SMIZ · Zacks Small/Mid Cap ETF · Holdings ETF

$41.92 -0.26 (-0.62%) At close · Sep 8

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 60

Total Value: $171,808,926

Total Shares: 4,634,717

Institutional Ownership Trend

10 quarters

Holder Concentration

Across 60 13F filers · Δ vs Dec 31, 2025

Top Holder

19.2%

+1.0 pts

Top 5

53.5%

−0.9 pts

Top 10

71.6%

+1.4 pts

HHI

819

Broadly held−12

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +3

Institutional value: +23.8%

Shares held: +23.6%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Small Avior Wealth Management, LLC	+206,353	887,974
Small GeoWealth Management, LLC	+163,068	295,505
Micro CONTINENTAL INVESTORS SERVICES, INC.	+84,347	179,114
Small TRUE Private Wealth Advisors	+79,317	671,534
Small Koshinski Asset Management, Inc.	+26,399	138,522

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Small Arete Wealth Advisors, LLC	−26,993	116,404
Mid Advisory Services Network, LLC	−24,400	78,015
Small EJMK Ventures LLC	−19,306	40,208
Mega JANE STREET GROUP, LLC	−14,071	17,508
Small VICTORY FINANCIAL GROUP, LLC	−4,923	10,032

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega ENVESTNET ASSET MANAGEMENT INC	205,224	$7,607,653
Large TRUIST FINANCIAL CORP	167,134	$6,195,657
Small Integrity Wealth Partners, LLC	14,972	$555,012
Small Revisor Wealth Management LLC	9,641	$357,391
Micro Latitude Advisors, LLC	5,620	$208,333

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mid AXXCESS WEALTH MANAGEMENT, LLC	49,829	$1,843,174
Small Vantus Wealth LLC	10,451	$386,582
Mid Atria Investments, Inc	9,791	$362,169
Micro Axiom Financial Strategies, LLC	7,614	$281,641
Micro Retirement Wealth Solutions LLC	496	$18,347

Filter: New 8 Increased 27 Reduced 18 Sold out 5 Unchanged 7

Showing 60 of 60

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Avior Wealth Management, LLC SMIZ

$32,917,196

19.16%

887,974

TRUE Private Wealth Advisors SMIZ

$24,893,765

14.49%

671,534

CreativeOne Wealth, LLC SMIZ

$15,259,754

8.88%

411,647

GeoWealth Management, LLC SMIZ

$10,954,370

6.38%

295,505

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackridge Asset Management, LLC joint	295,505	$10,954,370	100.0%	Other

Sanchez Wealth Management Group SMIZ

$7,858,209

4.57%

211,983

ENVESTNET ASSET MANAGEMENT INC SMIZ

$7,607,653

4.43%

205,224

CONTINENTAL INVESTORS SERVICES, INC. SMIZ

$6,639,755

3.86%

179,114

TRUIST FINANCIAL CORP SMIZ

$6,195,657

3.61%

167,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	167,134	$6,195,657	100.0%	Defined

Wayfinding Financial, LLC SMIZ

$5,538,183

3.22%

149,398

Koshinski Asset Management, Inc. SMIZ

$5,135,010

2.99%

138,522

Arete Wealth Advisors, LLC SMIZ

$4,315,096

2.51%

116,404

LPL Financial LLC SMIZ

$3,997,962

2.33%

107,849

Advisory Services Network, LLC SMIZ

$2,892,015

1.68%

78,015

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	56,916	$2,109,876	73.0%	Sole
Held directly	21,099	$782,139	27.0%	Sole

Strategic Blueprint, LLC SMIZ

$2,715,525

1.58%

73,254

M1 Capital Management LLC SMIZ

$2,610,246

1.52%

70,414

Maia Wealth LLC SMIZ

$2,391,608

1.39%

64,516

Balboa Wealth Partners SMIZ

$2,350,052

1.37%

63,395

Navigation Wealth Management, Inc. SMIZ

$2,177,640

1.27%

58,744

Prosperity Financial Group, Inc. SMIZ

$1,899,429

1.11%

51,239

Bauman Advisory Group, LLC SMIZ

$1,773,614

1.03%

47,845

Advyzon Investment Management, LLC SMIZ

$1,694,098

0.99%

45,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Stirlingshire Investments, Inc.	18,490	$685,424	40.5%	Other
Held directly	27,210	$1,008,674	59.5%	Sole

Strive Financial Group ,LLC SMIZ

$1,679,011

0.98%

45,293

Alteri Wealth LLC SMIZ

$1,558,682

0.91%

42,047

EJMK Ventures LLC SMIZ

$1,490,510

0.87%

40,208

Ignite Planners, LLC SMIZ

$1,201,549

0.70%

32,413

Cambridge Investment Research Advisors, Inc. SMIZ

$1,079,552

0.63%

29,122

Paragon Private Wealth Management, LLC SMIZ

$1,009,638

0.59%

27,236

Creative Planning SMIZ

$956,072

0.56%

25,791

Faithward Advisors, LLC SMIZ

$826,104

0.48%

22,285

Axim Planning & Wealth SMIZ

$810,720

0.47%

21,870

Sanctuary Advisors, LLC SMIZ

$804,233

0.47%

21,695

Westside Investment Management, Inc. SMIZ

$775,393

0.45%

20,917

Stirlingshire Investments, Inc. SMIZ

$685,424

0.40%

18,490

JANE STREET GROUP, LLC SMIZ

$649,021

0.38%

17,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,508	$649,021	100.0%	Defined

Simplicity Wealth,LLC SMIZ

$644,276

0.37%

17,380

Integrity Wealth Partners, LLC SMIZ

$555,012

0.32%

14,972

UNIQUE WEALTH, LLC SMIZ

$547,931

0.32%

14,781

Vise Technologies, Inc. SMIZ

$535,883

0.31%

14,456

HARBOUR INVESTMENTS, INC. SMIZ

$485,950

0.28%

13,109

Carter Financial Group, INC. SMIZ

$485,320

0.28%

13,092

Rossby Financial, LCC SMIZ

$382,525

0.22%

10,319

VICTORY FINANCIAL GROUP, LLC SMIZ

$371,886

0.22%

10,032

Revisor Wealth Management LLC SMIZ

$357,391

0.21%

9,641

Summit Financial, LLC SMIZ

$303,121

0.18%

8,177

SUSQUEHANNA INTERNATIONAL GROUP, LLP SMIZ

$261,343

0.15%

7,050

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	7,050	$261,343	100.0%	Other

INVESTMENT ADVISORY SERVICES INC /TX /ADV SMIZ

$256,969

0.15%

6,932

PNC FINANCIAL SERVICES GROUP, INC. SMIZ

$221,901

0.13%

5,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	5,986	$221,901	100.0%	Defined

Empirical Asset Management, LLC SMIZ

$218,824

0.13%

5,903

Beacon Pointe Advisors, LLC SMIZ

$211,002

0.12%

5,692

Latitude Advisors, LLC SMIZ

$208,333

0.12%

5,620

CoreCap Advisors, LLC SMIZ

$199,955

0.12%

5,394

Arax Advisory Partners SMIZ

$140,198

0.08%

3,782

Cornerstone Planning Group LLC SMIZ

$24,873

0.01%

671

WELLS FARGO & COMPANY/MN SMIZ

$22,723

0.01%

613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	613	$22,723	100.0%	Defined

Farther Finance Advisors, LLC SMIZ

$13,196

0.01%

356

OSAIC HOLDINGS, INC. SMIZ

$6,338

0.00%

171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	171	$6,338	100.0%	Defined

IFP Advisors, Inc SMIZ

$3,781

0.00%

102

ASSETMARK, INC SMIZ

$3,669

0.00%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO SMIZ

$2,298

0.00%

Steward Partners Investment Advisory, LLC SMIZ

$1,482

0.00%