MMD · NYLI MacKay DefinedTerm Muni Opportunities Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-07 | Lawlor John J |
Insider |
Sell↓
|
Shares of beneficial interest
|
1,150 |
| 2026-08-07 | Lawlor John J |
Insider |
Sell↓
|
Shares of Beneficial Interest
|
100 |
| 2025-11-25 | DIMELLA ROBERT A |
Insider |
Sell↓
|
Shares of beneficial interest
|
0 |
| 2025-11-20 | DIMELLA ROBERT A |
Insider |
Sell↓
|
Shares of beneficial interest
|
11,964 |
| 2025-01-17 | Dowden David |
Insider |
Buy↑
|
Shares of beneficial interest
|
3,300 |
| 2025-01-14 | Lawlor John J |
Insider |
Buy↑
|
Shares of Beneficial Interest
|
2,000 |
| 2024-11-20 | Lawlor John J |
Insider |
Buy↑
|
Shares of beneficial interest
|
2,500 |
| 2023-08-18 | Denlinger Michael |
Insider |
Sell↑
|
Shares of beneficial interest
|
0 |
| 2023-08-07 | Denlinger Michael |
Insider |
Sell↓
Filing footnotes — Shares of beneficial interest (Direct)
This reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 18.7252 shares. |
Shares of beneficial interest
|
4,567 |
| 2023-07-10 | Denlinger Michael |
Insider |
Sell↓
Filing footnotes — Shares of beneficial interest (Direct)
The reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 329.8757 shares. |
Shares of beneficial interest
|
4,326 |
| 2022-11-22 | Petty Michael |
Insider |
Sell↓
Filing footnotes — Shares of beneficial interest (Direct)
Reflects 0.3153 shares that were acquired and held under a dividend reinvestment plan. |
Shares of beneficial interest
|
0 |
| 2022-11-21 | Petty Michael |
Insider |
Sell↓
Filing footnotes — Shares of beneficial interest (Direct)
Reflects 709 shares that were acquired and held under a dividend reinvestment plan. |
Shares of beneficial interest
|
1,709 |
| 2022-10-11 | Denlinger Michael |
Insider |
Buy↑
Filing footnotes — Shares of beneficial interest (Direct)
The reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 169.5157 shares. |
Shares of beneficial interest
|
855 |
| 2022-05-13 | Denlinger Michael |
Insider |
Buy↑
Filing footnotes — Shares of beneficial interest (Direct)
The reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 19.95 shares. |
Shares of beneficial interest
|
3,250 |
| 2022-04-11 | Sprauer Scott |
Insider |
Buy↑
|
Share of beneficial interest
|
2,000 |
| 2022-04-11 | DIMELLA ROBERT A |
Insider |
Buy↑
|
Shares of beneficial interest
|
10,000 |
| 2022-04-08 | Denlinger Michael |
Insider |
Buy↑
|
Shares of beneficial interest
|
4,250 |
| 2021-05-21 | Hung Yie-Hsin |
Director |
Buy↑
|
Shares of beneficial interest
|
400 |
| 2021-05-12 | PHLEGAR JEFFREY S |
Insider |
Sell↓
|
Shares of beneficial interest
|
2,500 |
| 2021-05-12 | Lawlor John J |
Insider |
Sell↓
|
Shares of beneficial interest
|
3,000 |
| 2021-05-10 | DIMELLA ROBERT A |
Insider |
Sell↓
|
Shares of beneficial interest
|
320 |
| 2021-05-10 | DIMELLA ROBERT A |
Insider |
Sell↓
|
Shares of beneficial interest
|
244 |
| 2021-05-07 | DIMELLA ROBERT A |
Insider |
Sell↓
|
Shares of beneficial interest
|
3,985 |
| 2021-05-07 | DIMELLA ROBERT A |
Insider |
Sell↓
Filing footnotes — Shares of beneficial interest (Direct)
The reporting person previously filed a Form 5 on June 18, 2020, since that time the reporting person has acquired and held under a dividend reinvestment plan an additional 391.076 shares. |
Shares of beneficial interest
|
5,233 |
| 2021-03-19 | Hung Yie-Hsin |
Director |
Buy↑
|
Shares of beneficial interest
|
11,600 |
| 2020-12-15 | CITIGROUP INC |
10% Owner |
Other↓
Filing footnotes — Fixed Rate Municipal Term Preferred Shares, Series B (Indirect)
All Fixed Rate Municipal Term Preferred Shares, Series B ("Series B FMTP Shares") of the Fund have been called for redemption by the issuer on December 15, 2020. These Series B FMTP Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. |
Fixed Rate Municipal Term Preferred Shares, Series B
(I)
|
350 |
| 2020-06-15 | CITIGROUP INC |
10% Owner |
Other↓
Filing footnotes — Fixed Rate Municipal Term Preferred Shares, Series A (Indirect)
All Fixed Rate Municipal Term Preferred Shares, Series A ("Shares") of the Fund have been called for redemption by the issuer on June 15, 2020. These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. |
Fixed Rate Municipal Term Preferred Shares, Series A
(I)
|
350 |
| 2020-05-29 | DIMELLA ROBERT A |
Insider |
Award↑
Filing footnotes — Shares of beneficial interest (Direct)
Reflects 25.33 shares that were acquired and held under a dividend reinvestment plan and not previously reported on Form 4. |
Shares of beneficial interest
|
25 |
| 2020-05-29 | Petty Michael |
Insider |
Award↑
Filing footnotes — Shares of beneficial interest (Direct)
Reflects 503.21 shares that were acquired and held under a dividend reinvestment plan and not previously reported on Form 4. |
Shares of beneficial interest
|
503 |
| 2020-01-15 | DIMELLA ROBERT A |
Insider |
Sell↓
Filing footnotes — Shares of beneficial interest (Direct)
The reporting person filed a Form 4 on December 7, 2018 that inadvertently failed to include shares owned, 5,446 shares acquired and held under a dividend reinvestment plan. |
Shares of beneficial interest
|
2,040 |