UNITED CAPITAL FINANCIAL ADVISORS, LLC
Registered adviserReports for
United Capital Financial Partners, LLC
Filing Date
Global Rank
#375
/ 8,820
▼ 21
Top Industry
Semiconductors
11.8%
Period ended 4 months ago
Filed Aug 17, 2026 · 2mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$24,646,765,344
Main clients
Individuals and high net worth
(84% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $24,646,765,344 | Individuals and high net worth (84%) |
| Apr 2025 to Mar 2026 | $17,211,052,120 | Individuals and high net worth (85%) |
| Apr 2024 to Mar 2025 | $17,693,379,042 | Individuals and high net worth (84%) |
| May 2023 to Mar 2024 | $13,178,742,322 | Individuals and high net worth (78%) |
| Apr 2023 | $13,178,742,322 | Individuals and high net worth (78%) |
| Apr 2022 to Mar 2023 | $17,420,737,351 | Individuals and high net worth (81%) |
3 earlier changes not shown.
Stated strategy
Index / passive, Quantitative / systematic, Multi-asset, Wealth management / planning
Form ADV Part 2A, Mar 31, 2026
· original
In the firm's words
- Index / passive:
certain investment strategies such as index strategies, trade infrequently.
- Quantitative / systematic:
Where the management of an Advisory Account by United Capital includes the use of various proprietary quantitative or investment models.
- Multi-asset:
Advisory Accounts managed by Financial Advisors invest in multiple asset classes.
- Wealth management / planning:
United Capital believes that wealth management is about managing wealth so that the client can feel more confident about using their money to live the life they want today while planning for tomorrow.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 55.9%, 12.1 effective positions, active share 55.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
14.3% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 21.9 quarters (12+), a floor since 77.3% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 55.2%; sector active share 48.1% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
1,607 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
25.3%
+0.4 pts
Top 5
44.5%
+0.1 pts
Top 10
56.0%
+0.7 pts
HHI
822
Diversified+20
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 61.1% | $11,085,459,047 |
| Technology | 12.9% | $2,349,839,914 |
| Healthcare | 5.7% | $1,033,621,499 |
| Financial Services | 5.3% | $953,553,349 |
| Industrials | 3.9% | $705,366,984 |
| Communication Services | 3.8% | $694,423,676 |
| Consumer Cyclical | 2.8% | $500,898,396 |
| Consumer Defensive | 2.0% | $355,770,481 |
| Energy | 0.9% | $166,908,707 |
| Real Estate | 0.7% | $133,533,663 |
| Utilities | 0.5% | $99,101,430 |
| Basic Materials | 0.4% | $71,277,226 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VUG | VANGUARD GROWTH INDEX FUND | +2,706,552 | 3,261,088 | $280,910,120 | |
| IUSB | iShares Core Universal USD Bond ETF | +1,031,748 | 5,132,935 | $236,884,950 | |
| PYLD | +570,462 | 5,161,831 | $136,891,758 | ||
| GSIE | Goldman Sachs ActiveBeta(R) International Equity ETF | +336,872 | 1,231,419 | $56,275,848 | |
| BIV | Vanguard Bond Index Funds | +298,068 | 3,995,262 | $306,436,595 | |
| IWF | iShares Russell 1000 Growth ETF | +283,211 | 379,433 | $47,114,195 | |
| IDEF | +214,710 | 1,285,564 | $40,855,223 | ||
| NAVN | Navan, Inc. | +212,829 | 830,393 | $18,991,087 | |
| GOVT | iShares U.S. Treasury Bond ETF | +198,039 | 10,130,922 | $230,782,403 | |
| IVV | iShares Core S&P 500 ETF | +181,510 | 1,541,045 | $1,154,073,190 | |
| GBND | Goldman Sachs Core Bond ETF | +175,347 | 1,907,521 | $96,444,261 | |
| ING | Ing Groep NV | +156,409 | 218,897 | $6,868,987 | |
| ESGV | VANGUARD ESG U.S. STOCK ETF | +142,195 | 205,816 | $27,217,107 | |
| SCMB | Schwab Municipal Bond ETF | +123,639 | 903,490 | $23,328,111 | |
| SPTL | State Street(R) SPDR(R) Portfolio Long Term Treasury ETF | +113,242 | 684,031 | $17,942,133 | |
| — | +110,177 | 231,005 | $12,973,240 | ||
| BKNG | Booking Holdings Inc. | +109,989 | 114,274 | $20,368,197 | |
| IBTK | iShares iBonds Dec 2030 Term Treasury ETF | +105,444 | 1,341,750 | $26,217,795 | |
| GIGL | Goldman Sachs Corporate Bond ETF | +104,536 | 785,639 | $39,750,190 | |
| GTIP | Goldman Sachs Access Inflation Protected USD Bond ETF | +92,910 | 713,247 | $34,842,115 | |
| SPOK | Spok Holdings, Inc | +90,092 | 194,815 | $1,994,905 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +89,865 | 101,885 | $12,177,295 | |
| GEM | Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETF | +89,640 | 642,877 | $33,429,604 | |
| IBTH | iShares iBonds Dec 2027 Term Treasury ETF | +88,157 | 1,569,360 | $35,106,583 | |
| PULS | PGIM Ultra Short Bond ETF | +87,320 | 423,725 | $20,995,573 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IAGG | iShares Core International Aggregate Bond ETF | −754,920 | 167,512 | $8,476,107 | |
| EFV | iShares MSCI EAFE Value ETF | −657,252 | 479,937 | $36,739,177 | |
| IEMG | iShares Trust | −597,314 | 3,012,189 | $249,529,736 | |
| HYMB | State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF | −577,895 | 287,712 | $7,319,393 | |
| THRO | −435,342 | 823,625 | $35,506,473 | ||
| BINC | −416,337 | 467,672 | $24,477,952 | ||
| QUAL | iShares MSCI USA Quality Factor ETF | −242,856 | 376,567 | $82,630,096 | |
| BAI | BlackRock ETF Trust | −241,138 | 1,275,000 | $67,218,000 | |
| F | Ford Motor Co | −224,900 | 160,593 | $2,232,242 | |
| HEFA | iShares Currency Hedged MSCI EAFE ETF | −217,965 | 3,126,452 | $146,724,392 | |
| CIG | Energy Co Of Minas Gerais | −215,512 | 2,513,297 | $5,277,923 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | −187,723 | 327,173 | $17,147,136 | |
| SHDG | Soundwatch Hedged Equity ETF | −167,691 | 4,789,549 | $156,536,829 | |
| USHY | iShares Broad USD High Yield Corporate Bond ETF | −159,378 | 17,284 | $639,853 | |
| TFLO | iShares Treasury Floating Rate Bond ETF | −148,889 | 10,201 | $516,476 | |
| E | Eni Spa | −121,562 | 12,109 | $567,427 | |
| TLH | iShares 10-20 Year Treasury Bond ETF | −117,486 | 456,877 | $45,847,606 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | −99,610 | 1,823,344 | $142,056,731 | |
| DBEF | Xtrackers MSCI EAFE Hedged Equity ETF | −97,966 | 2,194,902 | $119,907,496 | |
| IVE | iShares S&P 500 Value ETF | −95,161 | 565,412 | $128,382,448 | |
| BBY | Best Buy Co Inc | −83,407 | 10,216 | $775,190 | |
| NKE | NIKE, Inc. | −72,873 | 36,134 | $1,483,300 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | −72,116 | 127,822 | $10,495,464 | |
| JPST | JPMorgan Ultra-Short Income ETF | −67,941 | 1,181,875 | $59,767,418 | |
| — | −62,304 | 1,357,212 | $65,105,459 | ||
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CORO | 1,206,181 | $44,146,224 | ||
| IALT | 1,435,675 | $40,270,683 | ||
| GGOV | 698,409 | $35,122,988 | ||
| HONA | Honeywell Aerospace Inc. | 86,000 | $19,012,880 | |
| SFLR | 384,276 | $14,825,368 | ||
| MINO | PIMCO Municipal Income Opportunities Active Exchange-Traded Fund | 306,171 | $14,010,384 | |
| JELM | Janus Henderson Equity Linked Moderate Income ETF | 487,000 | $12,321,100 | |
| SECU | 77,243 | $3,851,335 | ||
| SPCX | Space Exploration Technologies Corp | 21,068 | $3,599,678 | |
| EUHY | iShares Euro High Yield Corporate Bond USD Hedged ETF | 36,829 | $1,983,609 | |
| ALAB | Astera Labs, Inc. | 2,893 | $1,397,376 | |
| PWRD | 11,343 | $1,394,735 | ||
| PZA | Invesco National AMT-Free Municipal Bond ETF | 44,280 | $1,041,465 | |
| KWY | KINGSWAY Corp | 82,832 | $863,109 | |
| CRDO | Credo Technology Group Holding Ltd | 2,800 | $761,460 | |
| WMS | Advanced Drainage Systems, Inc. | 4,510 | $707,889 | |
| FDXF | FedEx Freight Holding Company, Inc. | 4,460 | $673,460 | |
| NBIS | Nebius Group N.V. | 2,280 | $629,667 | |
| CUZ | Cousins Properties Inc | 19,616 | $588,087 | |
| CBL | Cbl & Associates Properties Inc | 10,155 | $539,128 | |
| EMEQ | Nomura Focused Emerging Markets Equity ETF | 7,368 | $536,832 | |
| BALI | 15,027 | $508,363 | ||
| SARO | StandardAero, Inc. | 16,032 | $479,517 | |
| REET | iShares Global REIT ETF | 16,174 | $446,725 | |
| — | 2,504 | $414,111 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| USIG | iShares Broad USD Investment Grade Corporate Bond ETF | 24,910 | $1,276,139 | |
| HYDB | iShares High Yield Systematic Bond ETF | 18,159 | $844,756 | |
| VGUS | VANGUARD ULTRA-SHORT TREASURY ETF | 10,400 | $786,864 | |
| — | 19,696 | $692,116 | ||
| — | 8,414 | $636,014 | ||
| LDUR | PIMCO Enhanced Low Duration Active Exchange-Traded Fund | 5,763 | $552,210 | |
| INGR | Ingredion Inc | 4,713 | $530,966 | |
| PEGA | Pegasystems Inc | 11,507 | $489,737 | |
| CBSH | Commerce Bancshares Inc | 9,379 | $461,446 | |
| BOKF | Bok Financial Corp | 3,519 | $450,643 | |
| CFR | Cullen/Frost Bankers, Inc. | 3,185 | $436,599 | |
| XTEN | BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF | 9,119 | $418,197 | |
| FWONA | Liberty Media Corp | 5,293 | $413,277 | |
| ORA | Ormat Technologies, Inc. | 3,618 | $404,926 | |
| GLPI | Gaming & Leisure Properties, Inc. | 9,057 | $401,859 | |
| CCK | Crown Holdings, Inc. | 3,905 | $391,476 | |
| ASH | Ashland Inc. | 7,012 | $389,937 | |
| MDU | Mdu Resources Group Inc | 18,798 | $389,494 | |
| HURN | Huron Consulting Group Inc. | 3,038 | $387,314 | |
| LPX | Louisiana-Pacific Corp | 5,202 | $378,445 | |
| WTM | White Mountains Insurance Group Ltd | 166 | $364,695 | |
| CNX | CNX Resources Corp | 9,275 | $357,551 | |
| SSUS | Day Hagan Smart Sector ETF | 7,476 | $349,024 | |
| CHDN | Churchill Downs Inc | 3,881 | $348,630 | |
| — | 9,204 | $347,359 | ||
| No positions match the current search. | ||||
1,607 tracked positions ·
$18,149,754,372 total
· filing declares
1,622 positions · $18,151,729,709
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 1,607 positions by value
· page 1 of 33
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| IVV |
iShares Core S&P 500 ETF
|
Added | 1,541,045 | $1,154,073,190 | 6.36% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 1,606,745 | $1,103,528,533 | 6.08% | |
| SPY |
Spdr S&P 500 ETF Trust
PUT
+ SHARES
|
Reduced | 778,899 | $581,658,406 | 3.20% | |
| AAPL |
Apple Inc.
PUT
+ SHARES
Technology
|
Reduced | 1,769,034 | $511,887,678 | 2.82% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Reduced | 5,029,440 | $485,743,315 | 2.68% | |
| NVDA |
Nvidia Corp
PUT
+ SHARES
Technology
|
Added | 2,205,720 | $441,342,514 | 2.43% | |
| RGEN |
Repligen Corp
Healthcare
|
Added | 2,790,650 | $380,756,286 | 2.10% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 1,414,717 | $308,309,275 | 1.70% | |
| BIV |
Vanguard Bond Index Funds
|
Added | 3,995,262 | $306,436,595 | 1.69% | |
| MSFT |
Microsoft Corp
PUT
+ SHARES
Technology
|
Added | 781,308 | $291,443,510 | 1.61% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 3,261,088 | $280,910,120 | 1.55% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 752,247 | $268,830,510 | 1.48% | |
| IEMG |
iShares Trust
|
Reduced | 3,012,189 | $249,529,736 | 1.37% | |
| IUSB |
iShares Core Universal USD Bond ETF
|
Added | 5,132,935 | $236,884,950 | 1.31% | |
| GOVT |
iShares U.S. Treasury Bond ETF
|
Added | 10,130,922 | $230,782,403 | 1.27% | |
| QQQ |
Invesco Qqq Trust, Series 1
PUT
+ SHARES
|
Added | 242,452 | $178,541,652 | 0.98% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 500,598 | $176,876,291 | 0.97% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Reduced | 1,119,614 | $166,049,952 | 0.91% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 677,750 | $161,534,935 | 0.89% | |
| SHDG |
Soundwatch Hedged Equity ETF
|
Reduced | 4,789,549 | $156,536,829 | 0.86% | |
| IVW |
iShares S&P 500 Growth ETF
|
Added | 1,124,043 | $154,589,633 | 0.85% | |
| HEFA |
iShares Currency Hedged MSCI EAFE ETF
|
Reduced | 3,126,452 | $146,724,392 | 0.81% | |
| MBB |
iShares MBS ETF
|
Added | 1,509,344 | $142,663,194 | 0.79% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Reduced | 1,823,344 | $142,056,731 | 0.78% | |
| PYLD |
|
Added | 5,161,831 | $136,891,758 | 0.75% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 266,085 | $133,146,273 | 0.73% | |
| IVE |
iShares S&P 500 Value ETF
|
Reduced | 565,412 | $128,382,448 | 0.71% | |
| DYNF |
iShares U.S. Equity Factor Rotation Active ETF
|
Added | 1,829,101 | $124,397,159 | 0.69% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 373,822 | $122,363,155 | 0.67% | |
| DBEF |
Xtrackers MSCI EAFE Hedged Equity ETF
|
Reduced | 2,194,902 | $119,907,496 | 0.66% | |
| SPMD |
State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF
|
Added | 1,492,239 | $100,815,666 | 0.56% | |
| IGIB |
iShares 5-10 Year Investment Grade Corporate Bond ETF
|
Added | 1,879,524 | $99,934,291 | 0.55% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Reduced | 2,898,121 | $98,072,414 | 0.54% | |
| AVGO |
Broadcom Inc.
PUT
+ SHARES
Technology
|
Added | 257,526 | $97,280,446 | 0.54% | |
| V |
Visa Inc.
Financial Services
|
Added | 283,047 | $97,110,595 | 0.54% | |
| GBND |
Goldman Sachs Core Bond ETF
|
Added | 1,907,521 | $96,444,261 | 0.53% | |
| ASML |
Asml Holding NV
Technology
|
Reduced | 46,773 | $93,052,072 | 0.51% | |
| LLY |
ELI LILLY & Co
PUT
+ SHARES
Healthcare
|
Added | 76,594 | $91,869,148 | 0.51% | |
| META |
Meta Platforms, Inc.
PUT
+ SHARES
Communication Services
|
Added | 158,562 | $89,316,388 | 0.49% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 345,519 | $87,751,460 | 0.48% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 745,008 | $87,508,639 | 0.48% | |
| QUAL |
iShares MSCI USA Quality Factor ETF
|
Reduced | 376,567 | $82,630,096 | 0.46% | |
| IYW |
iShares, Inc.
|
Reduced | 319,172 | $80,504,753 | 0.44% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 810,957 | $80,268,523 | 0.44% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 79,741 | $74,595,313 | 0.41% | |
| MUB |
iShares National Muni Bond ETF
|
Added | 655,019 | $70,493,144 | 0.39% | |
| BAI |
BlackRock ETF Trust
|
Reduced | 1,275,000 | $67,218,000 | 0.37% | |
| EFG |
iShares MSCI EAFE Growth ETF
|
Added | 530,721 | $66,032,306 | 0.36% | |
|
|
Reduced | 1,357,212 | $65,105,459 | 0.36% | ||
| SCHF |
Schwab International Equity ETF
|
Reduced | 2,339,155 | $64,794,593 | 0.36% |
Showing the top 50 of 1,607 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.