NWF Advisory Services Inc.

Registered adviser

CIK

2045735

Location

Los Angeles, CA

Portfolio Value

Mid $1,042,360,899

Diversification

Diversified

Filing Date

Global Rank

#2,424 / 8,818 ▲ 125 · as of Jun 2026

Top Industry

Semiconductors 16.9%

Period ended 28 days ago

Filed Oct 19, 2026 · 9d

15 quarters · since Mar 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 110410

Roster of Oct 1, 2026

Regulatory AUM

$6,426,161,220

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$6,426,161,220	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$3,824,876,751	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$3,713,336,868	Individuals and high net worth (100%)
May 2023 to Mar 2024	$2,864,723,851	Individuals and high net worth (100%)
Apr 2023	$2,864,723,851	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$2,125,567,690	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.5%, 33.5 effective positions, active share 64.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

18.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 12.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 64.6%; sector active share 40.5% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

429 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

8.9%

+0.4 pts

Top 5

32.1%

+0.4 pts

Top 10

47.5%

+0.9 pts

HHI

311

Diversified+12

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	48.4%	$504,887,521	202
Financial Services	15.8%	$164,696,353	112
Technology	14.7%	$152,726,397	27
Consumer Cyclical	4.4%	$46,275,110	10
Communication Services	4.3%	$44,695,999	7
Consumer Defensive	3.3%	$33,987,590	10
Healthcare	3.2%	$33,300,748	18
Energy	2.3%	$24,368,783	10
Basic Materials	2.0%	$20,857,714	5
Industrials	1.4%	$14,501,270	20
Utilities	0.1%	$1,453,076	4
Real Estate	0.1%	$610,338	4

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
WAGN	Pabrai Wagons ETF	+471,785	497,735	$7,406,296
LOOP	Loop Industries, Inc.	+102,040	269,656	$111,367
PDO	PIMCO Dynamic Income Opportunities Fund	+32,225	52,908	$627,488
HIO	Western Asset High Income Opportunity Fund Inc.	+25,000	89,333	$291,225
CGIC	Capital Group International Core Equity ETF	+23,121	97,187	$3,496,788
MQY	Blackrock Muniyield Quality Fund, Inc.	+20,000	31,252	$310,332
CGBL	Capital Group Core Balanced ETF	+19,950	114,907	$4,222,832
BAI	BlackRock ETF Trust	+17,968	72,533	$3,422,832
RSP	Victory Portfolios II	+16,754	31,071	$0
CGMS	Capital Group U.S. Multi-Sector Income ETF	+15,649	218,126	$5,721,444
IDV	iShares International Select Dividend ETF	+14,531	151,342	$6,385,118
AOD	abrdn Total Dynamic Dividend Fund	+14,500	110,200	$1,119,632
AWP	abrdn Global Premier Properties Fund	+12,979	146,069	$1,514,735
BMEZ	BlackRock Health Sciences Term Trust	+12,074	52,547	$877,534
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	+10,546	29,966	$1,737,428
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+10,003	108,168	$6,626,371
YYY	Amplify CEF High Income ETF	+9,490	723,635	$7,511,331
ICSH	iShares Ultra Short Duration Bond Active ETF	+9,160	54,153	$2,729,311
NMAI	Nuveen Multi-Asset Income Fund	+8,342	53,753	$776,730
AMR	Alpha Metallurgical Resources, Inc.	+6,911	64,836	$10,906,711
RIG	Transocean Ltd.	+6,000	16,600	$86,984
SGOV	iShares 0-3 Month Treasury Bond ETF	+5,764	20,881	$2,102,299
BUFR	FT Vest Laddered Buffer ETF	+5,700	105,963	$3,970,433
CGDV	Capital Group Dividend Value ETF	+5,084	42,879	$2,094,639
UTF	Cohen & Steers Infrastructure Fund Inc	+4,890	87,667	$2,160,991
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
HGLB	Highland Global Allocation Fund	−136,700	28,700	$189,420
IGR	Cbre Global Real Estate Income Fund	−46,339	22,461	$264,141
HIX	Western Asset High Income Fund II Inc.	−32,800	387,800	$1,368,934
BAC	Bank Of America Corp	−23,213	169,984	$9,252,229
FTSM	First Trust Enhanced Short Maturity ETF	−13,836	28,503	$1,696,213
GM	General Motors Co	−12,457	103,760	$7,989,520
ACP	abrdn Income Credit Strategies Fund	−11,127	38,760	$172,482
WIW	Western Asset Inflation-Linked Opportunities & Income Fund	−10,800	133,850	$1,053,399
JEPI	JPMorgan Equity Premium Income ETF	−10,775	133,510	$7,505,932
JMUB	JPMorgan Municipal ETF	−10,244	14,881	$708,037
C	Citigroup Inc	−9,073	60,186	$7,792,883
NVDA	Nvidia Corp	−9,051	75,647	$17,276,261
AAPL	Apple Inc.	−8,429	111,983	$37,292,578
EVV	Eaton Vance Ltd Duration Income Fund	−7,400	64,250	$542,912
BHK	Blackrock Core Bond Trust	−7,250	56,800	$465,760
OXY	Occidental Petroleum Corp	−6,195	249,330	$13,792,935
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−5,695	24,389	$9,127,339
FLDR	Fidelity Low Duration Bond Factor ETF	−5,505	63,311	$3,149,874
JQC	Nuveen Credit Strategies Income Fund	−4,500	35,300	$167,675
RIV	Rivernorth Opportunities Fund, Inc.	−4,300	40,227	$415,947
MUC	Blackrock Muniholdings California Quality Fund, Inc.	−4,019	15,719	$153,260
ABT	Abbott Laboratories	−3,296	8,123	$802,796
SCHD	Schwab U.S. Dividend Equity ETF	−3,125	69,231	$2,252,084
CVX	Chevron Corp	−2,708	27,113	$5,536,745
AMD	Advanced Micro Devices Inc	−2,291	2,118	$1,295,707
No positions match the current search.

New Positions

Positions the filer opened this quarter

21 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	12,126	$1,973,506
PAAA	PGIM AAA CLO ETF	31,733	$1,627,585
VFLO	VictoryShares Free Cash Flow ETF	30,225	$1,547,217
CGHY	Capital Group High Yield Bond ETF	16,050	$391,299
TXG	10x Genomics, Inc.	4,110	$371,379
SCHG	Schwab U.S. Large-Cap Growth ETF	9,302	$334,220
CGMU	Capital Group Municipal Income ETF	12,551	$325,572
SCHP	Schwab U.S. TIPS ETF	12,252	$307,892
MPC	Marathon Petroleum Corp	754	$298,146
QJUN	FT Vest Nasdaq-100 Buffer ETF - June	7,300	$250,303
FDVV	Fidelity High Dividend ETF	3,988	$242,191
TGT	Target Corp	1,506	$235,975
INTU	Intuit Inc.	747	$205,955
OKTA	Okta, Inc.	980	$204,927
IVLU	iShares MSCI Intl Value Factor ETF	4,762	$204,242
WELL	Welltower Inc.	869	$200,078
BIZD	VanEck BDC Income ETF	13,571	$174,930
EROC	ERock, Inc.	11,912	$146,041
FFLX	First Trust Flexible Income ETF	14,937	$140,258
—		989	$0
—		11,115	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AEP	American Electric Power Co Inc	12,518	$1,712,587
APLD	Applied Digital Corp.	13,640	$508,772
CVNA	Carvana Co.	7,710	$507,472
NFG	National Fuel Gas Co	4,941	$381,494
SNDK	Sandisk Corp	140	$318,322
COHR	Coherent Corp.	788	$310,842
ASGI	abrdn Global Infrastructure Income Fund	12,279	$285,486
NXP	Nuveen Select Tax Free Income Portfolio	19,300	$276,183
SOFI	SoFi Technologies, Inc.	14,825	$265,812
VRT	Vertiv Holdings Co	750	$251,115
AMAT	Applied Materials Inc	345	$249,435
GJUL	FT Vest U.S. Equity Moderate Buffer ETF - July	5,730	$249,197
QDEC	FT Vest Nasdaq-100 Buffer ETF - December	6,900	$245,709
SCHB	Schwab U.S. Broad Market ETF	8,268	$239,441
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	4,912	$232,877
QSPT	FT Vest Nasdaq-100 Buffer ETF - September	6,625	$230,815
O	Realty Income Corp	3,639	$225,472
NAC	Nuveen California Quality Municipal Income Fund	18,430	$223,371
SE	Sea Ltd	2,318	$222,133
—		1,529	$221,490
MTUM	iShares MSCI USA Momentum Factor ETF	619	$212,211
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	7,200	$211,680
LOUP		2,130	$209,932
UPS	United Parcel Service Inc	1,944	$208,980
GJAN	FT Vest U.S. Equity Moderate Buffer ETF - January	4,600	$207,110
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

429 tracked positions · $1,042,360,899 total · filing declares 439 positions · $1,074,246,698 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 429 positions by value · page 1 of 9

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MU	Micron Technology Inc Technology	Reduced	59,070	-725	$62,916,047	−8.8%	6.04%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	265,929	-1,523	$52,055,601	+2.2%	4.99%
VOO	VANGUARD 500 INDEX FUND	Added	66,930	+991	$46,908,559	+3.6%	4.50%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	82,591	+167	$41,126,188	−0.3%	3.95%
AAPL	Apple Inc. Technology	Reduced	111,983	-8,429	$37,292,578	+7.0%	3.58%
GOOG	Alphabet Inc. Communication Services	Added	80,307	+367	$27,363,807	−3.1%	2.63%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	186,599	+2,719	$27,333,021	−2.3%	2.62%
IVV	iShares Core S&P 500 ETF	Added	28,397	+332	$21,747,842	+3.5%	2.09%
COST	Costco Wholesale Corp Consumer Defensive	Added	21,496	+98	$19,568,668	−2.2%	1.88%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	206,302	+423	$19,113,880	+5.6%	1.83%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	114,641	+2,923	$19,062,505	+3.9%	1.83%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Reduced	74,722	-1,241	$18,616,986	+2.8%	1.79%
NVDA	Nvidia Corp Technology	Reduced	75,647	-9,051	$17,276,261	+1.9%	1.66%
VIG	Vanguard Specialized Funds	Added	71,200	+343	$16,611,672	−0.9%	1.59%
VUG	VANGUARD GROWTH INDEX FUND	Added	178,123	+3,695	$16,050,663	+6.8%	1.54%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	122,265	-744	$15,365,042	+4.5%	1.47%
UNH	Unitedhealth Group Inc CALL + SHARES Healthcare	Reduced	38,144	-405	$14,001,898	−12.6%	1.34%
V	Visa Inc. Financial Services	Reduced	38,685	-86	$13,900,681	+4.5%	1.33%
OXY	Occidental Petroleum Corp CALL + SHARES Energy	Reduced	249,345	-6,198	$13,793,764	+11.1%	1.32%
BABA	Alibaba Group Holding Ltd CALL + SHARES Consumer Cyclical	Added	126,447	+2,103	$13,598,110	+13.9%	1.30%
QQQ	Invesco Qqq Trust, Series 1	Reduced	16,369	-464	$12,109,295	−2.3%	1.16%
AXP	American Express Co Financial Services	Added	37,999	+268	$11,555,495	−9.5%	1.11%
AMR	Alpha Metallurgical Resources, Inc. Basic Materials	Added	64,836	+6,911	$10,906,711	+14.2%	1.05%
IWM	iShares Russell 2000 ETF	Added	36,108	+2,239	$10,034,052	−1.4%	0.96%
MKL	Markel Group Inc. Financial Services	Added	5,833	+435	$9,988,720	−5.3%	0.96%
MSFT	Microsoft Corp Technology	Reduced	18,087	-750	$9,276,822	+32.0%	0.89%
BAC	Bank Of America Corp Financial Services	Reduced	169,984	-23,213	$9,252,229	−16.0%	0.89%
SPY	Spdr S&P 500 ETF Trust	Added	12,040	+1,180	$9,182,065	+13.2%	0.88%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	24,389	-5,695	$9,127,339	−18.0%	0.88%
HCC	Warrior Met Coal, Inc. Basic Materials	Added	96,155	+2,800	$8,468,370	+11.8%	0.81%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	52,856	+622	$8,343,319	+1.8%	0.80%
DIS	Walt Disney Co Communication Services	Added	78,025	+132	$8,184,822	+9.2%	0.79%
GM	General Motors Co Consumer Cyclical	Reduced	103,760	-12,457	$7,989,520	−10.8%	0.77%
C	Citigroup Inc Financial Services	Reduced	60,186	-9,073	$7,792,883	−19.6%	0.75%
YYY	Amplify CEF High Income ETF	Added	723,635	+9,490	$7,511,331	−8.8%	0.72%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	133,510	-10,775	$7,505,932	−7.9%	0.72%
WAGN	Pabrai Wagons ETF	Added	497,735	+471,785	$7,406,296	+1974.2%	0.71%
SMH	VanEck Semiconductor ETF	Added	12,161	+456	$7,406,049	−3.5%	0.71%
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	Held	49,584	0	$7,191,663	+2.2%	0.69%
WMT	Walmart Inc. Consumer Defensive	Reduced	67,776	-1,498	$7,043,281	−10.2%	0.68%
CB	Chubb Ltd Financial Services	Added	20,875	+291	$6,789,593	−3.2%	0.65%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	108,168	+10,003	$6,626,371	+9.8%	0.64%
IDV	iShares International Select Dividend ETF	Added	151,342	+14,531	$6,385,118	+12.7%	0.61%
CGGR	Capital Group Growth ETF	Reduced	131,598	-78	$6,241,693	+0.4%	0.60%
EFA	iShares MSCI EAFE ETF	Added	56,195	+4,123	$5,838,098	+7.9%	0.56%
CGMS	Capital Group U.S. Multi-Sector Income ETF	Added	218,126	+15,649	$5,721,444	+3.4%	0.55%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	16,753	-127	$5,542,394	+0.3%	0.53%
CVX	Chevron Corp Energy	Reduced	27,113	-2,708	$5,536,745	+12.0%	0.53%
PLTR	Palantir Technologies Inc. Technology	Reduced	28,996	-986	$5,423,701	+55.1%	0.52%
GLD	Spdr Gold Trust	Added	13,500	+388	$5,141,340	+6.4%	0.49%

Showing the top 50 of 429 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.