Smallwood Wealth Investment Management, LLC

CIK

1921304

Location

RED BANK, NJ

Portfolio Value

Small $228,758,739

Diversification

Diversified

Filing Date

Global Rank

#6,087 / 8,827 ▲ 183 · as of Jun 2026

Top Industry

Consumer Electronics 22.7%

Period ended 39 days ago

Filed Oct 30, 2026 · 9d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.5% of the book (60%+)

Turnover

Low turnover

3.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.9 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 71.0%; sector active share 58.2% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

613 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

26.5%

+0.0 pts

Top 5

55.1%

+2.5 pts

Top 10

68.2%

+1.7 pts

HHI

976

Diversified+26

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	68.3%	$156,281,019	135
Technology	12.8%	$29,327,776	85
Financial Services	5.3%	$12,138,590	69
Communication Services	2.9%	$6,694,191	22
Consumer Defensive	2.8%	$6,384,916	25
Healthcare	2.3%	$5,297,705	53
Energy	1.5%	$3,411,719	23
Industrials	1.4%	$3,138,556	57
Consumer Cyclical	1.3%	$2,906,046	59
Utilities	0.8%	$1,824,083	30
Basic Materials	0.3%	$748,399	22
Real Estate	0.3%	$605,739	33

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MMIT	NYLIM ETF Trust	+24,318	206,684	$0
JCPB	JPMorgan Core Plus Bond ETF	+19,275	69,930	$3,131,465
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+15,621	56,265	$3,446,793
CGDV	Capital Group Dividend Value ETF	+10,385	151,623	$7,406,783
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	+9,659	212,162	$11,658,301
JEPI	JPMorgan Equity Premium Income ETF	+6,300	31,931	$1,795,160
DFAT	Dimensional U.S. Targeted Value ETF	+5,739	6,048	$401,829
RZV	Victory Portfolios II	+5,479	22,243	$0
OCFC	Oceanfirst Financial Corp	+5,000	5,037	$83,261
AAPL	Apple Inc.	+3,927	49,420	$16,457,848
GOOGL	Alphabet Inc.	+3,293	4,039	$1,389,739
AMZN	Amazon Com Inc	+2,529	6,717	$1,673,540
NVDA	Nvidia Corp	+1,822	15,566	$3,554,963
JPIB	JPMorgan International Bond Opportunities ETF	+1,793	11,489	$536,536
DWM	WisdomTree International Equity Fund	+856	59,874	$4,409,390
RWR	State Street(R) SPDR(R) Dow Jones(R) REIT ETF	+849	18,476	$1,938,501
SPCX	Space Exploration Technologies Corp	+808	1,169	$176,355
AMJB		+781	94,107	$3,245,750
CEG	Constellation Energy Corp	+685	785	$199,405
NEE	Nextera Energy Inc	+587	903	$68,393
META	Meta Platforms, Inc.	+463	1,039	$753,462
CMCSA	Comcast Corp	+460	7,375	$160,480
NKE	NIKE, Inc.	+400	420	$14,868
MSFT	Microsoft Corp	+393	5,306	$2,721,447
ABBV	AbbVie Inc.	+336	2,829	$740,038
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PULS	PGIM Ultra Short Bond ETF	−17,254	122,926	$6,079,919
ICE	Intercontinental Exchange, Inc.	−12,921	20,837	$3,167,849
FRDM	Freedom 100 Emerging Markets ETF	−9,503	106,815	$7,472,777
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	−6,217	100,551	$6,955,112
GUNR	FlexShares Morningstar Global Upstream Natural Resources Index Fund	−3,829	48,206	$2,542,384
IBIT	iShares Bitcoin Trust ETF	−3,335	75	$3,550
SCHF	Schwab International Equity ETF	−2,728	52,137	$1,432,203
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−2,255	345,399	$57,432,945
IBM	International Business Machines Corp	−2,233	3,598	$791,308
PGNY	Progyny, Inc.	−2,000	16,500	$415,635
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	−1,998	2,613	$48,314
BIV	Vanguard Bond Index Funds	−1,992	2,074	$151,111
VDE	VANGUARD ENERGY INDEX FUND	−1,987	21,287	$3,664,769
CL	Colgate Palmolive Co	−1,193	1,888	$161,084
XOM	ExxonMobil Holdings Corp	−1,163	11,414	$1,857,628
NMZ	Nuveen Municipal High Income Opportunity Fund	−1,132	5,354	$47,971
CGGO	Capital Group Global Growth Equity ETF	−988	116,475	$4,633,375
GBTC	Grayscale Bitcoin Trust ETF	−700	3,154	$203,716
T	At&T Inc.	−669	16,469	$401,843
EEM	iShares MSCI Emerging Markets ETF	−543	289	$19,302
LIN	Linde PLC	−469	136	$64,552
DUK	Duke Energy CORP	−409	763	$86,989
BRO	Brown & Brown, Inc.	−400	268	$16,321
IVT	InvenTrust Properties Corp.	−306	5,201	$156,810
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−291	44,873	$8,774,017
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
PURR	Hyperliquid Strategies Inc	62,631	$768,482
VRT	Vertiv Holdings Co	949	$229,003
VST	Vistra Corp.	1,338	$185,112
OKE	Oneok Inc	1,750	$149,222
ACHR	Archer Aviation Inc.	4,250	$21,122
ACN	Accenture plc	75	$13,752
MCK	Mckesson Corp	15	$12,807
FAC	Factorial Energy Inc.	2,000	$12,680
ZTS	Zoetis Inc.	175	$12,220
XHB	State Street(R) SPDR(R) S&P(R) Homebuilders ETF	125	$12,003
O	Realty Income Corp	200	$10,860
MSTR	Strategy Inc	70	$10,716
NLR	VanEck Uranium and Nuclear ETF	89	$9,207
CTSH	Cognizant Technology Solutions Corp	143	$8,213
TYL	Tyler Technologies Inc	24	$7,646
VICI	Vici Properties Inc.	332	$7,626
DOCU	Docusign, Inc.	112	$7,520
OGE	Oge Energy Corp.	158	$7,176
EPAM	EPAM Systems, Inc.	66	$7,151
FHI	Federated Hermes, Inc.	120	$6,764
HUBS	Hubspot Inc	32	$6,559
IT	Gartner Inc	35	$6,528
WDAY	Workday, Inc.	33	$6,285
EVRG	Evergy, Inc.	78	$6,118
AGNC	AGNC Investment Corp.	591	$5,360
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
DFAC	Dimensional U.S. Core Equity 2 ETF	5,727	$254,049
—		8,000	$251,440
FSSL	FS Specialty Lending Fund	5,496	$61,280
VRP	Invesco Ltd.	1,435	$34,884
HBAN	Huntington Bancshares Inc	1,900	$33,687
MDB	MongoDB, Inc.	100	$33,590
FMN	Federated Hermes Premier Municipal Income Fund	1,947	$22,371
D	Dominion Energy, Inc	258	$17,618
LAC	Lithium Americas Corp.	4,121	$15,865
DHR	Danaher Corp	74	$14,095
AA	Alcoa Corp	222	$11,575
Q	Qnity Electronics, Inc.	66	$10,778
BCE	Bce Inc	471	$10,131
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	52	$4,569
—		20	$4,100
TEM	Tempus AI, Inc.	45	$2,606
QBTS	D-Wave Quantum Inc.	50	$1,199
MLM	Martin Marietta Materials Inc	2	$1,153
SOXQ	Invesco Ltd.	10	$1,121
ENB	Enbridge Inc	19	$1,029
PAYX	Paychex Inc	10	$983
PJT	PJT Partners Inc.	6	$905
VXX		41	$905
TFPM	Triple Flag Precious Metals Corp.	29	$869
TAP	Molson Coors Beverage Co	20	$779
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

613 tracked positions · $228,758,739 total · filing declares 613 positions · $236,816,163 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 613 positions by value · page 1 of 13

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	345,399	-2,255	$57,432,945	+0.6%	25.11%
AAPL	Apple Inc. Technology	Added	49,420	+3,927	$16,457,848	+25.0%	7.19%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Added	212,162	+9,659	$11,658,301	+5.4%	5.10%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	30,002	-177	$11,227,948	+0.5%	4.91%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	44,873	-291	$8,774,017	−1.7%	3.84%
FRDM	Freedom 100 Emerging Markets ETF	Reduced	106,815	-9,503	$7,472,777	−11.9%	3.27%
CGDV	Capital Group Dividend Value ETF	Added	151,623	+10,385	$7,406,783	+6.4%	3.24%
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	Reduced	100,551	-6,217	$6,955,112	−3.6%	3.04%
PULS	PGIM Ultra Short Bond ETF	Reduced	122,926	-17,254	$6,079,919	−12.5%	2.66%
CGGO	Capital Group Global Growth Equity ETF	Reduced	116,475	-988	$4,633,375	−6.8%	2.03%
DWM	WisdomTree International Equity Fund	Added	59,874	+856	$4,409,390	+2.1%	1.93%
VDE	VANGUARD ENERGY INDEX FUND	Reduced	21,287	-1,987	$3,664,769	+4.9%	1.60%
NVDA	Nvidia Corp Technology	Added	15,566	+1,822	$3,554,963	+29.3%	1.55%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	56,265	+15,621	$3,446,793	+38.0%	1.51%
AMJB	Financial Services	Added	94,107	+781	$3,245,750	+0.8%	1.42%
ICE	Intercontinental Exchange, Inc. Financial Services	Reduced	20,837	-12,921	$3,167,849	−23.8%	1.38%
JCPB	JPMorgan Core Plus Bond ETF	Added	69,930	+19,275	$3,131,465	+31.7%	1.37%
PM	Philip Morris International Inc. Consumer Defensive	Added	15,824	+9	$3,019,535	+5.5%	1.32%
MSFT	Microsoft Corp Technology	Added	5,306	+393	$2,721,447	+48.5%	1.19%
GUNR	FlexShares Morningstar Global Upstream Natural Resources Index Fund	Reduced	48,206	-3,829	$2,542,384	−0.9%	1.11%
GOOG	Alphabet Inc. Communication Services	Held	7,242	0	$2,467,639	−3.6%	1.08%
RWR	State Street(R) SPDR(R) Dow Jones(R) REIT ETF	Added	18,476	+849	$1,938,501	−2.7%	0.85%
XOM	ExxonMobil Holdings Corp Energy	Reduced	11,414	-1,163	$1,857,628	+8.0%	0.81%
JEPI	JPMorgan Equity Premium Income ETF	Added	31,931	+6,300	$1,795,160	+24.0%	0.78%
MUB	iShares National Muni Bond ETF	Reduced	17,398	-133	$1,758,937	−6.8%	0.77%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,717	+2,529	$1,673,540	+67.7%	0.73%
SCHF	Schwab International Equity ETF	Reduced	52,137	-2,728	$1,432,203	−5.8%	0.63%
GOOGL	Alphabet Inc. Communication Services	Added	4,039	+3,293	$1,389,739	+421.3%	0.61%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	8,465	+119	$1,229,795	+0.5%	0.54%
LLY	ELI LILLY & Co Healthcare	Added	1,019	+322	$1,179,064	+41.0%	0.52%
VOO	VANGUARD 500 INDEX FUND	Reduced	1,635	-5	$1,145,906	+1.7%	0.50%
CVX	Chevron Corp Energy	Added	4,507	+252	$920,374	+30.5%	0.40%
CAT	Caterpillar Inc Industrials	Reduced	1,017	-11	$824,573	−24.7%	0.36%
IBM	International Business Machines Corp Technology	Reduced	3,598	-2,233	$791,308	−51.7%	0.35%
PURR	Hyperliquid Strategies Inc Financial Services	NEW	62,631	NEW	$768,482	NEW	0.34%
META	Meta Platforms, Inc. Communication Services	Added	1,039	+463	$753,462	+132.2%	0.33%
ABBV	AbbVie Inc. Healthcare	Added	2,829	+336	$740,038	+18.0%	0.32%
JPM	Jpmorgan Chase & Co Financial Services	Held	2,029	0	$671,254	+1.1%	0.29%
VEU	Vanguard International Equity Index Funds	Reduced	7,495	-207	$621,860	−3.6%	0.27%
MDLZ	Mondelez International, Inc. Consumer Defensive	Held	10,641	0	$615,262	−0.0%	0.27%
AVGO	Broadcom Inc. Technology	Added	1,745	+90	$612,826	−2.0%	0.27%
JNJ	Johnson & Johnson Healthcare	Reduced	2,270	-133	$600,959	−1.5%	0.26%
KLAC	Kla Corp Technology	Added	3,023	+23	$589,273	−34.9%	0.26%
DIS	Walt Disney Co Communication Services	Added	5,356	+47	$561,844	+10.0%	0.25%
BUFR	FT Vest Laddered Buffer ETF	Held	14,943	0	$559,914	+2.6%	0.24%
NJR	New Jersey Resources Corp Utilities	Added	10,660	+14	$539,396	−9.6%	0.24%
JPIB	JPMorgan International Bond Opportunities ETF	Added	11,489	+1,793	$536,536	+14.4%	0.23%
NFLX	Netflix Inc Communication Services	Added	7,641	+201	$531,660	+0.1%	0.23%
BR	Broadridge Financial Solutions, Inc. Technology	Added	3,269	+15	$526,635	+18.2%	0.23%
AMGN	Amgen Inc Healthcare	Added	1,191	+7	$502,018	+17.1%	0.22%

Showing the top 50 of 613 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.