Symphony Financial, Ltd. Co.

Registered adviser

CIK

1800687

Location

HOUSTON, TX

Portfolio Value

Mid $1,092,163,688

Diversification

Diversified

Filing Date

Global Rank

#2,665 / 8,827 ▲ 106 · as of Jun 2026

Top Industry

Semiconductors 18.9%

Period ended 38 days ago

Filed Oct 22, 2026 · 16d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 171816

Roster of Nov 1, 2026

Regulatory AUM

$1,354,847,217

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,354,847,217	Individuals and high net worth (97%)
Apr 2025 to Mar 2026	$1,093,185,695	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$860,973,427	Individuals and high net worth (96%)
Mar 2024	$774,479,848	Individuals and high net worth (96%)
May 2023 to Feb 2024	$616,419,585	Individuals and high net worth (95%)
Mar 2023 to Apr 2023	$616,419,585	Individuals and high net worth (95%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 50.8%, 22.9 effective positions, active share 49.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

22.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.7 quarters (12+), a floor since 21.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 49.7%; sector active share 39.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

358 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

12.7%

−0.9 pts

Top 5

39.5%

+0.9 pts

Top 10

52.4%

+1.6 pts

HHI

437

Diversified+1

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	49.1%	$536,780,464	121
Technology	20.0%	$218,609,274	49
Healthcare	5.2%	$56,652,105	27
Communication Services	4.8%	$52,639,205	10
Industrials	4.6%	$50,367,529	42
Financial Services	4.4%	$47,544,812	31
Consumer Cyclical	4.3%	$46,451,561	12
Consumer Defensive	2.9%	$31,546,217	13
Energy	2.4%	$26,110,172	21
Utilities	1.1%	$11,913,105	12
Real Estate	0.8%	$8,618,649	10
Basic Materials	0.5%	$4,930,595	10

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	+264,411	613,240	$11,835,532
IEFA	iShares Core MSCI EAFE ETF	+248,381	367,774	$35,629,945
IEMG	iShares Trust	+180,240	245,610	$0
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	+148,865	664,847	$21,461,261
IGF	iShares Global Infrastructure ETF	+92,197	250,222	$15,403,666
AVUV	Avantis U.S. Small Cap Value ETF	+82,994	223,348	$26,303,693
DOC	Healthpeak Properties, Inc.	+68,735	109,125	$2,179,226
CRUX	Columbia Core Bond ETF	+67,920	223,259	$6,374,044
NVDA	Nvidia Corp	+67,438	267,540	$61,100,785
PFE	Pfizer Inc	+58,554	98,868	$2,819,715
T	At&T Inc.	+56,608	128,138	$3,126,567
BKLC	BNY Mellon US Large Cap Core Equity ETF	+42,489	65,184	$3,184,890
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	+39,483	115,139	$11,761,448
WCMI	First Trust WCM International Equity ETF	+39,356	219,380	$4,185,770
ANGL	VanEck Fallen Angel High Yield Bond ETF	+38,257	364,006	$10,123,006
PAAA	PGIM AAA CLO ETF	+34,925	64,842	$3,325,746
SPCX	Space Exploration Technologies Corp	+34,614	59,167	$8,925,933
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+33,352	313,990	$38,645,889
AGNC	AGNC Investment Corp.	+31,288	64,282	$583,037
MO	Altria Group, Inc.	+30,692	118,649	$7,989,823
IUSV	iShares Core S&P U.S. Value ETF	+29,299	105,312	$11,613,807
AAPL	Apple Inc.	+25,940	108,175	$36,024,438
BKEM	BNY Mellon Emerging Markets Equity ETF	+22,175	34,070	$1,034,024
BKIE	BNY Mellon International Equity ETF	+19,863	30,488	$1,018,604
MSFT	Microsoft Corp	+18,681	70,268	$36,040,457
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	−18,440	19,908	$1,154,265
PDYN	Palladyne AI Corp.	−15,795	15,795	$81,502
TWFG	TWFG, Inc.	−13,000	26,089	$626,396
NFLX	Netflix Inc	−12,704	13,729	$955,263
—		−9,984	20,253	$0
FALN	iShares Fallen Angels USD Bond ETF	−8,935	18,176	$471,303
IVV	iShares Core S&P 500 ETF	−7,650	10,349	$7,925,781
—		−7,526	2,585	$0
PCG	PG&E Corp	−6,565	11,270	$138,057
BAC	Bank Of America Corp	−5,830	12,718	$692,240
AGGY	WisdomTree Trust	−5,570	15,985	$658,262
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−4,310	2,882	$564,151
MA	Mastercard Inc	−3,787	4,591	$2,531,798
WMB	Williams Companies, Inc.	−3,554	3,399	$231,030
FTSM	First Trust Enhanced Short Maturity ETF	−3,482	9,167	$545,528
KO	Coca Cola Co	−3,071	29,174	$2,511,297
BX	Blackstone Inc.	−2,848	2,510	$281,345
BKAG	BNY Mellon ETF Trust	−2,102	119,450	$4,786,122
IJH	iShares Core S&P Mid-Cap ETF	−2,088	28,154	$2,025,680
MUB	iShares National Muni Bond ETF	−1,985	30,736	$3,107,409
CFR	Cullen/Frost Bankers, Inc.	−1,960	1,522	$232,363
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−1,898	493,328	$45,410,842
V	Visa Inc.	−1,809	19,708	$7,081,675
HON	Honeywell International Inc	−1,691	1,837	$387,496
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−1,608	13,571	$834,616
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
ARES	Ares Management Corp	17,749	$2,061,901
ILDR	First Trust Innovation Leaders ETF	22,790	$900,205
BHP	BHP Group Ltd	9,686	$821,760
GREK	Global X MSCI Greece ETF	8,715	$746,875
RDW	Redwire Corp	63,463	$662,553
TGTX	Tg Therapeutics, Inc.	11,024	$614,918
TPHD	Timothy Plan	10,446	$423,689
MDLZ	Mondelez International, Inc.	7,229	$417,980
OMC	Omnicom Group Inc.	4,037	$297,244
ADP	Automatic Data Processing Inc	1,075	$277,414
DIS	Walt Disney Co	2,611	$273,893
FNDF	Schwab Fundamental International Equity ETF	5,016	$269,610
HMOP	Hartford Municipal Opportunities ETF	7,290	$268,636
AVES	Avantis Emerging Markets Value ETF	3,900	$254,007
APD	Air Products & Chemicals, Inc.	912	$253,745
FLMI	Franklin Dynamic Municipal Bond ETF	10,194	$237,724
TMUS	T-Mobile US, Inc.	1,443	$235,324
A	Agilent Technologies, Inc.	1,296	$223,313
TEAM	Atlassian Corp	1,242	$222,678
CLOU	Global X Cloud Computing ETF	7,778	$221,361
JAAA	Janus Henderson AAA CLO ETF	4,371	$220,604
THRO		4,790	$210,664
OXY	Occidental Petroleum Corp	3,802	$210,326
EXEL	Exelixis, Inc.	3,519	$205,544
PARR	Par Pacific Holdings, Inc.	2,500	$204,050
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PUSH	PGIM Ultra Short Municipal Bond ETF	35,887	$1,809,243
INTU	Intuit Inc.	3,404	$888,444
GBIL	Goldman Sachs ETF Trust	8,469	$848,255
INDA	iShares MSCI India ETF	11,816	$583,592
USMV	iShares MSCI USA Min Vol Factor ETF	5,513	$531,783
—		14,133	$496,916
CMCSA	Comcast Corp	18,394	$451,572
QCOM	Qualcomm Inc	2,396	$442,756
EIX	Edison International	5,724	$426,151
FFIN	First Financial Bankshares Inc	11,101	$384,094
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	4,184	$367,815
SBUX	Starbucks Corp	3,413	$348,774
EMXC	iShares MSCI Emerging Markets ex China ETF	3,235	$330,940
CGGR	Capital Group Growth ETF	6,704	$316,428
HAL	Halliburton Co	8,497	$288,473
CGGO	Capital Group Global Growth Equity ETF	6,738	$285,219
MOH	Molina Healthcare, Inc.	1,241	$283,816
SDCI	USCF ETF Trust	10,616	$280,687
CGDV	Capital Group Dividend Value ETF	5,641	$277,988
EVR	Evercore Inc.	784	$267,688
AGX	Argan Inc	329	$262,722
SGOV	iShares 0-3 Month Treasury Bond ETF	2,368	$238,386
GPIX	Goldman Sachs S&P 500 Premium Income ETF	4,250	$236,172
DBMF	iMGP DBI Managed Futures Strategy ETF	7,467	$228,564
BIV	Vanguard Bond Index Funds	2,834	$217,367
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

358 tracked positions · $1,092,163,688 total · filing declares 358 positions · $1,121,790,355 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 358 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Added	267,540	+67,438	$61,100,785	+52.6%	5.59%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Reduced	493,328	-1,898	$45,410,842	+1.0%	4.16%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	313,990	+33,352	$38,645,889	+15.7%	3.54%
MSFT	Microsoft Corp Technology	Added	70,268	+18,681	$36,040,457	+87.3%	3.30%
AAPL	Apple Inc. Technology	Added	108,175	+25,940	$36,024,438	+51.4%	3.30%
IEFA	iShares Core MSCI EAFE ETF	Added	367,774	+248,381	$35,629,945	+209.0%	3.26%
AVDE	Avantis International Equity ETF	Added	348,237	+12,396	$31,379,636	+4.7%	2.87%
AMZN	Amazon Com Inc Consumer Cyclical	Added	106,783	+18,131	$26,604,984	+25.9%	2.44%
AVUV	Avantis U.S. Small Cap Value ETF	Added	223,348	+82,994	$26,303,693	+50.2%	2.41%
SPY	Spdr S&P 500 ETF Trust	Reduced	29,042	-1,212	$22,148,300	−2.0%	2.03%
PULS	PGIM Ultra Short Bond ETF	Reduced	434,139	-937	$21,472,514	−0.4%	1.97%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Added	664,847	+148,865	$21,461,261	+24.3%	1.97%
GOOGL	Alphabet Inc. Communication Services	Added	56,966	+10,290	$19,600,861	+17.5%	1.79%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	300,067	+4,135	$18,343,095	+2.0%	1.68%
IWM	iShares Russell 2000 ETF	Added	63,876	+13,492	$17,750,501	+17.3%	1.63%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	46,176	+9,512	$17,280,906	+27.4%	1.58%
AVEM	Avantis Emerging Markets Equity ETF	Added	176,453	+6,651	$16,590,111	+1.3%	1.52%
AVGO	Broadcom Inc. Technology	Added	46,618	+11,430	$16,371,775	+23.2%	1.50%
IGF	iShares Global Infrastructure ETF	Added	250,222	+92,197	$15,403,666	+46.4%	1.41%
SPHQ	Invesco S&P 500 Quality ETF	Added	155,654	+1,728	$13,087,388	−5.6%	1.20%
JNJ	Johnson & Johnson Healthcare	Added	49,031	+6,966	$12,980,466	+21.5%	1.19%
MU	Micron Technology Inc Technology	Added	11,764	+5,925	$12,529,954	+85.9%	1.15%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Added	613,240	+264,411	$11,835,532	+113.7%	1.08%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Added	115,139	+39,483	$11,761,448	+42.5%	1.08%
GOOG	Alphabet Inc. Communication Services	Added	34,236	+1,849	$11,665,574	+1.9%	1.07%
IUSV	iShares Core S&P U.S. Value ETF	Added	105,312	+29,299	$11,613,807	+38.7%	1.06%
XOM	ExxonMobil Holdings Corp Energy	Added	70,599	+5,792	$11,489,987	+29.7%	1.05%
META	Meta Platforms, Inc. Communication Services	Added	15,020	+4,303	$10,892,203	+80.4%	1.00%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	213,796	-942	$10,768,904	−0.8%	0.99%
QUAL	iShares MSCI USA Quality Factor ETF	Added	45,552	+11,923	$10,123,476	+37.2%	0.93%
ANGL	VanEck Fallen Angel High Yield Bond ETF	Added	364,006	+38,257	$10,123,006	+6.3%	0.93%
GLD	Spdr Gold Trust	Reduced	24,015	-769	$9,145,872	+0.2%	0.84%
LLY	ELI LILLY & Co Healthcare	Added	7,802	+1,205	$9,027,538	+14.1%	0.83%
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	Added	82,670	+8,175	$8,986,229	+13.5%	0.82%
SPCX	Space Exploration Technologies Corp Industrials	Added	59,167	+34,614	$8,925,933	+112.8%	0.82%
JPM	Jpmorgan Chase & Co Financial Services	Added	24,806	+490	$8,206,568	+3.1%	0.75%
TSLA	Tesla, Inc. Consumer Cyclical	Added	23,027	+5,148	$8,170,209	+8.6%	0.75%
MO	Altria Group, Inc. Consumer Defensive	Added	118,649	+30,692	$7,989,823	+26.3%	0.73%
IVV	iShares Core S&P 500 ETF	Reduced	10,349	-7,650	$7,925,781	−41.2%	0.73%
ABBV	AbbVie Inc. Healthcare	Added	29,137	+3,044	$7,621,947	+16.1%	0.70%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	14,669	+267	$7,304,428	+1.4%	0.67%
V	Visa Inc. Financial Services	Reduced	19,708	-1,809	$7,081,675	−4.1%	0.65%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	137,874	+6,414	$6,922,653	+4.5%	0.63%
CRUX	Columbia Core Bond ETF	Added	223,259	+67,920	$6,374,044	+36.9%	0.58%
WMT	Walmart Inc. Consumer Defensive	Reduced	53,410	-1,176	$5,550,367	−10.2%	0.51%
GE	General Electric Co Industrials	Added	17,325	+7,247	$5,410,424	+43.6%	0.50%
COST	Costco Wholesale Corp Consumer Defensive	Added	5,860	+1,714	$5,334,592	+37.5%	0.49%
VZ	Verizon Communications Inc Communication Services	Reduced	115,205	-909	$5,284,453	+7.5%	0.48%
MRK	Merck & Co., Inc. Healthcare	Reduced	35,530	-154	$5,162,864	+12.6%	0.47%
AMAT	Applied Materials Inc Technology	Added	10,082	+5,567	$5,155,733	+57.9%	0.47%

Showing the top 50 of 358 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.