Index / passive, Wealth management / planning
Form ADV Part 2A, Sep 22, 2026
· original
In the firm's words
- Fundamental active:
Fundamental Analysis involves the analysis of financial statements, the general financial health of companies, and/or the analysis of management or competitive advantages.
- Value:
This strategy would normally encourage equity purchases in stocks that are undervalued or priced below their perceived value.
- Fixed income / rates:
investment advisor representatives generally create a portfolio, consisting of individual stocks or bonds
- Multi-asset:
investment advisor representatives generally create a portfolio, consisting of individual stocks or bonds or exchange traded funds (“ETFs”), options, mutual funds and/or other public and private securities or investments.
- Quantitative / systematic:
This price and volume information is analyzed using mathematical equations.
- Long/short hedge:
Hedge and managed futures funds are available for purchase in the program by clients meeting certain qualification standards.
- Index / passive:
An ETN is a senior unsecured debt obligation designed to track the total return of an underlying market index or other benchmark.
- Wealth management / planning:
The advisor works with each client to design an appropriate investment strategy based on their financial situation, tax status, risk tolerance, time horizon and investment objectives.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 50.0%, 22.2 effective positions, active share 72.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 2.0 quarters (under 4)
Closest benchmark: every 13F filer's combined book, active share 72.2%; sector active share 60.0% against the combined 13F book's sector weights.
Over time 2 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
594 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
16.1%
−0.6 pts
Top 5
35.7%
−1.6 pts
Top 10
50.0%
−1.8 pts
HHI
451
Diversified−30
Portfolio Trend
2 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 72.9% | $107,986,764 |
| Technology | 7.7% | $11,350,267 |
| Financial Services | 7.5% | $11,067,337 |
| Consumer Cyclical | 2.1% | $3,179,564 |
| Healthcare | 1.9% | $2,822,156 |
| Consumer Defensive | 1.7% | $2,562,375 |
| Communication Services | 1.6% | $2,434,449 |
| Energy | 1.3% | $1,970,111 |
| Industrials | 1.2% | $1,814,115 |
| Utilities | 1.0% | $1,424,323 |
| Real Estate | 0.8% | $1,134,385 |
| Basic Materials | 0.3% | $405,938 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | +95,219 | 117,358 | $3,216,782 | ||
| — | +15,465 | 30,656 | $1,721,640 | ||
| IWF | iShares Russell 1000 Growth ETF | +14,603 | 19,048 | $2,365,190 | |
| BALT | +4,875 | 140,591 | $4,818,053 | ||
| FBND | Fidelity Total Bond ETF | +3,796 | 90,718 | $4,126,761 | |
| SPSB | State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF | +3,500 | 20,850 | $625,708 | |
| BYLD | iShares Yield Optimized Bond ETF | +3,216 | 85,082 | $1,927,107 | |
| VUG | VANGUARD GROWTH INDEX FUND | +2,715 | 3,218 | $277,198 | |
| VO | VANGUARD MID-CAP INDEX FUND | +2,593 | 3,274 | $263,786 | |
| QBUF | +2,421 | 61,772 | $1,900,477 | ||
| IDEQ | Lazard International Dynamic Equity ETF | +1,670 | 9,751 | $341,967 | |
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | +1,601 | 29,212 | $1,722,923 | |
| ACWX | iShares MSCI ACWI ex U.S. ETF | +1,484 | 7,407 | $563,746 | |
| — | +1,297 | 187,033 | $5,171,462 | ||
| BITB | Bitwise Bitcoin ETF | +1,244 | 23,631 | $752,883 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +1,238 | 50,659 | $5,014,227 | |
| VEA | Vanguard FTSE Developed Markets ETF | +1,172 | 18,078 | $1,288,057 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +1,036 | 1,184 | $141,511 | |
| AVUV | Avantis U.S. Small Cap Value ETF | +1,016 | 1,377 | $171,794 | |
| DGRO | iShares Core Dividend Growth ETF | +832 | 6,972 | $528,407 | |
| JEPI | JPMorgan Equity Premium Income ETF | +824 | 8,934 | $504,592 | |
| XAGG | Eaton Vance Income Opportunities ETF | +701 | 18,173 | $908,468 | |
| AVLV | Avantis U.S. Large Cap Value ETF | +690 | 6,056 | $552,367 | |
| VXUS | Vanguard Total International Stock ETF | +666 | 1,013 | $86,601 | |
| IEUR | iShares Core MSCI Europe ETF | +644 | 4,513 | $339,242 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | −1,274 | 7,173 | $362,810 | |
| ILTB | iShares Core 10+ Year USD Bond ETF | −1,138 | 2,362 | $116,328 | |
| — | −996 | 6,959 | $450,316 | ||
| UBSI | United Bankshares Inc | −971 | 10,062 | $461,141 | |
| JPST | JPMorgan Ultra-Short Income ETF | −728 | 5,611 | $283,748 | |
| XMHQ | Victory Portfolios II | −705 | 33,307 | $3,759,694 | |
| IAU | Ishares Gold Trust | −680 | 5,706 | $430,860 | |
| SCHD | Schwab U.S. Dividend Equity ETF | −546 | 258,618 | $8,200,776 | |
| XSHQ | Invesco S&P SmallCap Quality ETF | −538 | 83,180 | $4,022,085 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | −425 | 20,805 | $3,963,768 | |
| IEMG | iShares Trust | −419 | 517 | $42,828 | |
| FSMD | Fidelity Small-Mid Multifactor ETF | −405 | 3,475 | $183,653 | |
| NAPR | −376 | 15,236 | $901,971 | ||
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | −335 | 179 | $28,400 | |
| FDVV | Fidelity High Dividend ETF | −330 | 360 | $21,704 | |
| XAR | State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF | −303 | 910 | $258,248 | |
| BAPR | Sageworth Trust Co | −284 | 6,472 | $344,698 | |
| PAPR | −256 | 8,211 | $346,504 | ||
| F | Ford Motor Co | −193 | 3,196 | $44,424 | |
| — | −159 | 3,739 | $281,359 | ||
| DUK | Duke Energy CORP | −133 | 2,831 | $358,347 | |
| QQQM | Invesco Ltd. | −130 | 21,834 | $6,615,046 | |
| GLD | Spdr Gold Trust | −101 | 4,166 | $1,534,671 | |
| ETG | Eaton Vance Tax-Advantaged Global Dividend Income Fund | −100 | 569 | $13,394 | |
| IWB | iShares Russell 1000 ETF | −82 | 3,424 | $1,402,128 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CLSE | Convergence Long/Short Equity ETF | 7,144 | $243,860 | |
| INMU | 6,855 | $166,233 | ||
| SPTI | State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF | 4,605 | $130,735 | |
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | 2,177 | $126,701 | |
| ANET | Arista Networks, Inc. | 566 | $96,152 | |
| PANW | Palo Alto Networks Inc | 270 | $92,075 | |
| AVEM | Avantis Emerging Markets Equity ETF | 626 | $60,402 | |
| RPM | Rpm International Inc | 350 | $38,902 | |
| PNW | Pinnacle West Capital Corp | 340 | $36,380 | |
| — | 1,366 | $33,904 | ||
| NEM | NEWMONT Corp | 358 | $33,437 | |
| DIA | Spdr Dow Jones Industrial Average ETF Trust | 60 | $31,343 | |
| SYZ | Lazard US Systematic Small Cap Equity ETF | 975 | $30,156 | |
| TXT | Textron Inc | 326 | $29,903 | |
| FN | Fabrinet | 50 | $28,104 | |
| FCNCA | First Citizens Bancshares Inc | 12 | $24,969 | |
| AEM | Agnico Eagle Mines Ltd | 155 | $24,045 | |
| FSSL | FS Specialty Lending Fund | 1,926 | $21,474 | |
| IFRA | iShares U.S. Infrastructure ETF | 305 | $19,227 | |
| SCHM | Schwab U.S. Mid-Cap ETF | 478 | $17,623 | |
| MSCI | MSCI Inc. | 30 | $16,801 | |
| HONA | Honeywell Aerospace Inc. | 70 | $15,475 | |
| AVDV | Avantis International Small Cap Value ETF | 137 | $14,117 | |
| ZS | Zscaler, Inc. | 100 | $14,115 | |
| SPCX | Space Exploration Technologies Corp | 81 | $13,839 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
10 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HYMB | State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF | 2,000 | $49,600 | |
| DGRW | WisdomTree U.S. Quality Dividend Growth Fund | 519 | $45,588 | |
| TMO | Thermo Fisher Scientific Inc. | 28 | $13,762 | |
| — | 210 | $13,162 | ||
| — | 1,600 | $10,368 | ||
| DFAE | Dimensional Emerging Core Equity Market ETF | 298 | $10,090 | |
| BUG | Global X Cybersecurity ETF | 347 | $8,713 | |
| DBEU | Xtrackers MSCI Europe Hedged Equity ETF | 147 | $7,161 | |
| FMC | Fmc Corp | 44 | $757 | |
| NLOP | Net Lease Office Properties | 12 | $138 | |
| No positions match the current search. | ||||
594 tracked positions ·
$148,151,784 total
· filing declares
597 positions · $149,678,336
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 594 positions by value
· page 1 of 12
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Reduced | 258,618 | $8,200,776 | 5.54% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 9,624 | $7,207,317 | 4.86% | |
| QQQM |
Invesco Ltd.
Financial Services
|
Reduced | 21,834 | $6,615,046 | 4.47% | |
|
|
Added | 187,033 | $5,171,462 | 3.49% | ||
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 50,659 | $5,014,227 | 3.38% | |
| BALT |
|
Added | 140,591 | $4,818,053 | 3.25% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 5,879 | $4,329,295 | 2.92% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 5,625 | $4,200,581 | 2.84% | |
| FBND |
Fidelity Total Bond ETF
|
Added | 90,718 | $4,126,761 | 2.79% | |
| XSHQ |
Invesco S&P SmallCap Quality ETF
|
Reduced | 83,180 | $4,022,085 | 2.71% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 20,805 | $3,963,768 | 2.68% | |
| XMHQ |
Victory Portfolios II
|
Reduced | 33,307 | $3,759,694 | 2.54% | |
|
|
Added | 117,358 | $3,216,782 | 2.17% | ||
| FENI |
Fidelity Enhanced International ETF
|
Added | 78,117 | $3,134,835 | 2.12% | |
| IWD |
iShares Russell 1000 Value ETF
|
Added | 11,448 | $2,775,338 | 1.87% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Added | 44,777 | $2,672,739 | 1.80% | |
| AAPL |
Apple Inc.
Technology
|
Added | 8,696 | $2,516,274 | 1.70% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Added | 19,048 | $2,365,190 | 1.60% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 5,379 | $2,006,474 | 1.35% | |
| AMAT |
Applied Materials Inc
Technology
|
Added | 2,758 | $1,994,034 | 1.35% | |
| BYLD |
iShares Yield Optimized Bond ETF
|
Added | 85,082 | $1,927,107 | 1.30% | |
| QBUF |
|
Added | 61,772 | $1,900,477 | 1.28% | |
| VGIT |
VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND
|
Added | 29,212 | $1,722,923 | 1.16% | |
|
|
Added | 30,656 | $1,721,640 | 1.16% | ||
| KMX |
Carmax Inc
Consumer Cyclical
|
Held | 31,504 | $1,666,246 | 1.12% | |
| CATH |
Global X S&P 500 Catholic Values ETF
|
Added | 17,713 | $1,567,600 | 1.06% | |
| GLD |
Spdr Gold Trust
|
Reduced | 4,166 | $1,534,671 | 1.04% | |
| IWB |
iShares Russell 1000 ETF
|
Reduced | 3,424 | $1,402,128 | 0.95% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 18,078 | $1,288,057 | 0.87% | |
| JEPQ |
JPMorgan Nasdaq Equity Premium Income ETF
|
Added | 18,954 | $1,164,912 | 0.79% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 4,623 | $1,163,331 | 0.79% | |
| LMBS |
First Trust Low Duration Opportunities ETF
|
Added | 23,085 | $1,149,171 | 0.78% | |
| ZALT |
|
Added | 31,706 | $1,073,882 | 0.72% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 2,983 | $1,066,034 | 0.72% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Reduced | 11,519 | $1,012,289 | 0.68% | |
| XAGG |
Eaton Vance Income Opportunities ETF
|
Added | 18,173 | $908,468 | 0.61% | |
| NAPR |
|
Reduced | 15,236 | $901,971 | 0.61% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Held | 1,601 | $801,124 | 0.54% | |
| BITB |
Bitwise Bitcoin ETF
|
Added | 23,631 | $752,883 | 0.51% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 2,511 | $706,118 | 0.48% | |
| WELL |
Welltower Inc.
Real Estate
|
Added | 3,073 | $697,478 | 0.47% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 1,766 | $667,106 | 0.45% | |
| SPSB |
State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF
|
Added | 20,850 | $625,708 | 0.42% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 902 | $619,502 | 0.42% | |
| XCEM |
Columbia EM Core ex-China ETF
|
Added | 11,504 | $608,331 | 0.41% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 2,453 | $584,648 | 0.39% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 2,897 | $579,660 | 0.39% | |
| ACWX |
iShares MSCI ACWI ex U.S. ETF
|
Added | 7,407 | $563,746 | 0.38% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 953 | $553,607 | 0.37% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 1,495 | $553,209 | 0.37% |
Showing the top 50 of 594 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.