Simplicity Wealth,LLC

Registered adviser

CIK

1913243

Location

SUMMIT, NJ

Portfolio Value

Mid $3,219,544,630

Diversification

Diversified

Filing Date

Global Rank

#1,262 / 8,818 ▲ 335 · as of Jun 2026

Top Industry

Semiconductors 12.2%

Period ended 28 days ago

Filed Oct 23, 2026 · 5d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 300572

Roster of Oct 1, 2026

Regulatory AUM

$4,271,040,743

Main clients

Other investment advisers (59% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$4,271,040,743	Other investment advisers (59%)
Apr 2025 to Mar 2026	$3,598,410,848	Other investment advisers (67%)
Apr 2024 to Mar 2025	$3,166,555,578	Other investment advisers (54%)
May 2023 to Mar 2024	$201,035,405	Individuals and high net worth (100%)
Apr 2023	$201,035,405	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$172,714,596	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.4%, 29.2 effective positions, active share 57.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

24.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 8.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 57.4%; sector active share 49.1% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,064 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

12.4%

+0.8 pts

Top 5

34.9%

+1.4 pts

Top 10

46.4%

+3.0 pts

HHI

395

Diversified+53

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	61.9%	$1,994,017,922	506
Technology	11.8%	$380,105,624	98
Financial Services	5.0%	$160,239,630	114
Industrials	4.1%	$130,853,856	78
Healthcare	3.6%	$115,645,876	68
Communication Services	3.6%	$115,290,853	22
Consumer Cyclical	3.2%	$103,154,906	46
Consumer Defensive	2.9%	$94,647,220	36
Energy	2.1%	$66,826,041	30
Real Estate	0.9%	$27,491,023	20
Utilities	0.6%	$18,849,148	23
Basic Materials	0.4%	$12,422,531	23

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOVI	Invesco Equal Weight 0-30 Year Treasury ETF	+415,677	567,348	$14,331,210
CAIE	Calamos Autocallable Income ETF	+359,444	663,092	$17,651,509
IUSB	iShares Core Universal USD Bond ETF	+322,628	722,797	$31,868,119
AVDE	Avantis International Equity ETF	+292,902	1,088,598	$98,093,565
JHMD	John Hancock Multifactor Developed International ETF	+263,585	625,257	$27,730,147
CMCSA	Comcast Corp	+258,841	274,365	$5,970,182
GTO	Invesco Total Return Bond ETF	+242,250	332,141	$14,810,167
IDV	iShares International Select Dividend ETF	+204,060	308,872	$13,031,309
BKLN	Invesco Ltd.	+198,858	416,938	$0
CORO		+191,971	309,867	$11,263,665
ICLO		+156,370	219,365	$5,613,550
JHCR	John Hancock Core Bond ETF	+147,387	351,056	$8,442,896
JHML	John Hancock Multifactor Large Cap ETF	+146,983	342,125	$30,493,601
AGG	iShares Core U.S. Aggregate Bond ETF	+144,293	230,530	$21,794,306
JHEM	John Hancock Multifactor Emerging Markets ETF	+136,566	307,093	$12,173,166
BUFR	FT Vest Laddered Buffer ETF	+135,374	305,885	$11,461,510
ACWX	iShares MSCI ACWI ex U.S. ETF	+116,348	129,470	$9,790,521
GOVT	iShares U.S. Treasury Bond ETF	+115,767	403,485	$8,824,216
ACYN	First Trust Exchange-Traded Fund	+106,394	151,779	$3,166,109
—		+98,385	202,419	$0
BLCR		+97,348	174,830	$8,559,676
FALN	iShares Fallen Angels USD Bond ETF	+97,331	143,316	$3,716,183
JHCB	John Hancock Corporate Bond ETF	+90,975	203,802	$4,080,319
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+89,548	380,411	$26,347,265
QYLD	Global X NASDAQ 100 Covered Call ETF	+88,151	184,852	$3,429,004
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SBND	Columbia Short Duration Bond ETF	−507,422	14,045	$256,883
AVIG	Avantis Core Fixed Income ETF	−204,296	1,079,660	$42,527,807
SCHM	Schwab U.S. Mid-Cap ETF	−152,543	195,504	$6,651,046
—		−126,280	615,181	$0
VZ	Verizon Communications Inc	−91,205	205,134	$9,409,496
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−86,915	11,539	$546,487
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−85,192	216,747	$13,249,744
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−79,591	381,443	$34,238,323
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	−75,029	45,027	$1,067,139
MBB	iShares MBS ETF	−55,516	4,395	$393,879
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−52,835	120,302	$14,806,770
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−51,899	427,875	$21,483,603
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−43,627	29,005	$2,271,381
XLF	State Street Corp	−43,251	114,238	$0
IXUS	iShares Core MSCI Total International Stock ETF	−33,451	5,688	$540,303
HYDB	iShares High Yield Systematic Bond ETF	−32,330	38,663	$1,738,288
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	−31,752	68,613	$1,450,478
BALI		−31,288	36,176	$1,246,624
AXP	American Express Co	−31,096	6,366	$1,935,900
BITO	ProShares Bitcoin ETF	−30,605	12,913	$144,625
—		−25,935	1,797	$0
PJAN		−23,027	25,816	$1,309,387
PAPR		−22,615	29,667	$1,281,021
CLOA		−21,721	16,160	$838,413
AVRE	Avantis Real Estate ETF	−20,372	96,377	$4,274,319
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AVGB	Avantis Credit ETF	506,481	$25,131,587
SDSI	American Century Short Duration Strategic Income ETF	194,775	$9,843,928
LOEV	Harding Loevner International Developed Markets Select Equity ETF	467,946	$7,421,623
NFLT	Virtus Newfleet Multi-Sector Bond ETF	331,193	$7,309,429
SHV	iShares 0-1 Year Treasury Bond ETF	58,577	$6,462,214
SDVD	FT Vest SMID Rising Dividend Achievers Target Income ETF	148,397	$3,199,439
AFIF	Two Roads Shared Trust	243,652	$2,258,654
CAIQ		70,837	$1,855,221
GTEK	Goldman Sachs Future Tech Leaders Equity ETF	29,108	$1,708,357
MBBA		29,044	$1,362,454
ARCC	Ares Capital Corp	60,047	$1,146,897
RYLD	Global X Russell 2000 Covered Call ETF	63,823	$987,341
SHOC	Strive U.S. Semiconductor ETF	8,116	$908,431
DIVO	Amplify CWP Enhanced Dividend Income ETF	18,738	$871,129
FHLC	Fidelity MSCI Health Care Index ETF	10,283	$840,121
ACVF	American Conservative Values ETF	14,390	$783,103
VPU	VANGUARD UTILITIES INDEX FUND	3,886	$664,506
FSK	FS KKR Capital Corp	59,208	$650,695
BXSL	Blackstone Secured Lending Fund	26,974	$646,836
IGLD	FT Vest Gold Strategy Target Income ETF	30,387	$617,463
PDI	PIMCO Dynamic Income Fund	40,290	$565,268
FNCL	Fidelity MSCI Financials Index ETF	7,453	$564,341
BMNR	Bitmine Immersion Technologies, Inc.	20,256	$535,366
RELY	Remitly Global, Inc.	19,528	$416,727
OKTA	Okta, Inc.	1,908	$398,981
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
UITB	VictoryShares Core Intermediate Bond ETF	155,031	$7,261,341
ACTS	FIS Trust	90,672	$2,635,835
IMTM	iShares MSCI Intl Momentum Factor ETF	20,102	$1,072,039
TWOD	Two Harbors Investment Corp.	42,791	$1,067,635
—		7,864	$781,524
WSC	WillScot Holdings Corp	22,980	$663,202
MISL	First Trust Indxx Aerospace & Defense ETF	13,366	$611,761
SPHD	Invesco Ltd.	11,042	$561,375
SNTH	Mrp Synthequity ETF	18,440	$548,221
AMSF	Amerisafe Inc	14,788	$500,278
AFMC	First Trust Active Factor Mid Cap ETF	12,205	$500,160
JPIE	JPMorgan Income ETF	8,546	$393,543
EXP	Eagle Materials Inc	1,739	$391,275
PLNT	Planet Fitness, Inc.	7,497	$391,118
TMAR	FT Vest Emerging Markets Buffer ETF - March	14,726	$383,465
BFRZ		14,126	$381,825
UPST	Upstart Holdings, Inc.	10,745	$380,695
ZWS	Zurn Elkay Water Solutions Corp	7,289	$368,313
TDY	Teledyne Technologies Inc	552	$368,128
THO	Thor Industries Inc	4,895	$367,908
ULS	UL Solutions Inc.	3,560	$362,621
OEF	iShares S&P 100 ETF	967	$353,796
CGBL	Capital Group Core Balanced ETF	9,305	$353,217
NDSN	Nordson Corp	1,170	$352,977
SMPL	Simply Good Foods Co	25,499	$338,626
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,064 tracked positions · $3,219,544,630 total · filing declares 1,074 positions · $3,430,698,605 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,064 positions by value · page 1 of 22

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AVDE	Avantis International Equity ETF	Added	1,088,598	+292,902	$98,093,565	+38.2%	3.05%
AVUS	Avantis U.S. Equity ETF	Added	727,970	+25,729	$93,245,677	+3.7%	2.90%
IVV	iShares Core S&P 500 ETF	Added	116,689	+43,372	$89,366,270	+62.8%	2.78%
VOO	VANGUARD 500 INDEX FUND	Added	107,475	+4,676	$75,324,928	+6.7%	2.34%
AAPL	Apple Inc. Technology	Added	216,914	+19,741	$72,236,700	+26.6%	2.24%
NVDA	Nvidia Corp Technology	Added	313,837	+36,928	$71,674,094	+29.4%	2.23%
MSFT	Microsoft Corp Technology	Added	93,276	+7,515	$47,841,260	+49.5%	1.49%
AVIG	Avantis Core Fixed Income ETF	Reduced	1,079,660	-204,296	$42,527,807	−20.0%	1.32%
GOOGL	Alphabet Inc. Communication Services	Added	113,542	+4,585	$39,067,531	+0.3%	1.21%
AVEM	Avantis Emerging Markets Equity ETF	Added	390,614	+32,313	$36,725,528	+6.2%	1.14%
AVLC	Avantis U.S. Large Cap Equity ETF	Added	396,158	+15,792	$35,761,182	+4.5%	1.11%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	381,443	-79,591	$34,238,323	−15.5%	1.06%
IUSB	iShares Core Universal USD Bond ETF	Added	722,797	+322,628	$31,868,119	+72.6%	0.99%
AMZN	Amazon Com Inc Consumer Cyclical	Added	127,215	+15,723	$31,695,617	+19.3%	0.98%
JHML	John Hancock Multifactor Large Cap ETF	Added	342,125	+146,983	$30,493,601	+75.2%	0.95%
AVGO	Broadcom Inc. Technology	Added	81,918	+9,523	$28,768,782	+5.2%	0.89%
JHMD	John Hancock Multifactor Developed International ETF	Added	625,257	+263,585	$27,730,147	+72.6%	0.86%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	380,411	+89,548	$26,347,265	+33.2%	0.82%
AVGB	Avantis Credit ETF	NEW	506,481	NEW	$25,131,587	NEW	0.78%
CAT	Caterpillar Inc Industrials	Added	30,636	+2,997	$24,839,362	−15.6%	0.77%
COST	Costco Wholesale Corp Consumer Defensive	Added	26,224	+1,775	$23,872,756	+4.4%	0.74%
SCNM		Added	1,006,150	+32,414	$23,668,672	−3.4%	0.74%
TLT	iShares 20+ Year Treasury Bond ETF	Added	292,598	+5,445	$22,758,272	−8.3%	0.71%
ABBV	AbbVie Inc. Healthcare	Added	86,139	+4,457	$22,533,101	+9.6%	0.70%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	501,848	+14,151	$22,307,143	+3.1%	0.69%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	230,530	+144,293	$21,794,306	+155.3%	0.68%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	427,875	-51,899	$21,483,603	−11.1%	0.67%
WMT	Walmart Inc. Consumer Defensive	Added	204,504	+20,385	$21,252,055	+1.9%	0.66%
META	Meta Platforms, Inc. Communication Services	Added	28,261	+2,707	$20,494,311	+42.4%	0.64%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	569,723	+71,380	$20,470,147	+21.4%	0.64%
QQQ	Invesco Qqq Trust, Series 1	Added	27,474	+2,794	$20,324,440	+11.8%	0.63%
TSLA	Tesla, Inc. Consumer Cyclical	Added	56,101	+5,045	$19,905,195	−7.3%	0.62%
AMD	Advanced Micro Devices Inc Technology	Added	32,515	+5,778	$19,891,376	+28.1%	0.62%
V	Visa Inc. Financial Services	Added	54,733	+29,797	$19,667,208	+129.9%	0.61%
IVW	iShares S&P 500 Growth ETF	Added	133,979	+45,102	$19,059,852	+55.9%	0.59%
RTX	RTX Corp Industrials	Added	102,629	+9,530	$19,053,073	+7.9%	0.59%
JPM	Jpmorgan Chase & Co Financial Services	Added	56,338	+7,157	$18,638,300	+15.8%	0.58%
CVX	Chevron Corp Energy	Added	91,125	+8,903	$18,608,636	+36.5%	0.58%
GOOG	Alphabet Inc. Communication Services	Added	54,191	+6,358	$18,465,041	+9.3%	0.57%
CAIE	Calamos Autocallable Income ETF	Added	663,092	+359,444	$17,651,509	+113.6%	0.55%
AVUV	Avantis U.S. Small Cap Value ETF	Added	149,088	+6,977	$17,558,093	−1.0%	0.55%
SPY	Spdr S&P 500 ETF Trust	Added	22,216	+2,158	$16,942,588	+13.1%	0.53%
XOM	ExxonMobil Holdings Corp Energy	Added	99,930	+9,251	$16,263,607	+31.2%	0.51%
SCEC	STERLING CAPITAL ENHANCED CORE BOND ETF	Added	677,115	+38,036	$16,081,481	+0.5%	0.50%
DFSU	Dimensional US Sustainability Core 1 ETF	Added	338,189	+18,477	$15,952,375	+7.0%	0.50%
AVSC	Avantis U.S. Small Cap Equity ETF	Added	227,703	+3,409	$15,743,385	−4.3%	0.49%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	101,420	+15,298	$15,740,384	+15.7%	0.49%
GS	Goldman Sachs Group Inc Financial Services	Added	17,221	+1,170	$15,505,099	−4.5%	0.48%
DFSB	Dimensional Global Sustainability Fixed Income ETF	Added	301,678	+11,570	$14,948,144	−1.1%	0.46%
GTO	Invesco Total Return Bond ETF	Added	332,141	+242,250	$14,810,167	+251.5%	0.46%

Showing the top 50 of 1,064 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.