PULS · PGIM Ultra Short Bond ETF · Holdings ETF

$49.57 +0.00 (+0.00%)

Volume · Oct 21 436.99K Avg daily vol (3M) 3.2M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 118

Total Value: $827,267,651

Total Shares: 16,725,995

Showing 1–100 of 118 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 118 13F filers · Δ vs Jun 30, 2026

Top Holder

9.4%

−12.0 pts

Top 5

29.0%

−22.8 pts

Top 10

46.9%

−18.3 pts

HHI

327

Broadly held−447

Who Holds PULS

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 471 filers, like-for-like change +15.5%; actively managed books +16.2%; index-like books +7.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	24.0%	338	+11.2%	32	21
Adviser	1.2%	3	-3.9%	1	1
Bank	35.7%	16	+18.9%	1	0
Insurer	11.5%	1	+21.2%	0	0
Broker-dealer	5.9%	1	+9.9%	0	0
Non-US	0.0%	1	-83.2%	0	0
Holding company	11.6%	5	+14.6%	0	0
Unknown	10.1%	106	+16.4%	15	6

Style	Share	Filers	Change	New	Exited
Index-like	7.9%	2	+7.4%	1	1
Systematic-like	0.0%	1	-45.3%	0	0
Concentrated	14.2%	149	+17.0%	16	9
Diversified active	77.9%	319	+16.1%	32	18
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	79.6%	324	+15.8%	33	21
Medium turnover	18.6%	100	+16.1%	10	4
High turnover	0.2%	9	-63.2%	2	2
Unknown	1.6%	38	+18.0%	4	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.4%	38	+6.3%	5	2
Medium horizon	9.0%	131	+13.3%	17	6
Long horizon	89.0%	289	+15.8%	24	20
Unknown	0.5%	13	+19.9%	3	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	10.9%	231	+8.7%	29	14
$1B to $10B	7.2%	157	+18.5%	14	8
$10B to $100B	21.5%	61	+19.0%	4	4
$100B or more	60.4%	22	+15.2%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	19.2%	311	+9.6%	28	19
Pooled investment vehicles	0.0%	1	-30.4%	0	0
Registered funds and BDCs	3.7%	7	+17.9%	0	0
Pension and profit sharing plans	0.2%	5	+41.3%	1	0
Insurance companies	0.0%	1	new	1	0
Charitable organizations	0.2%	1	+16.5%	0	0
Other investment advisers	0.0%	5	+53.7%	1	0
Other	0.0%	1	new	1	0
Diversified	0.3%	3	-5.8%	0	1
Corporations	0.2%	1	+66.5%	0	1
Unknown	76.2%	135	+16.9%	17	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.3%	8	-4.1%	0	2
Private equity funds	0.3%	10	+16.7%	1	1
Venture capital funds	0.4%	4	+31.7%	0	0
Real estate funds	0.8%	7	+12.7%	0	0
Securitized asset funds	0.0%	1	-83.3%	1	1
Other private funds	0.8%	15	+14.7%	0	0
Mixed private funds	0.0%	0	—	0	0
Private funds, type not stated	0.2%	4	+3.2%	0	0
No private funds	21.2%	288	+11.0%	30	17
Unknown	76.0%	134	+16.9%	17	7

Location	Share	Filers	Change	New	Exited
United States	97.0%	464	+15.8%	48	28
Outside the US	3.0%	7	+4.4%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 9 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F.

Conviction and Crowding

471 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

15.7% of filers hold it in their top 10

Mar 31, 2026: 74

Holders above 5%

median weight 0.098%

Mar 31, 2026: 26

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

65.2%

of 13F shares, Herfindahl 0.077

Active holders

+16.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 18.0 quarters

Under 1 year 3.13% 1 to 3 years 18.3% 3 years or more 78.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$49.54

estimated per share

Mar 31, 2026: $49.53

Quarter-end price

$49.53

implied by 13F values

Estimated gain or loss

0.0%

price against the estimated cost

Estimated at a loss

48.0%

of costed 13F value

Estimated cost covers 53.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of PULS by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	324,655	1
Active funds	4,083,020	1
Unclassified	0	0
All registered funds	4,407,675	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -355

Institutional value: -92.9%

Shares held: -92.9%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Concurrent Investment Advisors, LLC	+767,746	799,575
Small PRAIRIE ADVISORY, LLC	+398,072	717,018
Mid Valeo Financial Advisors, LLC	+239,190	914,811
Mid Diversify Advisory Services, LLC	+161,746	644,477
Mid DIVERSIFY WEALTH MANAGEMENT, LLC	+161,746	644,477

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Fortitude Advisory Group L.L.C.	−84,945	92,638
Small Client First Investment Management LLC	−68,412	77,792
Small Seed Wealth Management, Inc.	−36,281	88,478
Small PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	−13,245	64,365
Small Fairvoy Private Wealth, LLC	−10,951	329,945

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Persium Advisors, LLC	618,064	$30,569,445
Small Choice Wealth Advisors LLC	233,320	$11,540,007
Small VISTA INVESTMENT PARTNERS LLC	172,348	$8,524,332
Small Financial Planning Navigators CORP	52,408	$2,592,099
Small STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC	46,404	$2,295,141

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Micro Scarborough Advisors, LLC	13,386	$663,276
Small TRUST CO OF OKLAHOMA	6,227	$308,547
Small Lineweaver Wealth Advisors, LLC	4,767	$236,204
Mid AdvisorNet Financial, Inc	3,236	$160,343
Small PENSION & WEALTH MANAGEMENT ADVISORS, INC.	416	$20,612

Filter: New 13 Increased 61 Reduced 35 Sold out 7 Unchanged 9

Holder type: Registered adviser 92 Unknown 26

Showing 100 of 118

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Crane Advisory, LLC PULS

$77,953,361

9.42%

1,576,089

Valeo Financial Advisors, LLC PULS

$45,246,552

5.47%

914,811

Lakeshore Financial Planning, Inc. PULS

$41,702,545

5.04%

843,157

Concurrent Investment Advisors, LLC PULS

$39,546,978

4.78%

799,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	501,719	$24,815,021	62.7%	Sole
Held directly	297,856	$14,731,957	37.3%	Sole

PRAIRIE ADVISORY, LLC PULS

$35,463,710

4.29%

717,018

DIVERSIFY WEALTH MANAGEMENT, LLC PULS

$31,875,832

3.85%

644,477

Diversify Advisory Services, LLC PULS

$31,875,832

3.85%

644,477

Persium Advisors, LLC PULS

$30,569,445

3.70%

618,064

MBM WEALTH CONSULTANTS, LLC PULS

$30,177,326

3.65%

610,136

BOS Asset Management, LLC PULS

$23,577,037

2.85%

476,689

Beaumont Asset Management, L.L.C. PULS

$21,836,095

2.64%

441,490

IRONWOOD WEALTH MANAGEMENT, INC. PULS

$21,731,339

2.63%

439,372

Bulwark Capital Corp PULS

$21,614,118

2.61%

437,002

Onyx Bridge Wealth Group LLC PULS

$21,231,644

2.57%

429,269

Clark Wealth Partners PULS

$18,600,174

2.25%

376,065

DAVENPORT & Co LLC PULS

$17,690,358

2.14%

357,670

Fairvoy Private Wealth, LLC PULS

$16,319,079

1.97%

329,945

Bouvel Investment Partners, LLC PULS

$16,063,074

1.94%

324,769

M Wealth Management, LLC PULS

$14,611,176

1.77%

295,414

Farther Finance Advisors, LLC PULS

$12,990,322

1.57%

262,643

Shore Point Advisors, LLC PULS

$12,498,344

1.51%

252,696

TABR Capital Management, LLC PULS

$11,970,358

1.45%

242,021

Choice Wealth Advisors LLC PULS

$11,540,007

1.39%

233,320

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC PULS

$11,026,018

1.33%

222,928

SHEETS SMITH WEALTH MANAGEMENT PULS

$10,917,998

1.32%

220,744

FOCUSED ALPHA, LLC PULS

$10,810,472

1.31%

218,570

Stonebridge Financial Group, LLC PULS

$10,504,364

1.27%

212,381

Cedar Mountain Advisors, LLC PULS

$10,227,833

1.24%

206,790

Goldstein Advisors, LLC PULS

$9,512,295

1.15%

192,323

VISTA INVESTMENT PARTNERS LLC PULS

$8,524,332

1.03%

172,348

Congress Park Capital LLC PULS

$8,412,601

1.02%

170,089

IFP Advisors, Inc PULS

$8,358,690

1.01%

168,999

Innovative Wealth Building LLC PULS

$8,135,378

0.98%

164,484

COLLECTIVE FAMILY OFFICE LLC PULS

$6,892,201

0.83%

139,349

Sowell Financial Services LLC PULS

$6,812,966

0.82%

137,747

Ifrah Financial Services, Inc. PULS

$6,716,915

0.81%

135,805

Blue Trust, Inc. PULS

$5,558,116

0.67%

112,376

Ignite Planners, LLC PULS

$5,253,393

0.64%

106,215

Fermata Advisors, LLC PULS

$5,195,228

0.63%

105,039

Fortitude Advisory Group L.L.C. PULS

$4,581,875

0.55%

92,638

Seed Wealth Management, Inc. PULS

$4,376,121

0.53%

88,478

B. Riley Wealth Advisors, Inc. PULS

$4,279,427

0.52%

86,523

Unique Wealth Strategies, LLC PULS

$4,052,356

0.49%

81,932

Client First Investment Management LLC PULS

$3,847,592

0.47%

77,792

First Citizens Financial Corp PULS

$3,780,079

0.46%

76,427

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC PULS

$3,183,492

0.38%

64,365

Avidian Wealth Enterprises, LLC PULS

$3,088,678

0.37%

62,448

Cypress Capital, LLC PULS

$2,777,970

0.34%

56,166

Acorn Wealth Advisors, LLC PULS

$2,728,213

0.33%

55,160

Ridgeline Wealth, LLC PULS

$2,706,747

0.33%

54,726

Financial Planning Navigators CORP PULS

$2,592,099

0.31%

52,408

Cravens & Co Advisors, LLC PULS

$2,511,974

0.30%

50,788

STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC PULS

$2,295,141

0.28%

46,404

4WEALTH ADVISORS, INC. PULS

$2,254,090

0.27%

45,574

SteelPeak Wealth, LLC PULS

$2,252,260

0.27%

45,537

Accurate Wealth Management, LLC PULS

$2,221,842

0.27%

44,922

First Heartland Consultants, Inc. PULS

$2,048,929

0.25%

41,426

Howard Capital Management Inc. PULS

$1,727,390

0.21%

34,925

Intelligence Driven Advisers, LLC PULS

$1,669,176

0.20%

33,748

PRIVATE TRUST CO NA PULS

$1,561,798

0.19%

31,577

Summit Financial Strategies, Inc. PULS

$1,483,750

0.18%

29,999

City Center Advisors, LLC PULS

$1,377,906

0.17%

27,859

LexAurum Advisors, LLC PULS

$1,071,402

0.13%

21,662

INDEPENDENT FINANCIAL GROUP, LLC PULS

$1,057,899

0.13%

21,389

Relyea Zuckerberg Hanson LLC PULS

$992,711

0.12%

20,071

TCFG Investment Advisors, LLC PULS

$915,999

0.11%

18,520

HOWARD FINANCIAL SERVICES, LTD. PULS

$901,359

0.11%

18,224

Tempus Wealth Planning, LLC PULS

$863,225

0.10%

17,453

Kathmere Capital Management, LLC PULS

$851,602

0.10%

17,218

Focus Financial Network, Inc. PULS

$843,540

0.10%

17,055

Prime Capital Investment Advisors, LLC PULS

$814,309

0.10%

16,464

Worth Asset Management, LLC PULS

$795,810

0.10%

16,090

Global Trust Asset Management, LLC PULS

$763,662

0.09%

15,440

WealthBridge Capital Management, LLC PULS

$723,797

0.09%

14,634

WealthPlan Investment Management, LLC PULS

$693,379

0.08%

14,019

Cottage Street Advisors LLC PULS

$672,013

0.08%

13,587

Trilogy Capital Inc. PULS

$658,411

0.08%

13,312

BankPlus Wealth Management LLC PULS

$591,343

0.07%

11,956

Nautilus Advisors LLC PULS

$583,825

0.07%

11,804

Scott Capital Advisors, LLC PULS

$581,105

0.07%

11,749

CoreCap Advisors, LLC PULS

$536,393

0.06%

10,845

Next Level Private LLC PULS

$522,940

0.06%

10,573

R2 Capital Strategies, LLC PULS

$519,923

0.06%

10,512

Everhart Financial Group, Inc. PULS

$486,834

0.06%

9,843

Avior Wealth Management, LLC PULS

$485,993

0.06%

9,826

Integrated Advisors Network LLC PULS

$478,574

0.06%

9,676

Elmwood Wealth Management, Inc. PULS

$433,071

0.05%

8,756

Forum Financial Management, LP PULS

$410,171

0.05%

8,293

TENET WEALTH PARTNERS, LLC PULS

$391,327

0.05%

7,912

NFSG Corp PULS

$388,755

0.05%

7,860

NORDEN GROUP LLC PULS

$384,353

0.05%

7,771

KWB Wealth PULS

$381,386

0.05%

7,711

Cyr Financial Inc. PULS

$325,694

0.04%

6,585

Patriot Financial Group Insurance Agency, LLC PULS

$318,720

0.04%

6,444

1900 WEALTH MANAGEMENT LLC PULS

$307,294

0.04%

6,213

Comprehensive Financial Consultants Institutional, Inc. PULS

$304,673

0.04%

6,160

Retirement Planning Group, LLC PULS

$300,716

0.04%

6,080

Mann Financial Group, Inc. PULS

$296,760

0.04%

6,000

Cadent Capital Advisors, LLC PULS

$292,654

0.04%

5,917

Spinnaker Investment Group, LLC PULS

$282,367

0.03%

5,709

Showing the top 100 of 118 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.