KELLEHER FINANCIAL ADVISORS

Registered adviser

CIK

1507971

Location

NEW YORK, NY

Portfolio Value

Small $327,390,177

Diversification

Diversified

Filing Date

Global Rank

#3,748 / 8,827 ▲ 1035 · as of Jun 2026

Top Industry

Insurance - Diversified 21.1%

Period ended 38 days ago

Filed Oct 30, 2026 · 8d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 126021

Roster of Nov 1, 2026

Regulatory AUM

$1,153,378,435

Main clients

Individuals and high net worth (99% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Apr 8, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,153,378,435	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$1,025,582,365	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$573,557,718	Individuals and high net worth (97%)
May 2023 to Mar 2024	$470,718,229	Individuals and high net worth (99%)
Apr 2023	$470,718,229	Individuals and high net worth (99%)
Jan 2023 to Mar 2023	$554,673,631	Individuals and high net worth (91%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.5%, 20.2 effective positions, active share 55.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

36.3% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 18.8 quarters (12+), a floor since 60.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 55.3%; sector active share 33.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

453 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.3%

+3.7 pts

Top 5

50.2%

+6.9 pts

Top 10

64.9%

+5.4 pts

HHI

675

Diversified+180

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	36.0%	$117,787,878	108
Financial Services	18.4%	$60,113,881	51
Technology	16.9%	$55,447,899	48
Communication Services	10.9%	$35,667,618	18
Healthcare	4.9%	$16,167,752	46
Consumer Cyclical	4.9%	$15,944,704	38
Industrials	3.4%	$11,175,063	56
Energy	2.3%	$7,638,098	31
Consumer Defensive	1.1%	$3,530,770	20
Basic Materials	0.8%	$2,577,195	19
Utilities	0.4%	$1,193,512	10
Real Estate	0.0%	$145,807	8

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ET	Energy Transfer LP	+43,149	86,845	$1,716,925
—		+22,225	213,330	$0
BSX	Boston Scientific Corp	+7,392	7,975	$348,108
DFAS	Dimensional U.S. Small Cap ETF	+6,073	140,599	$10,885,174
EFG	iShares MSCI EAFE Growth ETF	+4,516	43,887	$5,258,979
SCHA	Schwab U.S. Small-Cap ETF	+4,506	11,550	$376,876
CGGR	Capital Group Growth ETF	+4,458	78,540	$3,725,152
FWONK	Liberty Media Corp	+3,271	6,515	$601,986
DNN	Denison Mines Corp.	+3,158	11,920	$30,872
RSP	Victory Portfolios II	+2,761	134,545	$0
MNST	Monster Beverage Corp	+2,063	4,126	$171,724
DIA	Spdr Dow Jones Industrial Average ETF Trust	+1,657	7,961	$4,048,566
JAAA	Janus Henderson AAA CLO ETF	+1,008	16,831	$849,460
AVEM	Avantis Emerging Markets Equity ETF	+1,004	25,331	$2,381,620
IWM	iShares Russell 2000 ETF	+855	2,155	$598,852
FLBL	Franklin Senior Loan ETF	+663	5,727	$131,721
CLOA		+574	2,943	$152,688
VALE	Vale S.A.	+516	6,647	$89,136
BINC		+499	9,381	$476,460
WMT	Walmart Inc.	+450	1,890	$196,408
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	+403	18,398	$415,610
ZTS	Zoetis Inc.	+397	563	$39,314
PFXF	VanEck Preferred Securities ex Financials ETF	+394	16,511	$289,272
SPH	Suburban Propane Partners LP	+284	1,266	$20,813
PFFA	Virtus InfraCap U.S. Preferred Stock ETF	+241	17,290	$341,477
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SHY	iShares 1-3 Year Treasury Bond ETF	−68,875	21,561	$1,750,753
VUG	VANGUARD GROWTH INDEX FUND	−52,810	50,390	$4,540,642
AAPL	Apple Inc.	−48,643	63,090	$21,010,230
GOOG	Alphabet Inc.	−40,466	52,379	$17,847,619
BAC	Bank Of America Corp	−37,825	37,475	$2,039,763
HUN	Huntsman CORP	−31,683	32,799	$275,511
SHV	iShares 0-1 Year Treasury Bond ETF	−28,497	2,487	$274,365
GBDC	GOLUB CAPITAL BDC, Inc.	−27,210	29,192	$368,694
VTV	VANGUARD VALUE INDEX FUND	−26,660	25,594	$5,530,351
NVDA	Nvidia Corp	−25,770	17,153	$3,917,401
T	At&T Inc.	−22,421	26,382	$643,720
RONB	Baron First Principles ETF	−22,130	630	$14,760
GOOGL	Alphabet Inc.	−21,610	17,658	$6,075,763
PFE	Pfizer Inc	−21,573	29,536	$842,365
MSFT	Microsoft Corp	−21,279	36,639	$18,792,142
VO	VANGUARD MID-CAP INDEX FUND	−18,443	15,527	$1,217,627
HTGC	Hercules Capital, Inc.	−18,081	24,743	$415,929
LENZ	LENZ Therapeutics, Inc.	−17,023	17,023	$65,368
AMZN	Amazon Com Inc	−16,331	43,848	$10,924,728
VIG	Vanguard Specialized Funds	−16,313	15,259	$3,560,077
CSCO	Cisco Systems, Inc.	−15,298	17,282	$1,860,060
VZ	Verizon Communications Inc	−14,367	23,126	$1,060,789
GBTC	Grayscale Bitcoin Trust ETF	−14,038	2,324	$150,107
NFLX	Netflix Inc	−12,746	7,133	$496,313
CLF	Cleveland-Cliffs Inc.	−12,414	12,414	$136,678
No positions match the current search.

New Positions

Positions the filer opened this quarter

22 positions

Ticker	Company	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	34,720	$1,247,489
SCHV	Schwab U.S. Large-Cap Value ETF	29,220	$973,318
VXUS	Vanguard Total International Stock ETF	7,720	$655,891
SCHD	Schwab U.S. Dividend Equity ETF	20,040	$651,901
CLBK	Columbia Financial, Inc.	37,669	$416,619
SCHM	Schwab U.S. Mid-Cap ETF	8,175	$278,113
PYLD		1,377	$34,962
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	70	$23,648
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	135	$20,952
CGMM	Capital Group U.S. Small and Mid Cap ETF	300	$9,288
CGDG	Capital Group Dividend Growers ETF	230	$8,516
DGRO	iShares Core Dividend Growth ETF	55	$4,146
SMR	NUSCALE POWER Corp	468	$3,697
BAM	Brookfield Asset Management Ltd.	69	$3,076
TMC	TMC the metals Co Inc.	461	$1,770
USAR	USA Rare Earth, Inc.	83	$1,168
PHG	Koninklijke Philips NV	38	$928
AEM	Agnico Eagle Mines Ltd	5	$916
RIG	Transocean Ltd.	174	$911
FISN	Deep Fission, Inc.	140	$718
MLKN	Millerknoll, Inc.	28	$550
ADIG	Adi Global Distribution Inc.	10	$179
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SGOV	iShares 0-3 Month Treasury Bond ETF	33,551	$3,377,579
VOO	VANGUARD 500 INDEX FUND	1,119	$768,540
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	4,000	$762,080
MSI	Motorola Solutions, Inc.	1,551	$644,114
CDNS	Cadence Design Systems Inc	1,692	$635,041
PWR	Quanta Services, Inc.	649	$467,305
HHH	Howard Hughes Holdings Inc.	6,250	$446,812
CTAS	Cintas Corp	2,329	$396,116
MU	Micron Technology Inc	312	$360,138
CNOB	ConnectOne Bancorp, Inc.	10,621	$355,166
SABA	Saba Capital Income & Opportunities Fund II	40,161	$335,344
ROP	Roper Technologies Inc	959	$324,516
EWY	iShares Trust	1,400	$282,660
SHW	Sherwin Williams Co	818	$281,653
PINS	Pinterest, Inc.	12,700	$267,081
HIO	Western Asset High Income Opportunity Fund Inc.	70,008	$254,828
AGNCM	AGNC Investment Corp.	10,085	$252,125
MPWR	Monolithic Power Systems, Inc.	150	$207,354
UTG	Reaves Utility Income Fund	4,542	$184,950
—		12,158	$179,087
—		3,931	$163,057
NWBO	Northwest Biotherapeutics Inc	800,000	$152,000
VEEV	Veeva Systems Inc	750	$133,102
TBB	At&T Inc.	6,370	$130,457
DSL	DoubleLine Income Solutions Fund	11,526	$127,477
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

453 tracked positions · $327,390,177 total · filing declares 584 positions · $376,854,634 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 453 positions by value · page 1 of 10

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	59,915	-1,518	$45,885,902	−0.3%	14.02%
BRK-A	Berkshire Hathaway Inc Financial Services	Added	48	+8	$35,856,240	+19.7%	10.95%
AAPL	Apple Inc. Technology	Reduced	63,090	-48,643	$21,010,230	−35.0%	6.42%
MSFT	Microsoft Corp Technology	Reduced	36,639	-21,279	$18,792,142	−13.0%	5.74%
GOOG	Alphabet Inc. Communication Services	Reduced	52,379	-40,466	$17,847,619	−45.6%	5.45%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	43,848	-16,331	$10,924,728	−23.8%	3.34%
DFAS	Dimensional U.S. Small Cap ETF	Added	140,599	+6,073	$10,885,174	−1.7%	3.32%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	16,701	-11,420	$8,316,261	−40.9%	2.54%
META	Meta Platforms, Inc. Communication Services	Reduced	9,156	-1,003	$6,639,747	+16.0%	2.03%
GOOGL	Alphabet Inc. Communication Services	Reduced	17,658	-21,610	$6,075,763	−56.7%	1.86%
VTV	VANGUARD VALUE INDEX FUND	Reduced	25,594	-26,660	$5,530,351	−51.4%	1.69%
EFG	iShares MSCI EAFE Growth ETF	Added	43,887	+4,516	$5,258,979	+7.4%	1.61%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	50,390	-52,810	$4,540,642	−48.9%	1.39%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	7,961	+1,657	$4,048,566	+22.9%	1.24%
NVDA	Nvidia Corp Technology	Reduced	17,153	-25,770	$3,917,401	−54.4%	1.20%
CGGR	Capital Group Growth ETF	Added	78,540	+4,458	$3,725,152	+6.5%	1.14%
VIG	Vanguard Specialized Funds	Reduced	15,259	-16,313	$3,560,077	−52.3%	1.09%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,298	-6,509	$3,277,783	−59.4%	1.00%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	9,715	-9,036	$3,214,012	−47.6%	0.98%
QQQ	Invesco Qqq Trust, Series 1	Reduced	4,286	-430	$3,170,653	−8.7%	0.97%
ABBV	AbbVie Inc. Healthcare	Reduced	11,832	-5,676	$3,095,132	−29.7%	0.95%
VB	Vanguard Index Funds	Reduced	10,029	-10,320	$2,853,150	−53.7%	0.87%
JNJ	Johnson & Johnson Healthcare	Reduced	9,766	-2,808	$2,585,450	−19.0%	0.79%
AVEM	Avantis Emerging Markets Equity ETF	Added	25,331	+1,004	$2,381,620	+1.5%	0.73%
BAC	Bank Of America Corp Financial Services	Reduced	37,475	-37,825	$2,039,763	−52.5%	0.62%
CSCO	Cisco Systems, Inc. Technology	Reduced	17,282	-15,298	$1,860,060	−51.4%	0.57%
XOM	ExxonMobil Holdings Corp Energy	Reduced	11,273	-1,739	$1,834,680	+3.1%	0.56%
SHY	iShares 1-3 Year Treasury Bond ETF	Reduced	21,561	-68,875	$1,750,753	−76.4%	0.53%
ET	Energy Transfer LP Energy	Added	86,845	+43,149	$1,716,925	+105.5%	0.52%
GS	Goldman Sachs Group Inc Financial Services	Reduced	1,768	-1,757	$1,591,835	−55.3%	0.49%
CCJ	Cameco Corp Energy	Held	17,796	0	$1,542,379	−14.9%	0.47%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	4,253	-6,124	$1,509,005	−65.4%	0.46%
MRK	Merck & Co., Inc. Healthcare	Reduced	9,964	-2,699	$1,447,868	−11.0%	0.44%
GLD	Spdr Gold Trust	Reduced	3,636	-3,971	$1,384,733	−50.6%	0.42%
BLDR	Builders FirstSource, Inc. Industrials	Reduced	22,953	-9,790	$1,308,550	−55.3%	0.40%
NBIS	Nebius Group N.V. Communication Services	Reduced	5,491	-4,655	$1,295,217	−53.8%	0.40%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	8,654	-8,560	$1,289,877	−40.7%	0.39%
SCHG	Schwab U.S. Large-Cap Growth ETF	NEW	34,720	NEW	$1,247,489	NEW	0.38%
APO	Apollo Global Management, Inc. Financial Services	Reduced	10,748	-10,780	$1,247,412	−51.0%	0.38%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	15,527	-18,443	$1,217,627	−55.5%	0.37%
GE	General Electric Co Industrials	Reduced	3,858	-558	$1,204,814	−27.0%	0.37%
LLY	ELI LILLY & Co Healthcare	Reduced	1,035	-1,463	$1,197,577	−60.0%	0.37%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	3,198	-2,903	$1,196,819	−47.0%	0.37%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	19,454	-7,454	$1,196,421	−16.3%	0.37%
AMGN	Amgen Inc Healthcare	Reduced	2,703	-2,553	$1,139,341	−40.1%	0.35%
BRO	Brown & Brown, Inc. Financial Services	Held	18,680	0	$1,137,612	−5.1%	0.35%
IEFA	iShares Core MSCI EAFE ETF	Reduced	11,321	-9,121	$1,096,778	−44.4%	0.34%
INTC	Intel Corp Technology	Reduced	8,852	-3,869	$1,064,275	−40.1%	0.33%
VZ	Verizon Communications Inc Communication Services	Reduced	23,126	-14,367	$1,060,789	−33.2%	0.32%
UBER	Uber Technologies, Inc Technology	Reduced	15,252	-11,611	$1,044,913	−46.1%	0.32%

Showing the top 50 of 453 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.