Main Street Financial Solutions, LLC

Registered adviser

CIK

1763350

Location

NEWTOWN, PA

Portfolio Value

Mid $1,552,926,664

Diversification

Diversified

Filing Date

Global Rank

#1,915 / 8,826 ▼ 30

Top Industry

Marine Shipping 13.2%

Period ended 4 months ago

Filed Aug 7, 2026 · 3mo

23 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 305834

Roster of Nov 1, 2026

Regulatory AUM

$2,508,000,000

Main clients

Individuals and high net worth (95% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$2,508,000,000	Individuals and high net worth (95%)
Apr 2025 to Mar 2026	$2,494,613,000	Individuals and high net worth (93%)
Apr 2024 to Mar 2025	$1,770,646,602	Individuals and high net worth (93%)
May 2023 to Mar 2024	$1,575,472,221	Individuals and high net worth (100%)
Apr 2023	$1,575,472,221	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$1,568,586,836	Individuals and high net worth (100%)

3 earlier changes not shown.

Stated strategy

Index / passive, Multi-asset, Fixed income / rates, Private markets, Long/short hedge, Wealth management / planning Form ADV Part 2A, Aug 10, 2026 · original

In the firm's words

Index / passive: Hence, investment strategies focus on using mutual funds and low- cost passively managed exchange-traded funds.
Multi-asset: Main Street Financial Solutions uses an academic-based investment strategy that focuses on using multiple assets classes.
Fixed income / rates: Main Street Financial Solutions primarily allocates client assets among various mutual funds, exchangetraded products, including exchange-traded funds (“ETFs”) and exchanged-traded notes (“ETNs”), individual debt and equity securities, initial public offerings (“IPOs”), options and independent investment managers (“Independent Managers”) in accordance with their stated investment objectives.
Private markets: CAIS, iCapital and their affiliates conduct the initial and on-going due diligence (investment and operational) on private equity and hedge fund offerings available on their platforms.
Long/short hedge: CAIS, iCapital and their affiliates conduct the initial and on-going due diligence (investment and operational) on private equity and hedge fund offerings available on their platforms.
Wealth management / planning: Main Street Financial Solutions offers clients a broad range of financial planning and consultation services

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 51.1%, 17.7 effective positions, active share 67.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

18.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.8 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 67.5%; sector active share 56.8% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

593 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

18.9%

+0.5 pts

Top 5

42.4%

−0.0 pts

Top 10

51.1%

−0.4 pts

HHI

565

Diversified+13

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	69.6%	$1,081,524,801	343
Technology	8.2%	$127,937,240	45
Industrials	6.5%	$100,339,128	41
Healthcare	3.1%	$48,088,150	27
Financial Services	3.1%	$47,638,812	46
Consumer Cyclical	3.0%	$46,096,534	21
Energy	2.2%	$33,736,935	13
Communication Services	1.7%	$26,754,855	9
Consumer Defensive	1.3%	$19,976,808	15
Basic Materials	0.6%	$10,074,069	12
Utilities	0.4%	$6,982,210	12
Real Estate	0.2%	$3,777,122	9

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFAI	Dimensional International Core Equity Market ETF	+137,766	337,901	$13,938,416
SCHD	Schwab U.S. Dividend Equity ETF	+90,765	1,816,438	$57,599,248
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+58,819	66,507	$7,948,916
SCHZ	Schwab U.S. Aggregate Bond ETF	+57,160	303,669	$7,023,863
BLDR	Builders FirstSource, Inc.	+54,977	75,685	$6,772,293
NBSD	Neuberger Short Duration Income ETF	+38,937	128,621	$6,496,132
FOUR	Shift4 Payments, Inc.	+36,943	75,643	$3,679,275
SCHG	Schwab U.S. Large-Cap Growth ETF	+36,113	1,771,594	$59,950,740
CGXU	Capital Group International Focus Equity ETF	+35,930	138,026	$4,778,460
SHY	iShares 1-3 Year Treasury Bond ETF	+33,960	138,410	$11,364,845
FNDE	Schwab Fundamental Emerging Markets Equity ETF	+33,587	77,355	$3,069,446
FBND	Fidelity Total Bond ETF	+30,896	558,029	$25,384,739
VUG	VANGUARD GROWTH INDEX FUND	+30,706	37,199	$3,204,321
WCMI	First Trust WCM International Equity ETF	+30,688	89,993	$1,761,163
FNDX	Schwab Fundamental U.S. Large Company ETF	+29,120	208,983	$6,499,371
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+27,200	33,411	$2,936,158
SCHF	Schwab International Equity ETF	+27,048	1,023,348	$28,346,739
VO	VANGUARD MID-CAP INDEX FUND	+26,763	35,973	$2,898,344
SCHX	Schwab U.S. Large-Cap ETF	+26,150	1,332,666	$39,220,360
TSLX	Sixth Street Specialty Lending, Inc.	+25,547	51,308	$880,958
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+23,746	31,891	$2,803,537
AGG	iShares Core U.S. Aggregate Bond ETF	+23,293	347,719	$34,417,226
IAGG	iShares Core International Aggregate Bond ETF	+22,665	309,591	$15,665,304
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	+19,618	532,256	$21,008,144
PULS	PGIM Ultra Short Bond ETF	+19,260	24,401	$1,209,069
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	−78,194	57,326	$4,466,268
OBIL	US Treasury 12 Month Bill ETF	−16,397	19,202	$959,619
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−14,263	175,649	$64,997,155
AGNC	AGNC Investment Corp.	−12,855	78,822	$859,159
URGN	UroGen Pharma Ltd.	−12,800	8,190	$301,392
SHV	iShares 0-1 Year Treasury Bond ETF	−12,291	70,323	$7,760,143
TJX	Tjx Companies Inc	−11,568	1,689	$255,883
AGGY	WisdomTree Trust	−9,610	62,597	$2,721,717
CGGO	Capital Group Global Growth Equity ETF	−9,483	263,577	$11,157,214
SLDR	Global X Short-Term Treasury Ladder ETF	−7,460	66,995	$3,336,016
JOET	Virtus Terranova U.S. Quality Momentum ETF	−7,261	110,118	$5,096,811
HON	Honeywell International Inc	−6,903	2,176	$487,206
VXUS	Vanguard Total International Stock ETF	−6,082	65,787	$5,624,130
ORLY	O Reilly Automotive Inc	−5,855	2,751	$253,339
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−5,828	10,303	$467,138
GOOG	Alphabet Inc.	−5,716	18,682	$6,600,911
ROST	Ross Stores, Inc.	−5,545	4,068	$865,873
MOAT	VanEck Morningstar Wide Moat ETF	−5,055	8,957	$931,169
RITM	Rithm Capital Corp.	−5,015	54,685	$513,492
SCHP	Schwab U.S. TIPS ETF	−4,884	85,146	$2,256,369
—		−4,325	48,284	$4,010,951
GDX	VanEck Gold Miners ETF	−4,066	46,153	$3,482,243
NVDA	Nvidia Corp	−3,973	75,276	$15,061,974
V	Visa Inc.	−3,951	4,568	$1,567,235
JEPI	JPMorgan Equity Premium Income ETF	−3,671	8,159	$460,820
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	99,922	$5,893,399
AVUV	Avantis U.S. Small Cap Value ETF	36,508	$4,554,738
ZTS	Zoetis Inc.	53,144	$3,818,927
FIS	Fidelity National Information Services, Inc.	61,512	$2,391,586
SPCX	Space Exploration Technologies Corp	8,614	$1,471,788
SLB	Slb Limited	28,765	$1,337,284
IUSB	iShares Core Universal USD Bond ETF	21,105	$973,995
DYNF	iShares U.S. Equity Factor Rotation Active ETF	14,208	$966,286
KLAC	Kla Corp	2,516	$759,102
CORO		19,262	$704,989
ACWX	iShares MSCI ACWI ex U.S. ETF	9,204	$700,516
SCOP	Sprott Physical Copper Trust	53,558	$609,811
BAI	BlackRock ETF Trust	11,047	$582,397
TBIL	F/m US Treasury 3 Month Bill Fund	11,498	$573,290
STIP	iShares 0-5 Year TIPS Bond ETF	5,500	$561,880
AVEX	AEVEX Corp.	26,800	$559,852
APO	Apollo Global Management, Inc.	4,411	$521,865
TEL	TE Connectivity plc	2,553	$514,710
DAL	Delta Air Lines, Inc.	5,428	$508,386
SGVT		4,975	$501,181
TRV	Travelers Companies, Inc.	1,485	$490,228
HONA	Honeywell Aerospace Inc.	2,176	$481,070
IMAY		14,545	$461,440
MDLZ	Mondelez International, Inc.	7,589	$438,947
BAPR	Sageworth Trust Co	8,085	$430,607
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
VAL	Valaris Ltd	27,769	$2,722,472
TDW	Tidewater Inc	28,667	$2,395,127
COLD	Americold Realty Trust	136,433	$1,563,522
ELV	Elevance Health, Inc.	4,737	$1,386,756
MLM	Martin Marietta Materials Inc	1,903	$1,120,258
MKL	Markel Group Inc.	548	$1,048,910
FDN	First Trust Dow Jones Internet Index Fund	4,400	$1,029,732
WTM	White Mountains Insurance Group Ltd	439	$964,465
GDDY	GoDaddy Inc.	11,547	$954,590
CDW	CDW Corp	7,210	$872,554
STE	STERIS plc	3,380	$747,419
TRMB	Trimble Inc.	11,144	$726,923
ADSK	Autodesk, Inc.	3,003	$718,918
TRU	TransUnion	9,952	$688,578
AME	Ametek Inc	3,208	$687,666
ICE	Intercontinental Exchange, Inc.	4,034	$634,467
EFX	Equifax Inc	3,018	$543,451
EQT	EQT Corp	8,508	$541,449
SHW	Sherwin Williams Co	1,562	$500,699
CSL	Carlisle Companies Inc	1,452	$484,416
FTCS	First Trust Capital Strength ETF	5,049	$468,345
TLT	iShares 20+ Year Treasury Bond ETF	5,010	$434,316
BR	Broadridge Financial Solutions, Inc.	2,637	$428,459
VRSK	Verisk Analytics, Inc.	2,205	$418,398
FPEI	First Trust Institutional Preferred Securities and Income ETF	19,915	$378,385
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

593 tracked positions · $1,552,926,664 total · filing declares 624 positions · $1,559,343,957 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 593 positions by value · page 1 of 12

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	175,649	-14,263	$64,997,155	+6.7%	23	before history	4.19%
NMM	Navios Maritime Partners L.P. CALL + SHARES Industrials	Reduced	888,786	-1,974	$62,277,235	+3.6%	6	$42.22	4.01%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	1,771,594	+36,113	$59,950,740	+18.6%	23	before history	3.86%
SCHD	Schwab U.S. Dividend Equity ETF	Added	1,816,438	+90,765	$57,599,248	+8.8%	23	before history	3.71%
SCHX	Schwab U.S. Large-Cap ETF	Added	1,332,666	+26,150	$39,220,360	+17.1%	23	before history	2.53%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	347,719	+23,293	$34,417,226	+6.9%	23	before history	2.22%
AAPL	Apple Inc. PUT CALL + SHARES Technology	Reduced	110,786	-358	$31,513,966	+13.2%	23	before history	2.03%
SCHF	Schwab International Equity ETF	Added	1,023,348	+27,048	$28,346,739	+15.0%	23	before history	1.83%
FBND	Fidelity Total Bond ETF	Added	558,029	+30,896	$25,384,739	+5.6%	16	$46.18	1.63%
QQQ	Invesco Qqq Trust, Series 1 PUT CALL + SHARES	Added	46,858	+3,288	$23,693,672	+33.1%	23	before history	1.53%
SCHA	Schwab U.S. Small-Cap ETF	Added	600,008	+14,818	$21,678,289	+27.4%	23	before history	1.40%
VOO	VANGUARD 500 INDEX FUND	Added	30,711	+1,387	$21,092,621	+20.4%	23	before history	1.36%
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	Added	532,256	+19,618	$21,008,144	+3.1%	23	before history	1.35%
DLN	WisdomTree U.S. LargeCap Dividend Fund	Added	192,864	+2,698	$18,576,660	+9.4%	17	unpriced	1.20%
IUSG	iShares Core S&P U.S. Growth ETF	Added	90,838	+107	$17,085,719	+21.4%	10	unpriced	1.10%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	176,803	+3,789	$16,905,902	+11.2%	16	unpriced	1.09%
SCHK	Schwab 1000 Index ETF	Added	466,270	+16,848	$16,813,696	+19.4%	10	unpriced	1.08%
IAGG	iShares Core International Aggregate Bond ETF	Added	309,591	+22,665	$15,665,304	+9.1%	23	before history	1.01%
NVDA	Nvidia Corp PUT CALL + SHARES Technology	Added	83,176	+2,427	$15,174,282	+9.6%	23	before history	0.98%
IUSV	iShares Core S&P U.S. Value ETF	Added	134,115	+7,879	$14,772,767	+14.4%	10	unpriced	0.95%
TEN	Tsakos Energy Navigation Ltd Energy	Added	397,235	+605	$14,050,201	−10.2%	6	$17.49	0.90%
DFAI	Dimensional International Core Equity Market ETF	Added	337,901	+137,766	$13,938,416	+78.8%	11	$34.99	0.90%
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Reduced	92,935	-35,779	$12,695,673	+11.7%	23	before history	0.82%
IVV	iShares Core S&P 500 ETF	Added	16,927	+474	$12,676,461	+18.0%	23	before history	0.82%
SCHE	Schwab Emerging Markets Equity ETF	Added	339,687	+16,861	$12,317,050	+15.8%	23	before history	0.79%
VEA	Vanguard FTSE Developed Markets ETF	Added	172,820	+1,692	$12,313,425	+12.3%	23	before history	0.79%
MSFT	Microsoft Corp Technology	Added	32,945	+3,117	$12,289,143	+11.3%	23	before history	0.79%
VIG	Vanguard Specialized Funds	Reduced	51,478	-528	$12,180,724	+8.9%	23	before history	0.78%
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Reduced	27,609	-1,230	$11,542,555	+13.0%	23	before history	0.74%
SCHM	Schwab U.S. Mid-Cap ETF	Added	309,216	+15,907	$11,400,793	+25.5%	23	before history	0.73%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	138,410	+33,960	$11,364,845	+31.8%	2	unpriced	0.73%
CGGO	Capital Group Global Growth Equity ETF	Reduced	263,577	-9,483	$11,157,214	+22.4%	17	$23.68	0.72%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	43,388	-340	$10,341,095	+13.5%	23	before history	0.67%
SCHC	Schwab International Small-Cap Equity ETF	Added	213,083	+2,645	$10,253,553	+4.2%	23	before history	0.66%
XOM	ExxonMobil Holdings Corp Energy	Added	71,880	+4,760	$9,827,433	−13.7%	23	before history	0.63%
JSCP	JPMorgan Short Duration Core Plus ETF	Added	189,754	+4,287	$8,945,952	+2.0%	7	$47.34	0.58%
CPNG	Coupang, Inc. Consumer Cyclical	Held	510,245	0	$8,862,955	−8.0%	6	$23.24	0.57%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	17,620	-51	$8,816,871	+4.1%	23	before history	0.57%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	16,516	+885	$8,627,793	+19.2%	11	$415.46	0.56%
GLDM	World Gold Trust	Added	104,211	+4,217	$8,276,437	−10.7%	6	$59.52	0.53%
WAY	Waystar Holding Corp. Healthcare	Reduced	387,650	-100	$7,958,454	−14.9%	6	$37.50	0.51%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	66,507	+58,819	$7,948,916	+48.2%	23	before history	0.51%
SHV	iShares 0-1 Year Treasury Bond ETF	Reduced	70,323	-12,291	$7,760,143	−14.9%	12	unpriced	0.50%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	129,754	+2,375	$7,745,016	+12.5%	23	before history	0.50%
GOOGL	Alphabet Inc. Communication Services	Added	21,265	+408	$7,599,473	+26.7%	23	before history	0.49%
MMIT	NYLIM ETF Trust	Added	300,275	+16,269	$7,311,696	+6.8%	17	$24.17	0.47%
AVGO	Broadcom Inc. Technology	Added	19,288	+2,734	$7,286,042	+43.0%	16	$222.02	0.47%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	303,669	+57,160	$7,023,863	+22.7%	10	unpriced	0.45%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	197,107	+4,436	$6,861,294	+16.8%	14	unpriced	0.44%
BLDR	Builders FirstSource, Inc. Industrials	Added	75,685	+54,977	$6,772,293	+297.2%	5	$90.17	0.44%

Showing the top 50 of 593 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.