Prosperity Financial Group, Inc.

CIK

1991334

Location

San Ramon, CA

Portfolio Value

Small $320,828,094

Diversification

Diversified

Filing Date

Global Rank

#5,149 / 8,827 ▲ 103 · as of Jun 2026

Top Industry

Consumer Electronics 16.1%

Period ended 37 days ago

Filed Oct 29, 2026 · 8d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 38.5%, 43.2 effective positions, active share 63.0% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

32.7% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 9.8 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 63.0%; sector active share 40.0% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

191 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

8.0%

+1.1 pts

Top 5

24.6%

+0.9 pts

Top 10

40.6%

+2.1 pts

HHI

252

Diversified+20

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	50.1%	$160,645,661	102
Technology	24.8%	$79,419,145	28
Consumer Cyclical	5.5%	$17,755,966	9
Industrials	5.5%	$17,753,960	16
Communication Services	4.6%	$14,656,858	5
Healthcare	3.4%	$10,822,969	8
Financial Services	3.2%	$10,129,884	9
Consumer Defensive	1.5%	$4,768,969	4
Utilities	0.7%	$2,180,063	4
Energy	0.4%	$1,331,959	3
Real Estate	0.3%	$958,181	2
Basic Materials	0.1%	$404,479	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CNEQ	Alger Concentrated Equity ETF	+146,129	159,750	$6,490,642
ACYN	First Trust Exchange-Traded Fund	+73,248	157,979	$3,295,441
AMAX	Adaptive Hedged Multi-Asset Income ETF	+63,965	670,234	$4,946,326
LQTI	FT Vest Investment Grade & Target Income ETF	+53,153	257,116	$4,643,514
QCOC	FT Vest Nasdaq-100 Conservative Buffer ETF - October	+13,966	25,808	$633,715
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	+7,459	168,771	$4,705,335
NVDA	Nvidia Corp	+5,440	65,465	$14,950,896
TOST	Toast, Inc.	+4,472	26,690	$773,743
IOT	Samsara Inc.	+4,371	25,813	$984,249
PAYR	Federated Hermes Enhanced Income ETF	+4,263	13,445	$699,839
VIK	Viking Holdings Ltd	+4,092	19,997	$1,566,365
RDVY	First Trust Rising Dividend Achievers ETF	+3,719	17,922	$1,403,113
AAPL	Apple Inc.	+3,290	77,495	$25,807,384
UNH	Unitedhealth Group Inc	+2,878	5,572	$2,045,369
GOOGL	Alphabet Inc.	+2,067	24,783	$8,527,334
ITWO	ProShares Russell 2000 High Income ETF	+1,921	16,189	$696,612
ROST	Ross Stores, Inc.	+1,616	8,149	$1,901,976
ABBV	AbbVie Inc.	+1,524	12,998	$3,400,146
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	+1,461	10,572	$1,872,406
TXT	Textron Inc	+1,444	8,161	$621,868
TJX	Tjx Companies Inc	+1,412	9,817	$1,298,887
AVGO	Broadcom Inc.	+1,383	10,982	$3,856,768
HFXI	NYLIM ETF Trust	+1,379	151,653	$5,636,942
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+1,377	23,099	$2,073,366
MSFT	Microsoft Corp	+1,313	21,080	$10,811,932
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BUFZ	FT Vest Laddered Moderate Buffer ETF	−15,532	47,642	$1,359,607
SCIO	First Trust Structured Credit Income Opportunities ETF	−10,408	113,589	$2,263,828
QMMY	FT Vest Nasdaq-100 Moderate Buffer ETF - May	−9,231	181,987	$4,913,649
JAAA	Janus Henderson AAA CLO ETF	−7,607	24,701	$1,246,659
MFSG	MFS Active Growth ETF	−7,352	164,855	$5,041,265
ISPY	ProShares S&P 500 High Income ETF	−6,510	149,140	$7,128,892
CGCB	Capital Group Fixed Income ETF Trust	−5,288	48,567	$1,213,203
AMD	Advanced Micro Devices Inc	−5,043	4,841	$2,961,530
TALV	Katapult Holdings, Inc.	−4,431	43,421	$0
SECR	NYLIM ETF Trust	−4,082	39,070	$0
LRCX	Lam Research Corp	−3,173	2,896	$951,364
GROZ	Zacks Trust	−3,108	127,559	$4,315,065
CGIC	Capital Group International Core Equity ETF	−2,794	89,767	$3,229,816
NIO	NIO Inc.	−2,685	21,790	$74,739
—		−2,147	6,433	$0
SMIZ	Zacks Small/Mid Cap ETF	−1,761	50,018	$2,047,236
GBIL	Goldman Sachs ETF Trust	−1,713	6,806	$681,348
—		−1,604	15,934	$0
TDIV	First Trust NASDAQ Technology Dividend Index Fund	−1,559	30,961	$3,493,020
UBER	Uber Technologies, Inc	−1,491	13,968	$956,947
PAVE	Global X U.S. Infrastructure Development ETF	−1,484	51,910	$2,725,275
PJFG	PGIM Jennison Focused Growth ETF	−1,478	50,502	$6,103,328
CRTC	Xtrackers US National Critical Technologies ETF	−1,370	79,839	$3,301,342
FTRB	Federated Hermes Total Return Bond ETF	−1,200	40,279	$964,682
MISL	First Trust Indxx Aerospace & Defense ETF	−995	104,948	$4,365,836
No positions match the current search.

New Positions

Positions the filer opened this quarter

22 positions

Ticker	Company	Shares	Value
PSDM	PGIM Short Duration Multi-Sector Bond ETF	74,599	$3,729,950
FBT	First Trust NYSE Arca Biotechnology Index Fund	6,976	$1,899,285
BUYB	ProShares S&P 500 Buyback Aristocrats ETF	45,191	$1,854,796
AXON	Axon Enterprise, Inc.	3,478	$1,469,524
CMI	Cummins Inc	2,701	$1,395,255
NI	Nisource Inc.	33,996	$1,325,844
TKR	Timken Co	11,285	$1,317,523
VTEC	Vanguard California Tax-Exempt Bond ETF	7,265	$684,944
PJFV	PGIM Jennison Focused Value ETF	5,490	$545,898
FHYS	Federated Hermes Short Duration High Yield ETF	23,838	$535,163
IEF	iShares 7-10 Year Treasury Bond ETF	4,446	$397,072
FTC	First Trust Large Cap Growth AlphaDEX Fund	2,091	$370,940
XOM	ExxonMobil Holdings Corp	1,674	$272,443
VEA	Vanguard FTSE Developed Markets ETF	3,561	$251,442
ABT	Abbott Laboratories	2,377	$234,918
MRK	Merck & Co., Inc.	1,540	$223,777
WDAY	Workday, Inc.	1,128	$214,838
PFE	Pfizer Inc	7,414	$211,447
FXN	First Trust Energy AlphaDEX Fund	9,526	$208,143
USFR	WisdomTree Floating Rate Treasury Fund	4,087	$205,943
NFLX	Netflix Inc	2,938	$204,426
—		2,255	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
ALAI	Alger ETF Trust	115,559	$5,274,112
PTRB	PGIM Total Return Bond ETF	109,357	$4,533,941
RECS	Columbia Research Enhanced Core ETF	51,260	$2,218,532
QCOM	Qualcomm Inc	2,996	$553,630
EME	EMCOR Group, Inc.	410	$340,250
CGGR	Capital Group Growth ETF	6,637	$313,266
DPZ	Dominos Pizza Inc	984	$291,303
FRTY	Alger Mid Cap 40 ETF	11,690	$290,110
AMAT	Applied Materials Inc	381	$275,463
IESC	IES Holdings, Inc.	325	$238,764
CMS	Cms Energy Corp	2,712	$207,468
SPMC	Sound Point Meridian Capital, Inc.	10,199	$100,970
PNNT	Pennantpark Investment Corp	13,222	$45,880
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

191 tracked positions · $320,828,094 total · filing declares 193 positions · $340,552,215 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 191 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Added	77,495	+3,290	$25,807,384	+20.2%	8.04%
NVDA	Nvidia Corp Technology	Added	65,465	+5,440	$14,950,896	+24.5%	4.66%
MSFT	Microsoft Corp Technology	Added	21,080	+1,313	$10,811,932	+46.6%	3.37%
GOOGL	Alphabet Inc. Communication Services	Added	24,783	+2,067	$8,527,334	+5.0%	2.66%
ISPY	ProShares S&P 500 High Income ETF	Reduced	149,140	-6,510	$7,128,892	−5.0%	2.22%
AIRR	First Trust Exchange-Traded Fund VI	Held	64,320	0	$6,640,396	−22.5%	2.07%
CNEQ	Alger Concentrated Equity ETF	Added	159,750	+146,129	$6,490,642	+1054.6%	2.02%
PJFG	PGIM Jennison Focused Growth ETF	Reduced	50,502	-1,478	$6,103,328	+1.2%	1.90%
HFXI	NYLIM ETF Trust	Added	151,653	+1,379	$5,636,942	−1.5%	1.76%
AMZN	Amazon Com Inc Consumer Cyclical	Added	22,012	+231	$5,484,289	+5.6%	1.71%
AVLV	Avantis U.S. Large Cap Value ETF	Reduced	56,629	-441	$5,121,526	−1.6%	1.60%
MFSG	MFS Active Growth ETF	Reduced	164,855	-7,352	$5,041,265	−3.3%	1.57%
AMAX	Adaptive Hedged Multi-Asset Income ETF	Added	670,234	+63,965	$4,946,326	+10.3%	1.54%
QMMY	FT Vest Nasdaq-100 Moderate Buffer ETF - May	Reduced	181,987	-9,231	$4,913,649	−3.0%	1.53%
JPM	Jpmorgan Chase & Co Financial Services	Added	14,722	+934	$4,870,479	+7.9%	1.52%
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	Added	168,771	+7,459	$4,705,335	−0.8%	1.47%
LQTI	FT Vest Investment Grade & Target Income ETF	Added	257,116	+53,153	$4,643,514	+17.9%	1.45%
PLTR	Palantir Technologies Inc. Technology	Reduced	24,476	-18	$4,578,235	+60.2%	1.43%
MISL	First Trust Indxx Aerospace & Defense ETF	Reduced	104,948	-995	$4,365,836	−10.0%	1.36%
GROZ	Zacks Trust	Reduced	127,559	-3,108	$4,315,065	+3.9%	1.34%
META	Meta Platforms, Inc. Communication Services	Added	5,763	+476	$4,179,212	+40.3%	1.30%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	69,313	+649	$3,869,744	+1.4%	1.21%
AVGO	Broadcom Inc. Technology	Added	10,982	+1,383	$3,856,768	+6.4%	1.20%
TSLA	Tesla, Inc. Consumer Cyclical	Added	10,766	+1,264	$3,819,884	−4.4%	1.19%
PSDM	PGIM Short Duration Multi-Sector Bond ETF	NEW	74,599	NEW	$3,729,950	NEW	1.16%
AVXC	Avantis Emerging Markets ex-China Equity ETF	Reduced	43,048	-692	$3,537,051	−5.6%	1.10%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Reduced	30,961	-1,559	$3,493,020	−6.5%	1.09%
ABBV	AbbVie Inc. Healthcare	Added	12,998	+1,524	$3,400,146	+17.8%	1.06%
COST	Costco Wholesale Corp Consumer Defensive	Added	3,644	+165	$3,317,278	+1.9%	1.03%
CRTC	Xtrackers US National Critical Technologies ETF	Reduced	79,839	-1,370	$3,301,342	+4.3%	1.03%
ACYN	First Trust Exchange-Traded Fund	Added	157,979	+73,248	$3,295,441	+87.1%	1.03%
CGIC	Capital Group International Core Equity ETF	Reduced	89,767	-2,794	$3,229,816	−4.1%	1.01%
FDG	American Century Focused Dynamic Growth ETF	Reduced	23,085	-853	$3,096,160	−2.8%	0.97%
AMD	Advanced Micro Devices Inc Technology	Reduced	4,841	-5,043	$2,961,530	−48.4%	0.92%
PAVE	Global X U.S. Infrastructure Development ETF	Reduced	51,910	-1,484	$2,725,275	−13.4%	0.85%
CAT	Caterpillar Inc Industrials	Added	3,204	+195	$2,597,771	−18.9%	0.81%
GBTC	Grayscale Bitcoin Trust ETF	Held	38,400	0	$2,480,256	+41.9%	0.77%
SCIO	First Trust Structured Credit Income Opportunities ETF	Reduced	113,589	-10,408	$2,263,828	−11.7%	0.71%
SHLD	Global X Defense Tech ETF	Added	35,277	+519	$2,119,442	+2.1%	0.66%
PWR	Quanta Services, Inc. Industrials	Added	3,294	+553	$2,116,427	+7.2%	0.66%
LLY	ELI LILLY & Co Healthcare	Added	1,816	+219	$2,101,257	+9.7%	0.65%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	23,099	+1,377	$2,073,366	+8.6%	0.65%
SPY	Spdr S&P 500 ETF Trust	Reduced	2,691	-5	$2,052,237	+1.9%	0.64%
SMIZ	Zacks Small/Mid Cap ETF	Reduced	50,018	-1,761	$2,047,236	−11.4%	0.64%
UNH	Unitedhealth Group Inc Healthcare	Added	5,572	+2,878	$2,045,369	+82.7%	0.64%
ROST	Ross Stores, Inc. Consumer Cyclical	Added	8,149	+1,616	$1,901,976	+36.8%	0.59%
FBT	First Trust NYSE Arca Biotechnology Index Fund	NEW	6,976	NEW	$1,899,285	NEW	0.59%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Added	10,572	+1,461	$1,872,406	+7.2%	0.58%
KLAC	Kla Corp Technology	Reduced	9,570	-178	$1,865,480	−36.6%	0.58%
DTCR	Global X Data Center & Digital Infrastructure ETF	Reduced	68,718	-800	$1,865,006	−11.7%	0.58%

Showing the top 50 of 191 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.