CENTAURUS FINANCIAL, INC.

Registered adviser

CIK

891943

Location

ANAHEIM, CA

Portfolio Value

Mid $2,571,408,231

Diversification

Diversified

Filing Date

Global Rank

#1,382 / 8,818 ▲ 67

Top Industry

Semiconductors 17.0%

Period ended 4 months ago

Filed Aug 17, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 30833

Roster of Oct 1, 2026

Regulatory AUM

$9,740,127,253

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Aug 2026 to Oct 2026	$9,740,127,253	Individuals and high net worth (99%)
Aug 2025 to Jul 2026	$7,336,108,151	Individuals and high net worth (99%)
Aug 2024 to Jul 2025	$6,276,899,920	Individuals and high net worth (99%)
Aug 2023 to Jul 2024	$5,212,001,329	Individuals and high net worth (99%)
May 2023 to Jul 2023	$4,564,124,620	Individuals and high net worth (98%)
Aug 2022 to Apr 2023	$4,564,124,620	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 37.2%, 39.9 effective positions, active share 56.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

26.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.4 quarters (12+), a floor since 34.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 56.5%; sector active share 46.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,106 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

10.2%

−0.8 pts

Top 5

28.1%

+1.4 pts

Top 10

37.6%

+0.4 pts

HHI

262

Diversified+8

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	59.5%	$1,529,905,698	627
Technology	15.0%	$385,837,454	91
Financial Services	5.7%	$146,361,087	95
Communication Services	5.1%	$130,696,893	22
Consumer Cyclical	4.4%	$113,139,076	42
Industrials	4.3%	$110,225,403	76
Healthcare	2.4%	$62,874,550	57
Consumer Defensive	1.2%	$30,902,724	20
Real Estate	0.9%	$24,013,854	30
Utilities	0.6%	$15,939,016	16
Energy	0.6%	$15,245,366	18
Basic Materials	0.2%	$6,267,110	12

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
EGGY	NestYield Dynamic Income ETF	+208,156	1,785,906	$77,240,434
EGGS	NestYield Total Return Guard ETF	+196,606	1,241,390	$53,628,048
DDSQ		+176,973	182,057	$3,835,940
ZALT		+162,411	505,210	$17,111,462
DDFD		+142,835	174,283	$3,481,825
BALT		+137,371	620,618	$21,268,578
PBFR	PGIM Laddered S&P 500 Buffer 20 ETF	+132,346	163,434	$5,007,617
FLOT	iShares Floating Rate Bond ETF	+109,974	134,141	$6,847,898
SCHZ	Schwab U.S. Aggregate Bond ETF	+106,987	121,609	$2,812,816
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+102,437	127,559	$11,213,711
JUNW	AllianzIM U.S. Equity Buffer20 Jun ETF	+97,727	116,312	$3,999,969
VUG	VANGUARD GROWTH INDEX FUND	+91,470	109,472	$9,429,918
CLIP	Global X 1-3 Month T-Bill ETF	+87,398	115,613	$11,600,608
CPRA		+83,801	91,422	$2,528,732
EGGQ	NestYield Visionary ETF	+78,724	1,345,656	$86,711,381
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+78,667	110,221	$5,574,978
SCHD	Schwab U.S. Dividend Equity ETF	+77,961	236,767	$7,507,881
GCOR	Goldman Sachs Access U.S. Aggregate Bond ETF	+74,061	83,698	$3,445,009
PBJL	PGIM S&P 500 Buffer 20 ETF - July	+70,130	139,426	$4,362,639
USFR	WisdomTree Floating Rate Treasury Fund	+62,713	70,648	$3,557,126
CAIE	Calamos Autocallable Income ETF	+56,140	93,103	$2,533,332
PQAP	PGIM Nasdaq-100 Buffer 12 ETF - April	+54,887	134,085	$4,294,742
IBUF		+52,070	56,847	$1,789,543
EEM	iShares MSCI Emerging Markets ETF	+50,218	59,486	$4,069,437
EBUF		+50,084	63,870	$2,034,259
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IJK	iShares S&P Mid-Cap 400 Growth ETF	−119,611	2,523	$296,452
—		−106,996	171,822	$15,745,768
JULW	AllianzIM U.S. Equity Buffer20 Jul ETF	−98,349	91,028	$3,715,762
—		−80,422	17,956	$799
FBND	Fidelity Total Bond ETF	−62,290	467,220	$21,253,837
JPST	JPMorgan Ultra-Short Income ETF	−60,980	204,214	$10,327,101
NBIS	Nebius Group N.V.	−50,540	114,395	$31,592,467
AAL	American Airlines Group Inc.	−49,200	22,656	$409,393
IWM	iShares Russell 2000 ETF	−34,021	32,582	$9,789,261
ZJUL		−32,553	107,150	$3,211,285
APOC		−31,914	31,442	$826,264
NVO	Novo Nordisk A S	−31,879	6,365	$305,138
SMA	SmartStop Self Storage REIT, Inc.	−30,370	121,645	$3,953,462
ZDEK		−25,178	6,652	$175,745
—		−21,095	112,415	$2,813,747
BPRE	Bluerock Private Real Estate Fund	−19,294	183,660	$2,389,416
WFC	Wells Fargo & Company	−18,314	38,027	$3,142,551
CSGP	Costar Group, Inc.	−17,144	13,390	$379,204
HEFA	iShares Currency Hedged MSCI EAFE ETF	−16,255	8,908	$418,052
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	−15,957	9,445	$386,111
VDE	VANGUARD ENERGY INDEX FUND	−15,954	7,150	$1,073,429
VBIL	Vanguard Institutional Index Funds	−13,924	7,528	$569,719
EFG	iShares MSCI EAFE Growth ETF	−12,201	3,461	$430,617
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	−12,082	3,911	$346,279
JAJL		−12,060	34,808	$1,041,107
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SSO	ProShares Ultra S&P500	116,079	$7,821,403
DDFL		347,995	$7,387,933
SPCX	Space Exploration Technologies Corp	31,884	$5,447,700
IYM	iShares U.S. Basic Materials ETF	28,562	$5,127,735
DDFY		190,367	$3,813,051
PTL	Inspire 500 ETF	10,240	$2,929,561
DDFZ		136,792	$2,652,396
DDTL		114,933	$2,528,526
IYZ	iShares U.S. Telecommunications ETF	55,525	$2,349,262
IYE	iShares U.S. Energy ETF	40,973	$2,318,662
DDFA		87,567	$1,768,853
PNC	Pnc Financial Services Group, Inc.	6,928	$1,705,812
GOVT	iShares U.S. Treasury Bond ETF	74,758	$1,702,987
CORO		44,332	$1,622,551
ACWX	iShares MSCI ACWI ex U.S. ETF	19,500	$1,484,145
DDTY		67,979	$1,374,535
AVEM	Avantis Emerging Markets Equity ETF	12,631	$1,218,765
DG	Dollar General Corp	10,543	$1,213,604
EWY	iShares Trust	5,307	$1,071,483
IAGG	iShares Core International Aggregate Bond ETF	20,705	$1,047,673
LITE	Lumentum Holdings Inc.	1,213	$1,040,826
CIEN	Ciena Corp	1,977	$969,837
BLCR		18,966	$955,317
CP	Canadian Pacific Kansas City Ltd	10,535	$912,857
PMAY		18,203	$751,783
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
IJS	iShares S&P Small-Cap 600 Value ETF	101,813	$12,059,749
XPAY	Roundhill S&P 500 Target 20 Managed Distribution ETF	52,302	$2,551,291
NIO	NIO Inc.	297,371	$1,793,147
USO	United States Oil Fund, LP	14,015	$1,783,408
EWJ	iShares MSCI Japan ETF	15,272	$1,289,567
BR	Broadridge Financial Solutions, Inc.	5,883	$955,869
GAP	Gap Inc	24,557	$594,279
HPQ	Hp Inc	24,557	$471,739
WGMI	Valkyrie Bitcoin Miners ETF	13,297	$463,001
GMAY	FT Vest U.S. Equity Moderate Buffer ETF - May	9,086	$373,071
INTU	Intuit Inc.	716	$309,584
CGMS	Capital Group U.S. Multi-Sector Income ETF	11,003	$299,611
LYB	LyondellBasell Industries N.V.	3,623	$291,868
MAYW	AllianzIM U.S. Equity Buffer20 May ETF	8,000	$270,352
W	Wayfair Inc.	3,480	$261,730
PBMY	PGIM S&P 500 Buffer 20 ETF - May	8,119	$245,697
DTD	WisdomTree U.S. Total Dividend Fund	2,770	$239,217
BBY	Best Buy Co Inc	3,000	$192,600
DDOG	Datadog, Inc.	1,423	$167,985
FSSL	FS Specialty Lending Fund	12,992	$162,529
ICVT	iShares Convertible Bond ETF	1,503	$152,990
ELAN	Elanco Animal Health Inc	6,377	$152,601
KOLD		6,944	$150,754
XRT	State Street(R) SPDR(R) S&P(R) Retail ETF	1,861	$149,754
UTES	Virtus Reaves Utilities ETF	1,831	$146,296
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,106 tracked positions · $2,571,408,231 total · filing declares 1,115 positions · $2,588,462,000 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,106 positions by value · page 1 of 23

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
EGGQ	NestYield Visionary ETF	Added	1,345,656	+78,724	$86,711,381	+64.1%	7	unpriced	3.37%
EGGY	NestYield Dynamic Income ETF	Added	1,785,906	+208,156	$77,240,434	+60.6%	7	unpriced	3.00%
NVDA	Nvidia Corp Technology	Reduced	327,094	-6,518	$65,448,238	+12.5%	4	$174.44	2.55%
AAPL	Apple Inc. Technology	Reduced	205,686	-7,206	$59,517,300	+10.2%	4	$228.08	2.31%
EGGS	NestYield Total Return Guard ETF	Added	1,241,390	+196,606	$53,628,048	+48.0%	7	unpriced	2.09%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	193,412	-8,796	$46,097,816	+9.5%	4	$226.16	1.79%
QQQ	Invesco Qqq Trust, Series 1	Added	56,115	+6,056	$41,323,086	+43.0%	26+	before history	1.61%
SPY	Spdr S&P 500 ETF Trust	Reduced	54,577	-1,953	$40,756,466	+10.9%	26+	before history	1.58%
TLT	iShares 20+ Year Treasury Bond ETF PUT + SHARES	Added	444,580	+243,889	$38,420,602	+120.8%	26+	before history	1.49%
AVGO	Broadcom Inc. Technology	Reduced	94,466	-1,818	$35,684,531	+19.7%	26+	before history	1.39%
QUAL	iShares MSCI USA Quality Factor ETF	Added	151,970	+757	$33,346,777	+15.0%	26+	before history	1.30%
NBIS	Nebius Group N.V. Communication Services	Reduced	114,395	-50,540	$31,592,467	+84.6%	7	$24.57	1.23%
TSLA	Tesla, Inc. Consumer Cyclical	Added	68,681	+3,202	$28,887,228	+18.7%	26+	before history	1.12%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	143,833	-1,502	$27,403,063	+41.9%	26+	before history	1.07%
MSFT	Microsoft Corp Technology	Reduced	73,120	-129	$27,275,222	+0.6%	4	$506.87	1.06%
GOOG	Alphabet Inc. Communication Services	Added	74,691	+1,090	$26,390,571	+25.0%	26+	before history	1.03%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	195,374	+1,491	$23,247,552	+22.5%	23	unpriced	0.90%
AMD	Advanced Micro Devices Inc Technology	Reduced	39,597	-3,351	$23,002,293	+163.3%	26+	before history	0.89%
GOOGL	Alphabet Inc. Communication Services	Reduced	62,454	-1,429	$22,319,185	+21.5%	26+	before history	0.87%
ACWI	iShares MSCI ACWI ETF	Added	138,615	+109	$21,758,396	+13.5%	26+	before history	0.85%
BALT		Added	620,618	+137,371	$21,268,578	+31.5%	14	$30.09	0.83%
FBND	Fidelity Total Bond ETF	Reduced	467,220	-62,290	$21,253,837	−12.0%	22	$45.55	0.83%
META	Meta Platforms, Inc. Communication Services	Added	37,429	+2,047	$21,083,381	+4.2%	16	$450.04	0.82%
RECS	Columbia Research Enhanced Core ETF	Reduced	467,530	-2,687	$20,234,698	+10.4%	7	$35.98	0.79%
IJH	iShares Core S&P Mid-Cap ETF	Added	251,102	+116	$19,362,475	+14.2%	26+	before history	0.75%
ZALT		Added	505,210	+162,411	$17,111,462	+53.8%	10	$30.18	0.67%
MU	Micron Technology Inc Technology	Reduced	14,617	-4,265	$16,872,256	+164.5%	22	$101.02	0.66%
JPM	Jpmorgan Chase & Co Financial Services	Added	49,446	+71	$16,185,159	+11.4%	26+	before history	0.63%
		Reduced	171,822	-106,996	$15,745,768	−38.4%	17	$91.57	0.61%
LLY	ELI LILLY & Co Healthcare	Added	12,081	+943	$14,490,315	+41.4%	20	$785.58	0.56%
VOO	VANGUARD 500 INDEX FUND	Added	20,939	+840	$14,381,114	+19.7%	26+	before history	0.56%
NVDY	YieldMax(R) Nvda Option Income Strategy ETF	Reduced	1,057,834	-3,026	$13,159,454	—	10	unpriced	0.51%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	130,584	+8,720	$13,145,891	+7.2%	16	unpriced	0.51%
XLG	Victory Portfolios II	Reduced	210,983	-4,828	$12,918,489	+9.7%	26+	before history	0.50%
MTUM	iShares MSCI USA Momentum Factor ETF	Reduced	37,377	-11,173	$12,813,956	+10.0%	26+	before history	0.50%
JAAA	Janus Henderson AAA CLO ETF	Added	249,023	+3,081	$12,573,171	+1.5%	15	$50.09	0.49%
AVUV	Avantis U.S. Small Cap Value ETF	Added	100,652	+630	$12,557,343	+13.6%	15	$78.93	0.49%
MA	Mastercard Inc Financial Services	Added	24,076	+3,114	$12,365,433	+18.1%	26+	before history	0.48%
ALRM	Alarm.com Holdings, Inc. Technology	Reduced	263,992	-7,849	$12,333,706	+5.0%	26+	before history	0.48%
WMT	Walmart Inc. Consumer Defensive	Added	104,996	+3,012	$11,891,846	−6.2%	26+	before history	0.46%
CLIP	Global X 1-3 Month T-Bill ETF	Added	115,613	+87,398	$11,600,608	+309.7%	3	$100.22	0.45%
IDMO	Invesco Ltd. Financial Services	Added	187,716	+1,204	$11,317,397	+10.6%	5	$51.10	0.44%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	127,559	+102,437	$11,213,711	—	26+	before history	0.44%
FND	Floor & Decor Holdings, Inc. Consumer Cyclical	Added	180,015	+8,858	$10,685,690	+22.9%	26+	before history	0.42%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	57,064	+684	$10,569,964	+15.9%	26+	before history	0.41%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	204,214	-60,980	$10,327,101	−23.1%	16	$50.44	0.40%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	21,054	-300	$10,054,758	+39.3%	22	$150.64	0.39%
NFLX	Netflix Inc Communication Services	Added	140,565	+848	$10,036,341	−25.3%	26+	before history	0.39%
IWM	iShares Russell 2000 ETF	Reduced	32,582	-34,021	$9,789,261	−40.7%	26+	before history	0.38%
GLD	Spdr Gold Trust	Reduced	26,104	-5,225	$9,616,191	−28.7%	26+	before history	0.37%

Showing the top 50 of 1,106 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.