360 Financial, Inc.

Registered adviser

CIK

1802324

Location

WAYZATA, MN

Portfolio Value

Small $392,086,483

Diversification

Moderately concentrated

Filing Date

Global Rank

#4,322 / 8,811 ▲ 456

Top Industry

Asset Management 55.6%

Period ended 4 months ago

Filed Aug 11, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 168600

Roster of Oct 1, 2026

Regulatory AUM

$700,535,009

Main clients

Individuals and high net worth (88% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$700,535,009	Individuals and high net worth (88%)
Apr 2025 to Mar 2026	$567,566,550	Individuals and high net worth (89%)
Apr 2024 to Mar 2025	$475,415,237	Individuals and high net worth (90%)
May 2023 to Mar 2024	$420,597,493	Individuals and high net worth (94%)
Apr 2023	$420,597,493	Individuals and high net worth (94%)
Apr 2022 to Mar 2023	$420,716,920	Individuals and high net worth (92%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 88.6% of the book (60%+)

Turnover

Medium turnover

47.9% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 16.8 quarters (12+), a floor since 43.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 88.0%; sector active share 70.1% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

85 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

26.2%

−6.3 pts

Top 5

75.2%

+7.8 pts

Top 10

88.6%

+3.4 pts

HHI

1,594

Moderately concentrated+115

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	79.3%	$310,737,474	40
Financial Services	11.9%	$46,682,141	3
Technology	4.1%	$16,160,313	12
Industrials	1.7%	$6,594,511	11
Consumer Defensive	1.0%	$4,063,451	4
Healthcare	0.8%	$3,259,797	7
Communication Services	0.6%	$2,478,436	3
Consumer Cyclical	0.2%	$964,800	1
Energy	0.2%	$942,241	3
Utilities	0.1%	$203,319	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

22 positions

Ticker	Company	Δ Shares	Shares	Value
OPK	Opko Health, Inc.	+53,000	150,300	$225,450
SOXX	iShares Semiconductor ETF	+32,200	44,450	$28,481,782
VIG	Vanguard Specialized Funds	+26,468	423,147	$100,125,043
VUG	VANGUARD GROWTH INDEX FUND	+14,947	18,174	$1,565,508
XSVM	Victory Portfolios II	+7,245	331,398	$23,061,986
QQQM	Invesco Ltd.	+4,960	148,542	$45,003,769
IWF	iShares Russell 1000 Growth ETF	+4,616	6,212	$771,344
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+4,184	4,851	$579,791
ITA	iShares U.S. Aerospace & Defense ETF	+2,146	68,015	$16,488,196
QUAL	iShares MSCI USA Quality Factor ETF	+1,783	111,598	$24,487,949
FTSM	First Trust Enhanced Short Maturity ETF	+223	32,890	$1,964,519
DE	Deere & Co	+101	547	$346,978
BWXT	BWX Technologies, Inc.	+100	1,203	$234,163
GOOGL	Alphabet Inc.	+100	1,251	$447,069
KO	Coca Cola Co	+40	8,524	$692,745
CSCO	Cisco Systems, Inc.	+12	12,090	$1,420,091
JNJ	Johnson & Johnson	+12	3,667	$931,307
AMGN	Amgen Inc	+11	2,037	$737,638
MRK	Merck & Co., Inc.	+8	4,833	$621,040
COST	Costco Wholesale Corp /New	+2	2,714	$2,538,865
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+1	1,777	$338,554
ADP	Automatic Data Processing Inc	+1	4,199	$940,366
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SMR	NUSCALE POWER Corp	−3,700	16,078	$161,262
ICVT	iShares Convertible Bond ETF	−2,495	79,336	$9,658,364
IJH	iShares Core S&P Mid-Cap ETF	−1,934	51,283	$3,954,432
FAST	Fastenal Co	−1,822	32,952	$1,582,684
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−1,700	12,347	$1,085,054
PSC	Principal U.S. Small-Cap ETF	−1,686	51,185	$3,589,296
PAVE	Global X U.S. Infrastructure Development ETF	−1,218	374,735	$22,079,386
IWO	iShares Russell 2000 Growth ETF	−1,005	24,154	$9,515,709
QQQ	Invesco Qqq Trust, Series 1	−1,003	25,190	$18,549,916
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	−886	27,149	$8,315,738
EMLP	First Trust North American Energy Infrastructure Fund	−582	26,987	$1,173,934
AAPL	Apple Inc.	−513	12,219	$3,535,689
NVDA	Nvidia Corp	−503	24,975	$4,997,247
PG	PROCTER & GAMBLE Co	−458	2,332	$341,964
IGV	iShares Expanded Tech-Software Sector ETF	−450	2,815	$255,039
TQQQ	ProShares UltraPro QQQ	−410	5,152	$417,312
PEP	Pepsico Inc	−409	3,618	$489,877
MOAT	VanEck Morningstar Wide Moat ETF	−361	3,543	$368,330
JHMM	John Hancock Multifactor Mid Cap ETF	−316	2,908	$217,983
RSP	Victory Portfolios II	−308	7,552	$1,606,839
MSFT	Microsoft Corp	−282	5,037	$1,878,901
BRK-B	Berkshire Hathaway Inc	−281	2,940	$1,471,146
MTUM	iShares MSCI USA Momentum Factor ETF	−280	23,385	$8,017,079
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−111	13,215	$2,088,366
PWR	Quanta Services, Inc.	−99	2,202	$1,585,528
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	80,992	$15,530,216
CRWD	CrowdStrike Holdings, Inc.	387	$295,335
AVUV	Avantis U.S. Small Cap Value ETF	2,147	$267,859
FV	First Trust Dorsey Wright Focus 5 ETF	3,167	$240,311
LEU	Centrus Energy Corp	1,300	$218,231
HONA	Honeywell Aerospace Inc.	942	$208,257
MMM	3M Co	1,285	$208,054
RWL	Invesco Ltd.	1,622	$207,226
AVR	Anteris Technologies Global Corp.	12,123	$119,411
AI	C3.ai, Inc.	10,000	$90,900
JOBY	Joby Aviation, Inc.	10,000	$89,200
TECL	Direxion Daily Technology Bull 3X Shares	1,987	$0
SOXL	Direxion Daily Semiconductor Bull 3X Shares	3,397	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
NLR	VanEck Uranium and Nuclear ETF	123,083	$16,393,424
FBT	First Trust NYSE Arca Biotechnology Index Fund	78,213	$15,706,734
V	Visa Inc.	3,763	$1,137,329
HON	Honeywell International Inc	1,890	$427,196
HBAN	Huntington Bancshares Inc /Md/	16,924	$264,860
BSX	Boston Scientific Corp	3,824	$239,956
DIA	Spdr Dow Jones Industrial Average ETF Trust	487	$225,573
IWD	iShares Russell 1000 Value ETF	943	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

85 tracked positions · $392,086,483 total · filing declares 85 positions · $393,701,560 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 85 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VIG	Vanguard Specialized Funds	Added	423,147	+26,468	$100,125,043	+17.4%	26+	before history	25.54%
QQQM	Invesco Ltd. Financial Services	Added	148,542	+4,960	$45,003,769	+31.9%	11	$180.47	11.48%
SOXX	iShares Semiconductor ETF	Added	44,450	+32,200	$28,481,782	—	26+	before history	7.26%
QUAL	iShares MSCI USA Quality Factor ETF	Added	111,598	+1,783	$24,487,949	—	10	unpriced	6.25%
XSVM	Victory Portfolios II	Added	331,398	+7,245	$23,061,986	+18.1%	16	$49.28	5.88%
PAVE	Global X U.S. Infrastructure Development ETF	Reduced	374,735	-1,218	$22,079,386	+15.6%	19	unpriced	5.63%
QQQ	Invesco Qqq Trust, Series 1	Reduced	25,190	-1,003	$18,549,916	+22.7%	3	$613.63	4.73%
ITA	iShares U.S. Aerospace & Defense ETF	Added	68,015	+2,146	$16,488,196	—	2	unpriced	4.21%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	NEW	80,992	NEW	$15,530,216	NEW	1	$187.82	3.96%
ICVT	iShares Convertible Bond ETF	Reduced	79,336	-2,495	$9,658,364	—	3	unpriced	2.46%
IWO	iShares Russell 2000 Growth ETF	Reduced	24,154	-1,005	$9,515,709	—	11	unpriced	2.43%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	27,149	-886	$8,315,738	+15.3%	26+	before history	2.12%
MTUM	iShares MSCI USA Momentum Factor ETF	Reduced	23,385	-280	$8,017,079	—	26+	before history	2.04%
NVDA	Nvidia Corp Technology	Reduced	24,975	-503	$4,997,247	+12.5%	25	unpriced	1.27%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	51,283	-1,934	$3,954,432	—	26+	before history	1.01%
PSC	Principal U.S. Small-Cap ETF	Reduced	51,185	-1,686	$3,589,296	+18.4%	3	$57.17	0.92%
AAPL	Apple Inc. Technology	Reduced	12,219	-513	$3,535,689	+9.4%	26+	before history	0.90%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	2,714	+2	$2,538,865	−6.0%	26+	before history	0.65%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,304	-5	$2,467,328	+14.7%	11	$449.77	0.63%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	13,215	-111	$2,088,366	+5.8%	26+	before history	0.53%
FTSM	First Trust Enhanced Short Maturity ETF	Added	32,890	+223	$1,964,519	+0.6%	16	$59.64	0.50%
MSFT	Microsoft Corp Technology	Reduced	5,037	-282	$1,878,901	−4.6%	26+	before history	0.48%
RSP	Victory Portfolios II	Reduced	7,552	-308	$1,606,839	+6.5%	11	$151.20	0.41%
PWR	Quanta Services, Inc. Industrials	Reduced	2,202	-99	$1,585,528	+25.5%	3	$439.39	0.40%
FAST	Fastenal Co Industrials	Reduced	32,952	-1,822	$1,582,684	−1.9%	26+	before history	0.40%
VUG	VANGUARD GROWTH INDEX FUND	Added	18,174	+14,947	$1,565,508	+566.4%	26+	before history	0.40%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,940	-281	$1,471,146	−4.7%	2	$490.90	0.38%
CSCO	Cisco Systems, Inc. Technology	Added	12,090	+12	$1,420,091	+51.5%	26+	before history	0.36%
GOOG	Alphabet Inc. Communication Services	Reduced	3,817	-21	$1,348,660	+22.5%	11	$157.36	0.34%
EMLP	First Trust North American Energy Infrastructure Fund	Reduced	26,987	-582	$1,173,934	−2.5%	6	$38.38	0.30%
CAT	Caterpillar Inc Industrials	Held	1,095	0	$1,166,065	+50.3%	8	$356.52	0.30%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	12,347	-1,700	$1,085,054	+0.9%	11	$58.17	0.28%
POWW	Outdoor Holding Co Industrials	Held	444,000	0	$1,012,320	+13.4%	22	$5.68	0.26%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	4,048	-50	$964,800	+13.0%	26+	before history	0.25%
ADP	Automatic Data Processing Inc Technology	Added	4,199	+1	$940,366	+10.2%	26+	before history	0.24%
QQEW	First Trust Nasdaq-100 Select Equal Weight ETF	Held	5,849	0	$933,500	+25.7%	26+	before history	0.24%
JNJ	Johnson & Johnson Healthcare	Added	3,667	+12	$931,307	+4.2%	26+	before history	0.24%
AMD	Advanced Micro Devices Inc Technology	Held	1,590	0	$923,646	+185.6%	5	$112.58	0.24%
IWF	iShares Russell 1000 Growth ETF	Added	6,212	+4,616	$771,344	—	11	unpriced	0.20%
AMGN	Amgen Inc Healthcare	Added	2,037	+11	$737,638	+3.5%	26+	before history	0.19%
KO	Coca Cola Co Consumer Defensive	Added	8,524	+40	$692,745	+7.4%	26+	before history	0.18%
META	Meta Platforms, Inc. Communication Services	Reduced	1,212	-54	$682,707	−5.7%	14	$288.98	0.17%
MRK	Merck & Co., Inc. Healthcare	Added	4,833	+8	$621,040	+7.0%	26+	before history	0.16%
GDXJ	VanEck Junior Gold Miners ETF	Held	6,290	0	$617,992	−18.2%	10	unpriced	0.16%
ARM	Arm Holdings PLC /Uk Technology	Held	1,669	0	$591,777	+134.4%	2	$121.36	0.15%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	4,851	+4,184	$579,791	+896.7%	26+	before history	0.15%
PLTR	Palantir Technologies Inc. Technology	Reduced	4,619	-8	$538,898	−20.4%	7	$62.50	0.14%
QCOM	Qualcomm Inc/De Technology	Held	2,799	0	$517,227	+43.5%	26+	before history	0.13%
DGRO	iShares Core Dividend Growth ETF	Held	6,546	0	$496,121	—	16	unpriced	0.13%
PEP	Pepsico Inc Consumer Defensive	Reduced	3,618	-409	$489,877	−21.7%	19	$155.24	0.12%

Showing the top 50 of 85 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.