GRID · First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund · Holdings ETF

$170.00 +2.09 (+1.24%)

Volume · Oct 20 721.31K Avg daily vol (3M) 577.44K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 135

Total Value: $465,742,205

Total Shares: 2,629,678

Showing 1–100 of 135 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 135 13F filers · Δ vs Jun 30, 2026

Top Holder

9.8%

−1.6 pts

Top 5

36.9%

−1.2 pts

Top 10

50.7%

−1.8 pts

HHI

400

Broadly held+19

Who Holds GRID

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 631 filers, like-for-like change +29.3%; actively managed books +30.2%; index-like books +23.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	25.6%	427	+17.6%	93	19
Adviser	3.9%	4	+34.4%	1	1
Bank	22.0%	16	+23.0%	1	2
Insurer	0.3%	1	-60.1%	0	0
Broker-dealer	8.1%	1	+25.3%	0	0
Non-US	1.3%	3	+38.0%	0	0
Holding company	13.4%	8	+23.1%	1	0
Exempt adviser	0.0%	0	-100.0%	0	2
Unknown	25.5%	171	+61.0%	25	10

Style	Share	Filers	Change	New	Exited
Index-like	12.9%	7	+23.5%	2	2
Systematic-like	0.0%	1	-97.5%	0	4
Concentrated	12.5%	195	+60.9%	48	13
Diversified active	74.6%	428	+26.7%	71	15
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	74.8%	399	+23.8%	62	20
Medium turnover	22.3%	150	+59.2%	36	4
High turnover	1.2%	15	-26.2%	6	7
Unknown	1.8%	67	+31.2%	17	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.2%	67	+2.1%	20	5
Medium horizon	10.0%	181	+24.5%	36	7
Long horizon	85.9%	362	+31.2%	59	18
Unknown	2.0%	21	+9.5%	6	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.4%	329	+16.2%	75	18
$1B to $10B	10.9%	194	+8.7%	28	4
$10B to $100B	20.7%	75	+72.8%	13	8
$100B or more	56.0%	33	+25.3%	5	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	22.1%	387	+19.4%	83	16
Pooled investment vehicles	0.4%	4	-59.0%	1	2
Registered funds and BDCs	0.8%	5	+59.5%	3	0
Pension and profit sharing plans	0.5%	3	+16.3%	1	0
Insurance companies	0.0%	1	+7.2%	0	0
Charitable organizations	0.0%	2	+291.0%	1	0
Governments and sovereign funds	0.1%	1	-15.1%	0	0
Corporations	0.1%	4	+711.0%	1	0
Other investment advisers	1.2%	11	+17.2%	1	0
Other	0.1%	2	+12.9%	1	0
Diversified	0.2%	6	+46.2%	1	1
Unknown	74.4%	205	+33.9%	28	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.4%	15	-20.7%	5	5
Private equity funds	0.5%	13	+35.2%	1	0
Venture capital funds	0.0%	2	+1.7%	0	0
Real estate funds	0.5%	11	+47.0%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	2.4%	15	+35.4%	4	0
Mixed private funds	0.3%	6	+24.0%	1	0
Private funds, type not stated	0.3%	2	-40.8%	0	0
No private funds	20.1%	362	+20.3%	81	15
Unknown	74.4%	204	+33.9%	28	13

Location	Share	Filers	Change	New	Exited
United States	81.9%	589	+24.2%	114	29
Outside the US	18.1%	42	+58.9%	7	5

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 9 holders with no observed 2026-06-30 13F.

Conviction and Crowding

631 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

5.86% of filers hold it in their top 10

Mar 31, 2026: 32

Holders above 5%

median weight 0.073%

Mar 31, 2026: 6

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

52.5%

of 13F shares, Herfindahl 0.038

Active holders

+30.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 17.3 quarters

Under 1 year 13.9% 1 to 3 years 23.0% 3 years or more 63.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$156.93

estimated per share

Mar 31, 2026: $142.61

Quarter-end price

$191.36

implied by 13F values

Estimated gain or loss

+21.9%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 51.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of GRID by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	109,114	2
Active funds	0	0
Unclassified	0	0
All registered funds	109,114	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -499

Institutional value: -92.7%

Shares held: -92.1%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Concurrent Investment Advisors, LLC	+12,626	57,318
Mid Avior Wealth Management, LLC	+11,797	34,473
Small Crumly & Associates Inc.	+11,739	69,834
Small Richard P Slaughter Associates Inc	+11,734	59,337
Small VVR Holdings LLC	+10,857	31,045

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid ARMSTRONG ADVISORY GROUP, INC	−93,183	960
Small BFI Infinity Ltd.	−74,255	2,331
Micro Waycross Investment Management Co	−28,526	10,929
Small HBW ADVISORY SERVICES LLC	−19,594	18,218
Mid TRAPHAGEN INVESTMENT ADVISORS LLC	−19,116	251,434

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Ayalon Insurance Comp Ltd.	161,110	$28,534,192
Small AVAII WEALTH MANAGEMENT, LLC	46,989	$8,322,221
Small Capital Wealth Alliance, LLC	15,288	$2,707,657
Small HERBST GROUP, LLC	5,855	$1,036,979
Small SHEETS SMITH WEALTH MANAGEMENT	3,599	$637,418

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small FOURPATH CAPITAL MANAGEMENT, LLC	45,979	$8,816,473
Small FIG FINANCIAL ADVISORY SERVICES INC /ADV	7,863	$1,507,730
Micro Scarborough Advisors, LLC	7,125	$1,366,218
Small Mezzasalma Advisors, LLC	4,711	$903,334
Small Tempus Wealth Planning, LLC	1,486	$284,940

Filter: New 11 Increased 70 Reduced 34 Sold out 12 Unchanged 19

Holder type: Registered adviser 97 Unknown 38

Showing 100 of 135

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Atria Investments, Inc GRID

$45,576,601

9.79%

257,335

TRAPHAGEN INVESTMENT ADVISORS LLC GRID

$44,531,475

9.56%

251,434

Arlington Financial Advisors, LLC GRID

$38,239,111

8.21%

215,906

Ayalon Insurance Comp Ltd. GRID

$28,534,192

6.13%

161,110

McKinley Carter Wealth Services, Inc. GRID

$14,944,718

3.21%

84,381

Prime Capital Investment Advisors, LLC GRID

$14,307,122

3.07%

80,781

WESPAC Advisors SoCal, LLC GRID

$13,298,481

2.86%

75,086

SEARCY FINANCIAL SERVICES INC /ADV GRID

$12,371,310

2.66%

69,851

Crumly & Associates Inc. GRID

$12,368,299

2.66%

69,834

Hobart Private Capital, LLC GRID

$11,816,070

2.54%

66,716

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AE Wealth Management LLC	195	$34,536	0.3%	Defined
Held directly	66,521	$11,781,534	99.7%	Sole

First Heartland Consultants, Inc. GRID

$11,473,717

2.46%

64,783

Richard P Slaughter Associates Inc GRID

$10,509,176

2.26%

59,337

Concurrent Investment Advisors, LLC GRID

$10,151,590

2.18%

57,318

THRYVE WEALTH MANAGEMENT LLC GRID

$9,985,638

2.14%

56,381

Fiduciary Alliance LLC GRID

$9,783,202

2.10%

55,238

Hutchens & Kramer Investment Management Group, LLC GRID

$8,554,944

1.84%

48,303

AVAII WEALTH MANAGEMENT, LLC GRID

$8,322,221

1.79%

46,989

HMS Capital Management, LLC GRID

$7,894,501

1.70%

44,574

WealthBridge Capital Management, LLC GRID

$7,284,002

1.56%

41,127

INDEPENDENT FINANCIAL GROUP, LLC GRID

$6,271,110

1.35%

35,408

MANCHESTER FINANCIAL INC GRID

$6,231,438

1.34%

35,184

Avior Wealth Management, LLC GRID

$6,105,513

1.31%

34,473

ABLE Financial Group, LLC GRID

$5,807,614

1.25%

32,791

Redhawk Wealth Advisors, Inc. GRID

$5,779,630

1.24%

32,633

SOUTHERN CAPITAL SERVICES INC /ADV GRID

$5,696,388

1.22%

32,163

VVR Holdings LLC GRID

$5,498,379

1.18%

31,045

TCFG Investment Advisors, LLC GRID

$5,258,218

1.13%

29,689

Ferguson Shapiro LLC GRID

$5,256,624

1.13%

29,680

Eagle Strategies LLC GRID

$5,213,941

1.12%

29,439

SBE LLC DBA CEDAR COVE WEALTH PARTNERS GRID

$5,163,819

1.11%

29,156

WILLIAM JOHN SEMPOLINSKI GRID

$3,588,248

0.77%

20,260

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC GRID

$3,288,754

0.71%

18,569

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	26	$4,604	0.1%	Defined
Held directly	18,543	$3,284,150	99.9%	Sole

Signal Advisors Wealth, LLC GRID

$3,287,870

0.71%

18,564

HBW ADVISORY SERVICES LLC GRID

$3,226,589

0.69%

18,218

Triumph Capital Management GRID

$3,115,719

0.67%

17,592

RFG - Bristol Wealth Advisors, LLC GRID

$2,941,265

0.63%

16,607

Capital Wealth Alliance, LLC GRID

$2,707,657

0.58%

15,288

Sage Capital Management, LLC GRID

$2,571,460

0.55%

14,519

IFP Advisors, Inc GRID

$2,357,688

0.51%

13,312

Cambridge Advisors Inc. GRID

$1,966,275

0.42%

11,102

James T. Borello RIA GRID

$1,955,117

0.42%

11,039

Waycross Investment Management Co GRID

$1,935,635

0.42%

10,929

Stegent Equity Advisors, Inc. GRID

$1,874,532

0.40%

10,584

Cottage Street Advisors LLC GRID

$1,868,687

0.40%

10,551

Quantum Private Wealth, LLC GRID

$1,804,928

0.39%

10,191

BOS Asset Management, LLC GRID

$1,769,151

0.38%

9,989

Acropolis Investment Management, LLC GRID

$1,454,781

0.31%

8,214

HERITAGE OAK WEALTH ADVISORS LLC GRID

$1,439,018

0.31%

8,125

TITLEIST ASSET MANAGEMENT, LLC GRID

$1,400,762

0.30%

7,909

FLAGSTAR ADVISORS INC GRID

$1,208,421

0.26%

6,823

Focus Financial Network, Inc. GRID

$1,203,639

0.26%

6,796

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC GRID

$1,188,053

0.26%

6,708

Farther Finance Advisors, LLC GRID

$1,185,043

0.25%

6,691

Smith Asset Management Co., LLC GRID

$1,149,443

0.25%

6,490

HERBST GROUP, LLC GRID

$1,036,979

0.22%

5,855

Cornerstone Planning Group LLC GRID

$1,034,676

0.22%

5,842

First Growth Capital LLC GRID

$1,019,622

0.22%

5,757

CoreCap Advisors, LLC GRID

$974,105

0.21%

5,500

UNIQUE WEALTH, LLC GRID

$973,927

0.21%

5,499

OAK FAMILY ADVISORS, LLC GRID

$953,206

0.20%

5,382

Vontobel Holding Ltd. GRID

$946,652

0.20%

5,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	5,345	$946,652	100.0%	Defined

EQUITABLE TRUST CO GRID

$874,746

0.19%

4,939

Quad-Cities Investment Group, LLC GRID

$854,378

0.18%

4,824

DAVENPORT & Co LLC GRID

$814,883

0.17%

4,601

Dynamic Advisor Solutions LLC GRID

$810,455

0.17%

4,576

Sowell Financial Services LLC GRID

$791,150

0.17%

4,467

KFG WEALTH MANAGEMENT, LLC GRID

$776,450

0.17%

4,384

GK Wealth Management LLC GRID

$743,153

0.16%

4,196

Balboa Wealth Partners GRID

$736,954

0.16%

4,161

Purus Wealth Management, LLC GRID

$705,960

0.15%

3,986

Onyx Bridge Wealth Group LLC GRID

$690,551

0.15%

3,899

Ignite Planners, LLC GRID

$683,644

0.15%

3,860

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	203	$35,953	5.3%	Defined
Held directly	3,657	$647,691	94.7%	Sole

Columbus Macro, LLC GRID

$670,892

0.14%

3,788

Capital Square, LLC GRID

$654,775

0.14%

3,697

Revisor Wealth Management LLC GRID

$644,503

0.14%

3,639

SHEETS SMITH WEALTH MANAGEMENT GRID

$637,418

0.14%

3,599

SALEM INVESTMENT COUNSELORS INC GRID

$595,975

0.13%

3,365

Beacon Financial Advisory LLC GRID

$557,188

0.12%

3,146

Seven Hills Financial, LLC GRID

$554,885

0.12%

3,133

TrueWealth Advisors, LLC GRID

$551,697

0.12%

3,115

SACKS & ASSOCIATES, LLC GRID

$515,035

0.11%

2,908

SILVIA MCCOLL WEALTH MANAGEMENT, LLC GRID

$509,191

0.11%

2,875

Annex Advisory Services, LLC GRID

$504,232

0.11%

2,847

Capital Investment Counsel, LLC GRID

$499,804

0.11%

2,822

WealthPlan Investment Management, LLC GRID

$498,387

0.11%

2,814

PRIVATE TRUST CO NA GRID

$495,022

0.11%

2,795

Foguth Wealth Management, LLC. GRID

$476,957

0.10%

2,693

Financial Partners Group, Inc GRID

$422,761

0.09%

2,387

CASCADE INVESTMENT GROUP, INC. GRID

$413,906

0.09%

2,337

BFI Infinity Ltd. GRID

$412,843

0.09%

2,331

Factor Wealth Management LTD GRID

$377,421

0.08%

2,131

Greater Midwest Financial Group, LLC GRID

$376,004

0.08%

2,123

BAKER TILLY WEALTH MANAGEMENT, LLC GRID

$375,296

0.08%

2,119

Great Diamond Partners, LLC GRID

$372,993

0.08%

2,106

Avidian Wealth Enterprises, LLC GRID

$354,928

0.08%

2,004

Baron Financial Group, LLC GRID

$341,645

0.07%

1,929

NWF Advisory Services Inc. GRID

$302,326

0.06%

1,707

MISSION WEALTH MANAGEMENT, LP GRID

$300,555

0.06%

1,697

DAGCO, INC. GRID

$295,773

0.06%

1,670

ADAMSBROWN WEALTH CONSULTANTS LLC GRID

$293,648

0.06%

1,658

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