Capital Investment Counsel, LLC

Registered adviser

CIK

2033609

Location

DENVER, CO

Portfolio Value

Small $657,062,670

Diversification

Diversified

Filing Date

Global Rank

#2,773 / 8,807 ▲ 56 · as of Jun 2026

Top Industry

Drug Manufacturers - General 9.4%

Period ended 20 days ago

Filed Oct 14, 2026 · 6d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 328472

Roster of Oct 1, 2026

Regulatory AUM

$1,351,761,173

Main clients

Individuals and high net worth (93% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,351,761,173	Individuals and high net worth (93%)
Apr 2025 to Mar 2026	$1,178,877,453	Individuals and high net worth (93%)
Mar 2024 to Mar 2025	$548,347,659	Individuals and high net worth (97%)
Nov 2023 to Feb 2024	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.2%, 24.4 effective positions, active share 74.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

22.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 8.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 74.4%; sector active share 43.9% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

155 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

11.5%

−2.5 pts

Top 5

28.5%

−5.5 pts

Top 10

41.5%

−4.7 pts

HHI

314

Diversified−94

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	42.1%	$276,707,897	87
Technology	11.2%	$73,804,729	7
Industrials	7.7%	$50,828,776	10
Financial Services	7.7%	$50,585,714	15
Healthcare	5.5%	$35,865,521	7
Consumer Cyclical	4.9%	$31,898,641	7
Communication Services	4.5%	$29,857,461	4
Consumer Defensive	4.5%	$29,370,605	6
Energy	4.4%	$28,924,534	3
Utilities	3.2%	$20,746,249	4
Real Estate	3.0%	$19,672,744	3
Basic Materials	1.3%	$8,799,799	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCIO	First Trust Structured Credit Income Opportunities ETF	+250,930	908,677	$18,109,932
XFIV	BondBloxx Bloomberg Five Year Target Duration US Treasury ETF	+92,179	548,313	$25,584,284
BSCW		+85,980	877,588	$17,187,560
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	+65,956	1,326,319	$21,406,788
FTSL	First Trust Senior Loan Fund	+16,399	455,620	$20,306,983
BSCV		+15,999	1,351,959	$21,320,393
HYDB	iShares High Yield Systematic Bond ETF	+14,002	458,245	$0
ICLN	iShares Global Clean Energy ETF	+13,890	26,773	$0
URA	Global X Uranium ETF	+6,250	11,678	$0
WTAI	WisdomTree Artificial Intelligence and Innovation Fund	+5,863	12,798	$0
NATO	Themes Transatlantic Defense ETF	+5,809	12,626	$464,460
IQLT	iShares MSCI Intl Quality Factor ETF	+5,805	185,185	$0
SGOL	abrdn Gold ETF Trust	+5,710	11,997	$474,601
UFO	Procure Space ETF	+5,614	10,937	$462,799
DGRO	iShares Core Dividend Growth ETF	+4,416	139,603	$0
—		+3,895	36,375	$0
XTRE	BondBloxx Bloomberg Three Year Target Duration US Treasury ETF	+3,434	15,236	$729,804
GOVT	iShares U.S. Treasury Bond ETF	+3,415	218,708	$0
ROBO	ROBO Global Robotics and Automation Index ETF	+2,978	6,257	$503,438
LLY	ELI LILLY & Co	+2,665	5,600	$6,479,648
TRFK	Pacer Data and Digital Revolution ETF	+2,524	5,585	$563,247
RPG	Victory Portfolios II	+2,175	8,955	$0
—		+1,628	3,523	$0
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	+1,347	45,135	$0
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	+1,338	2,822	$499,804
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	−101,704	849,399	$15,459,061
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−23,157	12,218	$481,877
DHI	Horton D R Inc /De/	−13,945	31,159	$4,257,877
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−7,569	12,391	$2,069,049
SCHF	Schwab International Equity ETF	−5,129	424,527	$11,661,756
ING	Ing Groep NV	−2,507	284,178	$10,088,319
XOM	ExxonMobil Holdings Corp	−2,300	58,841	$9,576,372
SCHX	Schwab U.S. Large-Cap ETF	−2,039	9,159	$274,770
GOOGL	Alphabet Inc.	−1,818	52,339	$18,008,803
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	−1,805	26,797	$566,488
IEFA	iShares Core MSCI EAFE ETF	−1,710	67,180	$0
BKGI	BNY Mellon Global Infrastructure Income ETF	−1,696	298,744	$12,526,335
VIG	Vanguard Specialized Funds	−1,546	2,095	$488,784
IVV	iShares Core S&P 500 ETF	−1,521	3,100	$0
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−1,502	30,907	$1,900,780
AAPL	Apple Inc.	−1,472	63,883	$21,274,316
SOXX	iShares Semiconductor ETF	−1,407	36,538	$0
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−1,384	46,754	$9,152,095
CAT	Caterpillar Inc	−1,290	18,128	$14,698,001
AVGO	Broadcom Inc.	−1,245	49,431	$17,359,672
SAMT	Strategas Macro Thematic Opportunities ETF	−1,189	100,220	$4,177,169
CVX	Chevron Corp	−1,105	74,759	$15,266,535
ABBV	AbbVie Inc.	−995	48,393	$12,659,124
DUK	Duke Energy CORP	−959	46,865	$5,343,078
VUG	VANGUARD GROWTH INDEX FUND	−914	25,183	$2,269,240
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	26,059	$1,234,154
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	29,726	$1,216,090
BE	Bloom Energy Corp	3,406	$943,393
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	2,750	$338,470
KO	Coca Cola Co	2,325	$200,136
XLF	State Street Corp	49,462	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	19,241	$2,256,584
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	2,234	$353,039
—		5,155	$254,502
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

155 tracked positions · $657,062,670 total · filing declares 155 positions · $805,155,687 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 155 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
XFIV	BondBloxx Bloomberg Five Year Target Duration US Treasury ETF	Added	548,313	+92,179	$25,584,284	+15.2%	3.89%
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	Added	1,326,319	+65,956	$21,406,788	+2.0%	3.26%
BSCV		Added	1,351,959	+15,999	$21,320,393	−2.6%	3.24%
AAPL	Apple Inc. Technology	Reduced	63,883	-1,472	$21,274,316	+12.5%	3.24%
FTSL	First Trust Senior Loan Fund	Added	455,620	+16,399	$20,306,983	+3.3%	3.09%
MSFT	Microsoft Corp Technology	Reduced	35,528	-73	$18,222,311	+37.2%	2.77%
SCIO	First Trust Structured Credit Income Opportunities ETF	Added	908,677	+250,930	$18,109,932	+33.2%	2.76%
GOOGL	Alphabet Inc. Communication Services	Reduced	52,339	-1,818	$18,008,803	−7.0%	2.74%
AVGO	Broadcom Inc. Technology	Reduced	49,431	-1,245	$17,359,672	−9.3%	2.64%
BSCW		Added	877,588	+85,980	$17,187,560	+5.9%	2.62%
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	Reduced	849,399	-101,704	$15,459,061	−12.5%	2.35%
CVX	Chevron Corp Energy	Reduced	74,759	-1,105	$15,266,535	+21.4%	2.32%
QQQ	Invesco Qqq Trust, Series 1	Reduced	19,931	-97	$14,744,355	−0.0%	2.24%
CAT	Caterpillar Inc Industrials	Reduced	18,128	-1,290	$14,698,001	−28.9%	2.24%
ABBV	AbbVie Inc. Healthcare	Reduced	48,393	-995	$12,659,124	+1.9%	1.93%
BKGI	BNY Mellon Global Infrastructure Income ETF	Reduced	298,744	-1,696	$12,526,335	−7.3%	1.91%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	12,874	-97	$11,719,717	−3.4%	1.78%
SCHF	Schwab International Equity ETF	Reduced	424,527	-5,129	$11,661,756	−2.0%	1.77%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	34,107	-153	$11,283,618	+0.6%	1.72%
WCMI	First Trust WCM International Equity ETF	Reduced	587,124	-298	$11,202,325	−2.6%	1.70%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	61,439	+343	$10,347,556	+6.7%	1.57%
DE	Deere & Co Industrials	Reduced	15,260	-225	$10,247,853	+4.3%	1.56%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	40,643	-318	$10,126,203	+3.7%	1.54%
ING	Ing Groep NV Financial Services	Reduced	284,178	-2,507	$10,088,319	+12.1%	1.54%
NVDA	Nvidia Corp Technology	Reduced	42,729	-2,746	$9,758,449	+7.2%	1.49%
XOM	ExxonMobil Holdings Corp Energy	Reduced	58,841	-2,300	$9,576,372	+14.6%	1.46%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	46,754	-1,384	$9,152,095	−0.2%	1.39%
WMT	Walmart Inc. Consumer Defensive	Added	85,860	+160	$8,922,571	−8.1%	1.36%
LAMR	Lamar Advertising Co/New Real Estate	Reduced	61,472	-622	$8,858,729	−8.5%	1.35%
VPL	VANGUARD PACIFIC STOCK INDEX FUND	Reduced	74,604	-681	$8,639,889	−0.8%	1.31%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	22,846	-468	$8,549,887	−0.9%	1.30%
AMGN	Amgen Inc Healthcare	Reduced	20,059	-12	$8,455,069	+16.3%	1.29%
EMR	Emerson Electric Co Industrials	Added	51,924	+224	$8,053,412	+8.8%	1.23%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Added	197,192	+894	$8,002,051	−5.5%	1.22%
NOC	Northrop Grumman Corp /De/ Industrials	Added	16,401	+86	$7,929,555	−4.6%	1.21%
DLR	Digital Realty Trust, Inc. Real Estate	Reduced	43,406	-333	$7,619,055	−3.0%	1.16%
ARES	Ares Management Corp Financial Services	Added	64,805	+318	$7,528,396	+4.9%	1.15%
MS	Morgan Stanley Financial Services	Reduced	39,879	-71	$7,500,442	−10.2%	1.14%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	49,367	-203	$7,358,151	+17.5%	1.12%
META	Meta Platforms, Inc. Communication Services	Reduced	10,054	-201	$7,290,959	+26.2%	1.11%
IBM	International Business Machines Corp Technology	Added	29,806	+585	$6,555,233	−20.2%	1.00%
LLY	ELI LILLY & Co Healthcare	Added	5,600	+2,665	$6,479,648	+84.1%	0.99%
SDOG	ALPS Sector Dividend Dogs ETF	Reduced	93,907	-189	$6,405,396	−0.2%	0.97%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Added	73,835	+758	$6,306,247	−6.3%	0.96%
DRI	Darden Restaurants Inc Consumer Cyclical	Added	29,155	+217	$5,634,203	−5.5%	0.86%
D	Dominion Energy, Inc Utilities	Added	89,716	+386	$5,429,612	−11.0%	0.83%
DUK	Duke Energy CORP Utilities	Reduced	46,865	-959	$5,343,078	−11.7%	0.81%
SO	Southern Co Utilities	Added	63,488	+636	$5,262,520	−12.5%	0.80%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	17,087	-7	$4,861,080	−19.4%	0.74%
BHP	BHP Group Ltd Basic Materials	Added	56,503	+132	$4,793,714	+2.1%	0.73%

Showing the top 50 of 155 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.