SCIO · First Trust Structured Credit Income Opportunities ETF ETF

$20.49 +0.02 (+0.10%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 82

Total Value: $261,972,662

Total Shares: 12,716,825

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 82 13F filers · Δ vs Dec 31, 2025

Top Holder

18.8%

+0.4 pts

Top 5

47.0%

−7.7 pts

Top 10

64.2%

−7.1 pts

HHI

674

Broadly held−198

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +34

Institutional value: +194.0%

Shares held: +196.9%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Small STRATEGIC PLANNING GROUP, LLC	+1,599,800	2,388,645
Mega LPL Financial LLC	+901,152	925,258
Large Kestra Advisory Services, LLC	+544,687	568,187
Small Capital Investment Counsel, LLC	+343,046	455,240
Large COMMONWEALTH EQUITY SERVICES, LLC	+311,495	365,073

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Small Philip James Wealth Mangement, LLC	−48,881	97,046
Mid CreativeOne Wealth, LLC	−34,881	9,982
Mid Atria Investments, Inc	−15,961	22,060
Small N.E.W. Advisory Services LLC	−7,614	2,408
Micro WINEBRENNER CAPITAL MANAGEMENT LLC	−1,374	54,404

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega MORGAN STANLEY	1,242,690	$25,649,121
Small First Heartland Consultants, Inc.	513,852	$10,605,905
Mega ROYAL BANK OF CANADA	387,884	$8,005,925
Small Beaumont Financial Advisors, LLC	350,934	$7,243,277
Small Uniting Wealth Partners, LLC	271,911	$5,612,243

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mid INDEPENDENT FINANCIAL GROUP, LLC	33,136	$689,228
Small BridgePort Financial Solutions, LLC	32,756	$681,324
Mega CITADEL ADVISORS LLC	26,466	$550,492

Filter: New 37 Increased 36 Reduced 7 Sold out 3 Unchanged 2

Showing 82 of 82

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STRATEGIC PLANNING GROUP, LLC SCIO

$49,301,632

18.82%

2,388,645

MORGAN STANLEY SCIO

$25,649,121

9.79%

1,242,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,242,690	$25,649,121	100.0%	Defined

LPL Financial LLC SCIO

$19,097,325

7.29%

925,258

Ferguson Shapiro LLC SCIO

$17,293,595

6.60%

837,868

Kestra Advisory Services, LLC SCIO

$11,727,379

4.48%

568,187

First Heartland Consultants, Inc. SCIO

$10,605,905

4.05%

513,852

LEGACY CAPITAL WEALTH MANAGEMENT, LLC SCIO

$9,517,248

3.63%

461,107

Capital Investment Counsel, LLC SCIO

$9,396,153

3.59%

455,240

ROYAL BANK OF CANADA SCIO

$8,005,925

3.06%

387,884

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	387,884	$8,005,925	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC SCIO

$7,535,106

2.88%

365,073

Beaumont Financial Advisors, LLC SCIO

$7,243,277

2.76%

350,934

Delta Investment Management, LLC SCIO

$6,105,002

2.33%

295,785

HARBOUR INVESTMENTS, INC. SCIO

$5,650,757

2.16%

273,777

Uniting Wealth Partners, LLC SCIO

$5,612,243

2.14%

271,911

Brendel Financial Advisors LLC SCIO

$5,403,737

2.06%

261,809

FIRST TRUST ADVISORS LP SCIO

$5,197,915

1.98%

251,837

Snowden Capital Advisors LLC SCIO

$4,402,429

1.68%

213,296

Foundations Investment Advisors, LLC SCIO

$4,161,024

1.59%

201,600

CRUX WEALTH ADVISORS SCIO

$2,873,727

1.10%

139,231

DAYMARK WEALTH PARTNERS, LLC SCIO

$2,605,965

0.99%

126,258

ENVESTNET ASSET MANAGEMENT INC SCIO

$2,594,881

0.99%

125,721

Sanctuary Advisors, LLC SCIO

$2,426,913

0.93%

117,583

Avior Wealth Management, LLC SCIO

$2,029,221

0.77%

98,315

Farther Finance Advisors, LLC SCIO

$2,021,295

0.77%

97,931

Philip James Wealth Mangement, LLC SCIO

$2,003,029

0.76%

97,046

Cetera Investment Advisers SCIO

$1,949,902

0.74%

94,472

Meridian Wealth Management, LLC SCIO

$1,879,684

0.72%

91,070

OSAIC HOLDINGS, INC. SCIO

$1,841,831

0.70%

89,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	10,975	$226,524	12.3%	Defined
Osaic Advisory Services, LLC	78,261	$1,615,307	87.7%	Defined

Arkadios Wealth Advisors SCIO

$1,697,908

0.65%

82,263

Dynamic Advisor Solutions LLC SCIO

$1,640,219

0.63%

79,468

Independent Wealth Network Inc. SCIO

$1,560,672

0.60%

75,614

CHANNEL WEALTH LLC SCIO

$1,472,416

0.56%

71,338

JANE STREET GROUP, LLC SCIO

$1,457,885

0.56%

70,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	70,634	$1,457,885	100.0%	Defined

Wagner Wealth Management, LLC SCIO

$1,390,434

0.53%

67,366

Prosperity Financial Group, Inc. SCIO

$1,386,079

0.53%

67,155

RFG Advisory, LLC SCIO

$1,362,487

0.52%

66,012

HighTower Advisors, LLC SCIO

$1,228,884

0.47%

59,539

Maia Wealth LLC SCIO

$1,162,320

0.44%

56,314

WINEBRENNER CAPITAL MANAGEMENT LLC SCIO

$1,122,898

0.43%

54,404

Brookstone Capital Management SCIO

$1,078,192

0.41%

52,238

Sigma Planning Corp SCIO

$863,680

0.33%

41,845

SUSQUEHANNA INTERNATIONAL GROUP, LLP SCIO

$860,006

0.33%

41,667

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	41,667	$860,006	100.0%	Other

Triton Wealth Management, PLLC SCIO

$819,820

0.31%

39,720

Maridea Wealth Management LLC SCIO

$765,867

0.29%

37,106

WEDBUSH SECURITIES INC SCIO

$747,168

0.29%

36,200

Gladstone Institutional Advisory LLC SCIO

$674,494

0.26%

32,679

Steward Partners Investment Advisory, LLC SCIO

$647,559

0.25%

31,374

FLOW TRADERS U.S. LLC SCIO

$606,052

0.23%

29,363

Independent Advisor Alliance SCIO

$561,573

0.21%

27,208

Janney Montgomery Scott LLC SCIO

$459,343

0.18%

22,255

Atria Investments, Inc SCIO

$455,318

0.17%

22,060

MGO ONE SEVEN LLC SCIO

$330,735

0.13%

16,024

GOLDMAN SACHS GROUP INC SCIO

$316,535

0.12%

15,336

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	15,336	$316,535	100.0%	Defined

BAM Wealth Management, LLC SCIO

$314,800

0.12%

15,252

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GeoWealth Management, LLC	2,857	$58,968	18.7%	Other
Held directly	12,395	$255,832	81.3%	Sole

PARK AVENUE SECURITIES LLC SCIO

$294,078

0.11%

14,248

Centerpoint Advisory Group SCIO

$286,607

0.11%

13,886

OneAscent Wealth Management LLC SCIO

$282,128

0.11%

13,669

Perigon Wealth Management, LLC SCIO

$276,885

0.11%

13,415

Prospera Financial Services Inc SCIO

$264,914

0.10%

12,835

Mariner, LLC SCIO

$256,947

0.10%

12,449

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	12,449	$256,947	100.0%	Other

Embree Financial Group SCIO

$239,733

0.09%

11,615

CreativeOne Wealth, LLC SCIO

$206,028

0.08%

9,982

Medallion Wealth Advisors, LLC SCIO

$203,304

0.08%

9,850

Larson Financial Group LLC SCIO

$124,872

0.05%

6,050

Arax Advisory Partners SCIO

$61,197

0.02%

2,965

N.E.W. Advisory Services LLC SCIO

$49,701

0.02%

2,408

Legacy Wealth Managment, LLC/ID SCIO

$39,339

0.02%

1,906

Torren Management, LLC SCIO

$38,947

0.01%

1,887

IFP Advisors, Inc SCIO

$36,058

0.01%

1,747

PRIVATE TRUST CO NA SCIO

$33,746

0.01%

1,635

AMERIFLEX GROUP, INC. SCIO

$31,599

0.01%

1,531

Raleigh Capital Management Inc. SCIO

$29,597

0.01%

1,434

NewEdge Advisors, LLC SCIO

$25,589

0.01%

25,589

UBS Group AG SCIO

$22,951

0.01%

1,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,112	$22,951	100.0%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO SCIO

$21,630

0.01%

1,048

Triumph Capital Management SCIO

$10,320

0.00%

500

FIFTH THIRD BANCORP SCIO

$9,453

0.00%

458

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	458	$9,453	100.0%	Defined

Western Wealth Management, LLC SCIO

$8,256

0.00%

400

Ascentis Independent Advisors SCIO

$2,064

0.00%

100

AE Wealth Management LLC SCIO

$598

0.00%

Capital Investment Advisory Services, LLC SCIO

$371

0.00%

Smartleaf Asset Management LLC SCIO

$185

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	26,466	$550,492	100.0%	Defined