BHP · BHP Group Ltd · Holdings

$82.63 -0.59 (-0.71%) At close · Oct 20

Market Cap

$208.21B

2.54B

Volume · Oct 20 2.89M Avg daily vol (3M) 2.62M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of BHP: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 844

Total Value: $10,346,894,707

Total Shares: 124,180,350

Showing 1–100 of 878 holdings by value · page 1 of 9

Institutional Ownership Trend

27 quarters

Superinvestors Holding BHP

All superinvestors →

Joel Greenblatt $616,160

Holder Concentration

Across 837 13F filers

Top Holder

19.6%

of institutional value

Top 5

46.8%

of institutional value

Top 10

59.5%

of institutional value

HHI

642

Broadly held

Who Holds BHP

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 824 filers, like-for-like change +9.7%; actively managed books +12.1%; index-like books +3.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	18.7%	509	+21.0%	88	22
Exempt adviser	0.1%	3	+107.8%	1	1
Adviser	24.0%	14	+9.8%	1	0
Bank	14.5%	40	+23.6%	2	0
Insurer	1.2%	1	0.0%	0	0
Broker-dealer	0.2%	1	-9.1%	0	0
Non-US	0.4%	7	-74.7%	1	0
Holding company	32.0%	10	+6.9%	0	0
Unknown	8.9%	239	-12.6%	38	19

Style	Share	Filers	Change	New	Exited
Index-like	24.5%	23	+3.1%	1	0
Systematic-like	0.5%	13	+23.0%	5	8
Concentrated	1.5%	192	-16.6%	40	14
Diversified active	73.6%	595	+12.8%	85	19
Unknown	0.0%	1	-77.6%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	79.5%	567	+6.8%	80	19
Medium turnover	17.3%	136	+51.7%	24	6
High turnover	1.0%	41	-67.8%	14	14
Unknown	2.1%	80	-1.0%	13	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.9%	87	+4.3%	22	11
Medium horizon	5.6%	172	-12.3%	34	14
Long horizon	91.9%	535	+11.9%	68	15
Unknown	0.6%	30	-25.4%	7	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.4%	351	+2.1%	69	24
$1B to $10B	6.8%	300	-14.8%	52	15
$10B to $100B	8.3%	115	+10.0%	7	2
$100B or more	81.5%	58	+12.7%	3	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	9.0%	406	+8.1%	73	14
Pooled investment vehicles	0.4%	21	-34.5%	6	6
Registered funds and BDCs	7.4%	27	+48.0%	2	1
Pension and profit sharing plans	0.0%	5	+66.8%	2	0
Insurance companies	0.0%	2	-12.1%	0	0
Charitable organizations	0.0%	3	0.0%	0	0
Governments and sovereign funds	0.1%	4	+14.8%	0	0
Corporations	0.0%	2	-44.7%	0	1
Other investment advisers	0.2%	8	+2.0%	2	0
Other	0.0%	2	-4.8%	0	0
Diversified	1.5%	26	+31.9%	2	0
Unknown	81.3%	318	+7.4%	44	20

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.8%	48	+15.1%	10	6
Private equity funds	0.9%	27	+21.2%	4	1
Venture capital funds	0.0%	2	+2.2%	0	0
Real estate funds	0.1%	9	+27.8%	0	0
Liquidity funds	0.0%	1	+3.4%	0	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	7.7%	34	+43.5%	0	2
Mixed private funds	0.0%	5	+4.0%	1	1
Private funds, type not stated	0.4%	10	+9.6%	4	2
No private funds	7.8%	373	+6.9%	70	11
Unknown	81.2%	314	+7.4%	42	19

Location	Share	Filers	Change	New	Exited
United States	92.9%	755	+9.8%	117	35
Outside the US	7.1%	69	+8.7%	14	7

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 14 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd.

Conviction and Crowding

824 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.971% of filers hold it in their top 10

Mar 31, 2026: 10

Holders above 5%

median weight 0.020%

Mar 31, 2026: 1

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

63.2%

of 13F shares, Herfindahl 0.072

Active holders

+12.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 22.3 quarters

Under 1 year 7.16% 1 to 3 years 7.42% 3 years or more 85.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$68.47

estimated per share

Mar 31, 2026: $60.36

Quarter-end price

$83.29

implied by 13F values

Estimated gain or loss

+21.6%

price against the estimated cost

Estimated at a loss

0.021%

of costed 13F value

Estimated cost covers 11.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies BHP's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	RIO Rio Tinto PLC	71	0.282
2	MUFG Mitsubishi Ufj Financial Group Inc	37	0.245
3	SAN Banco Santander, S.A.	37	0.217
4	SHEL Shell plc	75	0.211
5	HSBC Hsbc Holdings PLC	40	0.199
6	NVS Novartis AG	79	0.191
7	SMFG Sumitomo Mitsui Financial Group, Inc.	23	0.191
8	BBVA Banco Bilbao Vizcaya Argentaria, S.A.	27	0.190
9	GOOGL Alphabet Inc.	207	0.176
10	AAPL Apple Inc.	203	0.175

Shareholder Targets

13F filers that own its peers but not BHP, quarter ended Jun 30, 2026

Found through its holder-overlap peers: RIO, MUFG, SAN, SHEL, HSBC, NVS, SMFG, BBVA, GOOGL, AAPL, ASML, MSFT, AMZN, JPM, AVGO, LLY, META, CSCO, NVDA, JNJ. 6,431 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$1,547,016,324,020 12 held	33.0%	NVDA, AAPL, GOOGL
2	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$595,760,417,207 12 held	31.7%	NVDA, AAPL, GOOGL
3	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$501,760,498,732 11 held	22.6%	NVDA, AAPL, GOOGL
4	Capital Research Global Investors Adviser, Diversified active	$270,705,295,673 15 held	37.6%	AVGO, NVDA, GOOGL
5	Legal & General Group Plc Unknown, Index-like	$158,040,644,180 12 held	32.9%	NVDA, AAPL, GOOGL
6	Capital International Investors Adviser, Diversified active	$144,672,239,842 16 held	29.5%	AVGO, GOOGL, MSFT
7	VANGUARD FIDUCIARY TRUST CO Unknown, Index-like	$135,663,093,539 11 held	29.8%	NVDA, AAPL, GOOGL
8	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
9	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
10	ALLIANCEBERNSTEIN L.P. Registered adviser, Diversified active	$94,713,888,497 17 held	30.1%	NVDA, GOOGL, AAPL

Fund Ownership of BHP by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.01% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	18,435	1
Index ETFs	0.01%	0.00 pp	271,051	2
Active ETFs	0.08%	-0.05 pp	2,082,867	15
Active funds	0.52%	+0.35 pp	13,227,110	47
Unclassified	0.07%	+0.06 pp	1,672,342	14
All registered funds	0.68%	+0.36 pp	17,271,805	79

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 519 Exempt adviser 3 Adviser 15 Bank 40 Insurer 1 Broker-dealer 2 Non-US 8 Holding company 10 Unknown 246

Showing 100 of 878

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Fisher Asset Management, LLC

$2,027,858,707

19.60%

24,341,120

GOLDMAN SACHS GROUP INC

$869,741,152

8.41%

10,439,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	7,505,429	$625,277,289	71.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	2,900,482	$241,639,155	27.8%	Defined
GOLDMAN SACHS INTERNATIONAL	33,906	$2,824,708	0.3%	Defined

MORGAN STANLEY

$869,370,754

8.40%

10,435,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	4,006,322	$333,766,685	38.4%	Defined
MORGAN STANLEY & CO. LLC	18,378	$1,531,071	0.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,069,179	$89,073,302	10.2%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	5,679	$473,117	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	912,522	$76,022,207	8.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	4,418,091	$368,071,161	42.3%	Defined
EATON VANCE MANAGEMENT	3,755	$312,829	0.0%	Defined
BOSTON MANAGEMENT & RESEARCH	1,445	$120,382	0.0%	Defined

FMR LLC

$560,423,869

5.42%

6,726,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	4,453,226	$370,998,258	66.2%	Defined
STRATEGIC ADVISERS LLC	2,273,442	$189,400,453	33.8%	Defined
FIAM LLC	19	$1,582	0.0%	Defined
Fidelity Diversifying Solutions LLC	283	$23,576	0.0%	Defined

CITIGROUP INC

$468,838,354

4.53%

5,627,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	244	$20,327	0.0%	Defined
Citigroup Financial Products Inc. joint	5,627,392	$468,818,027	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$293,610,264

2.84%

3,524,310

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	3,311,853	$275,910,473	94.0%	Defined
Wellington Managment Canada LLC	165,854	$13,817,296	4.7%	Defined
Wellington Trust Company, NA joint	46,603	$3,882,495	1.3%	Defined

DIMENSIONAL FUND ADVISORS LP

$291,003,745

2.81%

3,493,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Pte. Ltd.	5,395	$449,457	0.2%	Defined
Dimensional Ireland Ltd	70,836	$5,901,347	2.0%	Defined
Held directly	3,416,792	$284,652,941	97.8%	Sole

BlackRock, Inc.

$287,381,926

2.78%

3,449,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	146,568	$12,210,580	4.2%	Sole
BlackRock Asset Management Canada Ltd	569,753	$47,466,122	16.5%	Sole
BlackRock Investment Management, LLC	2,671	$222,521	0.1%	Sole
Aperio Group, LLC	2,729,910	$227,428,802	79.1%	Sole
SpiderRock Advisors, LLC	647	$53,901	0.0%	Sole

PRICE T ROWE ASSOCIATES INC /MD/

$243,735,900

2.36%

2,925,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	547	$45,570	0.0%	Defined
Held directly	2,925,103	$243,690,330	100.0%	Sole

NORTHERN TRUST CORP

$199,056,164

1.92%

2,389,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,389,343	$199,056,164	100.0%	Defined

BANK OF AMERICA CORP /DE/

$196,538,201

1.90%

2,359,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	675,774	$56,298,731	28.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,169,626	$97,441,542	49.6%	Defined
BOFA SECURITIES, INC.	311,946	$25,988,221	13.2%	Defined
U.S. TRUST Co OF DELAWARE	5,418	$451,373	0.2%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	196,355	$16,358,334	8.3%	Defined

NEUBERGER BERMAN GROUP LLC

$192,740,433

1.86%

2,313,533

Capital World Investors

$177,738,635

1.72%

2,133,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	2,133,461	$177,738,635	100.0%	Defined

UBS Group AG

$133,559,424

1.29%

1,603,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	201,858	$16,816,789	12.6%	Defined
UBS AG	1,328,735	$110,696,912	82.9%	Defined
UBS Switzerland AG	72,569	$6,045,723	4.5%	Defined

AMERICAN CENTURY COMPANIES INC

$132,427,326

1.28%

1,589,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,589,573	$132,427,326	100.0%	Defined

STATE FARM MUTUAL AUTOMOBILE INSURANCE CO

$112,379,524

1.09%

1,348,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE FARM LIFE INSURANCE CO	71,836	$5,984,657	5.3%	Defined
Held directly	1,277,096	$106,394,867	94.7%	Sole

JPMORGAN CHASE & CO

$110,104,910

1.06%

1,321,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	2,589	$215,689	0.2%	Other
JPMorgan Chase Bank, N.A.	66,220	$5,516,788	5.0%	Other
J.P. Morgan Investment Management Inc.	404,098	$33,665,404	30.6%	Defined
J.P. Morgan Securities LLC	847,969	$70,644,297	64.2%	Defined
55I, LLC	753	$62,732	0.1%	Other

ROYAL BANK OF CANADA

$107,664,425

1.04%

1,292,335

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	522,918	$43,564,298	40.5%	Defined
RBC Dominion Securities Inc.	731,197	$60,916,022	56.6%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	15,636	$1,302,635	1.2%	Defined
RBC Private Counsel (USA) Inc.	18,062	$1,504,745	1.4%	Defined
RBC Trust Co (Delaware) Ltd	1,173	$97,722	0.1%	Defined
RBC GLOBAL ASSET MANAGEMENT (UK) Ltd	47	$3,915	0.0%	Defined
CITY NATIONAL BANK	717	$59,733	0.1%	Defined
RBC Rochdale, LLC	2,482	$206,775	0.2%	Defined
Held directly	103	$8,580	0.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$99,697,077

0.96%

1,196,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	99,800	$8,314,338	8.3%	Other
SUSQUEHANNA SECURITIES, LLC	1,096,900	$91,382,739	91.7%	Other

CIBC Bancorp USA Inc.

$87,651,949

0.85%

1,052,118

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	664,341	$55,346,248	63.1%	Defined
CIBC National Trust Co	366,489	$30,532,198	34.8%	Defined
CIBC WORLD MARKETS CORP	21,288	$1,773,503	2.0%	Defined

CITADEL ADVISORS LLC

$78,569,661

0.76%

943,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	942,900	$78,552,999	100.0%	Defined
Held directly	200	$16,662	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$68,780,736

0.66%

825,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	139,700	$11,638,407	16.9%	Other
SUSQUEHANNA SECURITIES, LLC	685,900	$57,142,329	83.1%	Other

JANE STREET GROUP, LLC

$58,175,373

0.56%

698,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	698,300	$58,175,373	100.0%	Defined

AMERIPRISE FINANCIAL INC

$55,338,165

0.53%

664,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	244,631	$20,380,208	36.8%	Defined
Ameriprise Financial Services, LLC joint	418,883	$34,897,141	63.1%	Defined
Ameriprise Bank, FSB	730	$60,816	0.1%	Defined

Townsend & Associates, Inc

$51,591,217

0.50%

619,268

Quantinno Capital Management LP

$49,870,865

0.48%

598,618

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$45,300,645

0.44%

543,760

BARCLAYS PLC

$45,074,790

0.44%

541,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	356,496	$29,699,681	65.9%	Defined
BARCLAYS CAPITAL INC.	8,076	$672,811	1.5%	Defined
BARCLAYS CAPITAL SECURITIES LTD	1,247	$103,887	0.2%	Defined
Barclays Bank (Suisse) SA	168,800	$14,062,728	31.2%	Defined
Barclays Investment Solutions Ltd	6,430	$535,683	1.2%	Defined

Main Street Research LLC

$43,991,928

0.43%

528,051

SCOTIA CAPITAL INC.

$43,201,900

0.42%

518,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	518,568	$43,201,900	100.0%	Defined

Creative Planning

$42,907,148

0.41%

515,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	14,083	$1,173,254	2.7%	Defined
Held directly	500,947	$41,733,894	97.3%	Sole

BANK OF MONTREAL /CAN/

$42,389,207

0.41%

508,813

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	80,182	$6,679,962	15.8%	Defined
BMO Bank N.A.	22,428	$1,868,476	4.4%	Defined
BMO Family Office, LLC	6,508	$542,181	1.3%	Defined
BMO NESBITT BURNS INC.	380,958	$31,737,610	74.9%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	2,195	$182,865	0.4%	Defined
BMO NESBITT BURNS SECURITIES LTD.	6,706	$558,676	1.3%	Defined
Stoker Ostler Wealth Advisors, Inc.	9,336	$777,782	1.8%	Defined
Held directly	500	$41,655	0.1%	Defined

Rockefeller Capital Management L.P.

$38,954,671

0.38%

467,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	35,426	$2,951,340	7.6%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	2,135	$177,866	0.5%	Defined
Rockefeller Trust Co (Delaware) joint	11,402	$949,900	2.4%	Defined
ROCKEFELLER FINANCIAL LLC	418,624	$34,875,565	89.5%	Defined

Bank Julius Baer & Co. Ltd, Zurich

$38,802,132

0.38%

465,756

Pacific Heights Asset Management LLC

$37,489,500

0.36%

450,000

NORGES BANK

$35,101,335

0.34%

421,334

GABELLI FUNDS LLC

$34,032,135

0.33%

408,500

AQR CAPITAL MANAGEMENT LLC

$33,149,547

0.32%

397,906

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DOPKINS WEALTH MANAGEMENT, LLC	265	$22,077	0.1%	Other
Arax Advisory Partners	3,290	$274,089	0.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,585	$132,046	0.4%	Other
Held directly	392,766	$32,721,335	98.7%	Defined

RAYMOND JAMES FINANCIAL INC

$33,129,802

0.32%

397,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	176,047	$14,666,475	44.3%	Defined
Raymond James Financial Services Advisors, Inc.	101,144	$8,426,306	25.4%	Defined
EAGLE ASSET MANAGEMENT INC	4,224	$351,901	1.1%	Defined
CHARTWELL INVESTMENT PARTNERS, LLC	113,142	$9,425,860	28.5%	Defined
RAYMOND JAMES TRUST N.A.	3,112	$259,260	0.8%	Defined

JANE STREET GROUP, LLC

$32,665,851

0.32%

392,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	392,100	$32,665,851	100.0%	Defined

PEAK6 LLC

$31,466,187

0.30%

377,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	377,700	$31,466,187	100.0%	Defined

CIBC WORLD MARKET INC.

$31,029,392

0.30%

372,457

ENVESTNET ASSET MANAGEMENT INC

$27,084,914

0.26%

325,110

WELLS FARGO & COMPANY/MN

$26,950,033

0.26%

323,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	9,853	$820,853	3.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	99,953	$8,327,084	30.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	213,634	$17,797,848	66.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	51	$4,248	0.0%	Defined

Corient Private Wealth LLC

$26,031,709

0.25%

312,468

FRANKLIN RESOURCES INC

$25,998,716

0.25%

312,072

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	9,405	$783,530	3.0%	Defined
Fiduciary Trust International of the South	416	$34,656	0.1%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	11,907	$991,972	3.8%	Defined
FRANKLIN ADVISERS INC	284,305	$23,685,449	91.1%	Defined
Franklin Templeton International Services S.a r.l	6,000	$499,860	1.9%	Defined
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD	39	$3,249	0.0%	Defined

Caisse de depot et placement du Quebec

$25,283,168

0.24%

303,483

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$24,884,697

0.24%

298,700

VAN ECK ASSOCIATES CORP

$24,741,402

0.24%

296,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VAN ECK ABSOLUTE RETURN ADVISERS CORP.	25,929	$2,160,144	8.7%	Sole
Held directly	271,051	$22,581,258	91.3%	Sole

MILLENNIUM MANAGEMENT LLC

$24,634,767

0.24%

295,700

CITADEL ADVISORS LLC

$23,859,984

0.23%

286,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	286,400	$23,859,984	100.0%	Defined

NATIXIS ADVISORS, LLC

$23,604,888

0.23%

283,338

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	283,338	$23,604,888	100.0%	Defined

LPL Financial LLC

$22,205,697

0.21%

266,543

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC

$22,162,753

0.21%

261,230

Connor, Clark & Lunn Investment Management Ltd.

$21,786,648

0.21%

261,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	261,513	$21,786,648	100.0%	Sole

UBS Group AG

$21,777,234

0.21%

261,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	261,400	$21,777,234	100.0%	Defined

UBS Group AG

$20,111,034

0.19%

241,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	241,400	$20,111,034	100.0%	Defined

Foundations Investment Advisors, LLC

$19,989,899

0.19%

239,946

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RWM Capital, LLC	7,693	$640,903	3.2%	Other
DONATO WEALTH MANAGEMENT, PLLC	30,266	$2,521,460	12.6%	Other
Held directly	201,987	$16,827,536	84.2%	Sole

Squarepoint Ops LLC

$19,877,766

0.19%

238,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	238,600	$19,877,766	100.0%	Defined

TriCert Investment Counsel Inc.

$19,563,520

0.19%

234,828

CITIGROUP INC

$19,386,237

0.19%

232,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	80,000	$6,664,800	34.4%	Defined
Citigroup Financial Products Inc. joint	152,700	$12,721,437	65.6%	Defined

BARCLAYS PLC

$18,328,200

0.18%

220,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	110,000	$9,164,100	50.0%	Defined
BARCLAYS CAPITAL INC.	110,000	$9,164,100	50.0%	Defined

CITADEL ADVISORS LLC

$18,327,116

0.18%

219,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	219,987	$18,327,116	100.0%	Defined

Walleye Trading LLC

$17,994,960

0.17%

216,000

Cetera Investment Advisers

$17,991,211

0.17%

215,955

Tidal Investments LLC

$17,034,645

0.16%

204,473

Squarepoint Ops LLC

$17,020,233

0.16%

204,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	204,300	$17,020,233	100.0%	Defined

VICUS CAPITAL

$16,938,839

0.16%

203,323

QRG CAPITAL MANAGEMENT, INC.

$16,619,678

0.16%

199,492

US BANCORP \DE\

$15,917,290

0.15%

191,061

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	191,013	$15,913,292	100.0%	Defined
U.S. BANCORP ADVISORS, LLC	48	$3,998	0.0%	Defined

HighTower Advisors, LLC

$15,663,862

0.15%

188,019

Nuveen, LLC

$15,370,778

0.15%

184,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	184,501	$15,370,778	100.0%	Defined

Waverly Advisors, LLC

$15,053,283

0.15%

180,690

STIFEL FINANCIAL CORP

$14,998,215

0.14%

180,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	176,215	$14,680,471	97.9%	Defined
1919 Investment Counsel, LLC	1,723	$143,543	1.0%	Defined
Held directly	2,091	$174,201	1.2%	Defined

Violich Capital Management, Inc.

$14,585,183

0.14%

171,914

Tower Research Capital LLC (TRC)

$14,033,735

0.14%

168,452

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	168,452	$14,033,735	100.0%	Other

KORNITZER CAPITAL MANAGEMENT INC /KS

$14,021,073

0.14%

168,300

CITIGROUP INC

$13,804,467

0.13%

165,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	120,000	$9,997,200	72.4%	Defined
Citigroup Financial Products Inc. joint	45,700	$3,807,267	27.6%	Defined

Bank of New York Mellon Corp

$13,221,377

0.13%

158,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	1,565	$130,380	1.0%	Defined
BNY Mellon, NA joint	152,868	$12,735,431	96.3%	Defined
BNY Mellon Advisors, Inc. joint	4,267	$355,483	2.7%	Other
Held directly	1	$83	0.0%	Defined

Walleye Trading LLC

$13,043,180

0.13%

156,562

Crossmark Global Holdings, Inc.

$12,838,154

0.12%

154,101

Deeter Investments LLP

$12,838,071

0.12%

154,100

Grantham, Mayo, Van Otterloo & Co. LLC

$12,582,725

0.12%

151,035

Moran Wealth Management, LLC

$11,810,441

0.11%

141,765

NewEdge Wealth, LLC

$11,453,208

0.11%

137,477

Walleye Trading LLC

$11,146,878

0.11%

133,800

D. E. Shaw & Co., Inc.

$11,088,561

0.11%

133,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	133,100	$11,088,561	100.0%	Defined

EARNEST PARTNERS LLC

$11,062,484

0.11%

132,787

Addenda Capital Inc.

$10,961,328

0.11%

129,200

Fusion Capital, LLC

$10,872,871

0.11%

130,511

Oxbow Advisors, LLC

$10,810,888

0.10%

129,767

BEARING POINT CAPITAL, LLC

$10,758,903

0.10%

129,143

Mariner, LLC

$10,711,749

0.10%

128,577

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	7,204	$600,165	5.6%	Other
Held directly	121,373	$10,111,584	94.4%	Sole

NLB Skladi, upravljanje premozenja, d.o.o.

$10,636,021

0.10%

127,668

MILLENNIUM MANAGEMENT LLC

$10,605,363

0.10%

127,300

Cerity Partners LLC

$10,492,227

0.10%

125,942

Greenline Partners, LLC

$10,481,730

0.10%

125,816

OSAIC HOLDINGS, INC.

$10,266,873

0.10%

123,237

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	103,722	$8,641,079	84.2%	Defined
OSAIC INSTITUTIONS, INC.	555	$46,237	0.5%	Defined
CW Advisors, LLC	12,924	$1,076,698	10.5%	Sole
Osaic Advisory Services, LLC	6,036	$502,859	4.9%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$10,198,726

0.10%

122,419

Twin Tree Management, LP

$10,138,827

0.10%

121,700

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Key facts CIK 811809 CUSIP 088606108 13F (30d) 188 filings 172 filers Visit website Investor relations