SMFG · Sumitomo Mitsui Financial Group, Inc. · Holdings

$24.26 +0.45 (+1.89%) Q4 2026 earnings call transcript

Market Cap

$151.19B

6.27B

Volume · Oct 27 1.02M Avg daily vol (3M) 1.43M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SMFG: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 480

Total Value: $3,254,602,276

Total Shares: 137,345,526

Showing 1–100 of 486 holdings by value · page 1 of 5

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 465 13F filers

Top Holder

18.3%

of institutional value

Top 5

46.6%

of institutional value

Top 10

60.4%

of institutional value

HHI

620

Broadly held

Who Holds SMFG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 463 filers, like-for-like change +8.3%; actively managed books +10.3%; index-like books +5.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	28.5%	293	+7.4%	40	23
Exempt adviser	0.1%	1	-86.5%	0	3
Adviser	5.8%	8	+67.3%	0	0
Bank	11.6%	23	+9.3%	0	1
Broker-dealer	0.4%	2	+12.1%	1	0
Non-US	0.3%	3	+27.9%	0	1
Holding company	44.0%	9	+6.9%	0	0
Insurer	0.0%	0	—	0	0
Unknown	9.4%	124	-1.6%	20	14

Style	Share	Filers	Change	New	Exited
Index-like	38.8%	18	+5.4%	2	0
Systematic-like	0.4%	9	-75.0%	2	10
Concentrated	4.7%	141	+14.9%	28	10
Diversified active	56.2%	295	+12.3%	29	22
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	85.4%	318	+11.9%	37	17
Medium turnover	13.0%	81	+4.5%	7	6
High turnover	1.0%	24	-68.7%	10	16
Unknown	0.6%	40	+27.3%	7	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.8%	46	-39.0%	9	11
Medium horizon	10.1%	100	+7.4%	16	11
Long horizon	87.1%	300	+9.9%	30	14
Unknown	2.0%	17	-14.6%	6	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.4%	145	-7.1%	24	21
$1B to $10B	9.3%	175	+6.3%	28	11
$10B to $100B	15.3%	93	+3.8%	7	6
$100B or more	73.0%	50	+10.2%	2	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	18.4%	236	+10.9%	33	13
Pooled investment vehicles	1.2%	12	-47.9%	5	8
Registered funds and BDCs	5.7%	16	+14.8%	2	0
Pension and profit sharing plans	0.1%	3	-5.2%	0	0
Charitable organizations	0.0%	1	+56.7%	0	0
Governments and sovereign funds	0.1%	2	-22.8%	0	0
Banks and thrifts	0.1%	1	+4.2%	0	0
Other investment advisers	0.7%	8	+8.7%	0	0
Diversified	2.2%	14	+27.0%	0	1
Corporations	0.0%	0	-100.0%	0	1
Unknown	71.5%	170	+8.7%	21	19

Private funds	Share	Filers	Change	New	Exited
Hedge funds	5.6%	33	-8.1%	6	10
Private equity funds	1.6%	17	+12.2%	1	1
Venture capital funds	0.0%	2	+43.4%	0	0
Real estate funds	0.1%	6	-4.0%	0	0
Liquidity funds	0.1%	2	-13.7%	0	0
Securitized asset funds	0.1%	1	0.0%	0	0
Other private funds	4.2%	19	+14.5%	0	1
Mixed private funds	0.1%	3	+1.5%	0	0
Private funds, type not stated	0.9%	4	+6.9%	0	5
No private funds	15.8%	207	+9.3%	33	9
Unknown	71.5%	169	+9.3%	21	16

Location	Share	Filers	Change	New	Exited
United States	97.2%	441	+8.3%	59	35
Outside the US	2.8%	22	+8.4%	2	7

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F.

Conviction and Crowding

463 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.008%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

61.9%

of 13F shares, Herfindahl 0.065

Active holders

+10.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 20.7 quarters

Under 1 year 4.70% 1 to 3 years 19.2% 3 years or more 76.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$17.89

estimated per share

Mar 31, 2026: $16.84

Quarter-end price

$23.58

implied by 13F values

Estimated gain or loss

+31.8%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 12.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SMFG's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MUFG Mitsubishi Ufj Financial Group Inc	37	0.460
2	MFG Mizuho Financial Group Inc	16	0.302
3	SAN Banco Santander, S.A.	27	0.297
4	BBVA Banco Bilbao Vizcaya Argentaria, S.A.	21	0.278
5	BCS Barclays PLC	22	0.271
6	HSBC Hsbc Holdings PLC	26	0.243
7	ING Ing Groep NV	16	0.205
8	BHP BHP Group Ltd	23	0.190
9	SHG Shinhan Financial Group Co Ltd	8	0.186
10	UBS UBS Group AG	19	0.162

Shareholder Targets

13F filers that own its peers but not SMFG, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MUFG, MFG, SAN, BBVA, BCS, HSBC, ING, BHP, SHG, UBS, KB, NVS, E, ASX, SSL, AZN, VIV, UGP, LYG, NWG. 2,243 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$13,532,576,546 7 held	0.290%	AZN, UBS, KB
2	NORGES BANK Non-US, Index-like	$11,517,195,437 5 held	1.15%	AZN, UBS, BCS
3	INVESTOR AB Unknown, Concentrated	$9,782,080,532 1 held	67.9%	AZN
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$8,681,007,568 8 held	1.50%	AZN, UBS, BHP
5	Capital International Investors Adviser, Diversified active	$7,163,332,083 6 held	1.48%	AZN, NWG, SAN
6	Capital World Investors Adviser, Diversified active	$6,632,867,971 10 held	0.790%	AZN, UBS, BHP
7	Legal & General Group Plc Unknown, Index-like	$5,979,880,475 3 held	1.25%	AZN, UBS, ASX
8	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$4,464,325,325 2 held	2.64%	AZN, NVS
9	Amundi Holding company, Index-like	$4,412,052,773 6 held	1.06%	AZN, UBS, VIV
10	VANGUARD ASSET MANAGEMENT, Ltd Unknown, Index-like	$4,283,249,752 2 held	2.89%	AZN, UBS

Fund Ownership of SMFG by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.01% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	88,295	1
Index ETFs	0.01%	-0.01 pp	619,313	1
Active ETFs	0.08%	-0.04 pp	4,720,461	14
Active funds	0.02%	+0.01 pp	1,071,247	14
Unclassified	0.06%	+0.05 pp	3,488,591	8
All registered funds	0.16%	+0.02 pp	9,987,907	38

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 304 Adviser 9 Bank 23 Broker-dealer 2 Non-US 3 Holding company 9 Unknown 130

Showing 100 of 486

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$592,153,312

18.19%

25,112,524

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	615,829	$14,521,247	2.5%	Defined
MORGAN STANLEY & CO. LLC	422,166	$9,954,674	1.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	575,845	$13,578,425	2.3%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	2,495,665	$58,847,780	9.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	8,689,171	$204,890,652	34.6%	Defined
Morgan Stanley Bank Asia Ltd	53,926	$1,271,575	0.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	12,248,263	$288,814,041	48.8%	Defined
EATON VANCE MANAGEMENT	2,075	$48,928	0.0%	Defined
Calvert Research & Management	9,584	$225,990	0.0%	Defined

FMR LLC

$328,639,716

10.10%

13,937,223

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	382,398	$9,016,944	2.7%	Defined
STRATEGIC ADVISERS LLC	13,552,351	$319,564,436	97.2%	Defined
FIAM LLC	1,664	$39,237	0.0%	Defined
Fidelity Diversifying Solutions LLC	810	$19,099	0.0%	Defined

GOLDMAN SACHS GROUP INC

$255,009,729

7.84%

10,814,662

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	936,523	$22,083,212	8.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	8,492,875	$200,261,992	78.5%	Defined
GOLDMAN SACHS WEALTH SERVICES, L.P.	1,385,264	$32,664,525	12.8%	Defined

BlackRock, Inc.

$185,216,230

5.69%

7,854,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	11,142	$262,728	0.1%	Sole
BlackRock Fund Advisors	101,969	$2,404,429	1.3%	Sole
Aperio Group, LLC	7,737,972	$182,461,379	98.5%	Sole
SpiderRock Advisors, LLC	3,719	$87,694	0.0%	Sole

Fisher Asset Management, LLC

$148,350,716

4.56%

6,291,379

NORTHERN TRUST CORP

$145,216,344

4.46%

6,158,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	6,158,454	$145,216,344	100.0%	Defined

Clark Capital Management Group, Inc.

$90,339,978

2.78%

3,831,212

AMERICAN CENTURY COMPANIES INC

$82,388,095

2.53%

3,493,982

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	3,493,982	$82,388,095	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$74,034,172

2.27%

3,139,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	49,719	$1,172,374	1.6%	Defined
Dimensional Ireland Ltd	35,693	$841,640	1.1%	Defined
Held directly	3,054,290	$72,020,158	97.3%	Sole

ENVESTNET ASSET MANAGEMENT INC

$53,374,037

1.64%

2,263,530

WELLS FARGO & COMPANY/MN

$50,607,442

1.55%

2,146,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	27,501	$648,473	1.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	581,047	$13,701,088	27.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,535,966	$36,218,078	71.6%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	1,688	$39,803	0.1%	Defined

Quantinno Capital Management LP

$50,545,026

1.55%

2,143,555

BANK OF AMERICA CORP /DE/

$42,013,333

1.29%

1,781,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	342,007	$8,064,525	19.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	129,210	$3,046,771	7.3%	Defined
U.S. TRUST Co OF DELAWARE	9,559	$225,401	0.5%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	1,300,960	$30,676,636	73.0%	Defined

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC

$41,453,797

1.27%

1,599,915

Capital Wealth Planning, LLC

$39,141,903

1.20%

1,659,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	1,659,962	$39,141,903	100.0%	Other

JPMORGAN CHASE & CO

$35,981,378

1.11%

1,525,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	7,992	$188,450	0.5%	Other
JPMorgan Chase Bank, N.A.	8,268	$194,959	0.5%	Other
J.P. Morgan Investment Management Inc.	1,058,527	$24,960,066	69.4%	Defined
J.P. Morgan Securities LLC	448,767	$10,581,925	29.4%	Defined
55I, LLC	2,374	$55,978	0.2%	Other

CAUSEWAY CAPITAL MANAGEMENT LLC

$32,837,743

1.01%

1,392,610

AQR CAPITAL MANAGEMENT LLC

$31,612,620

0.97%

1,340,654

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DOPKINS WEALTH MANAGEMENT, LLC	276	$6,508	0.0%	Other
Arax Advisory Partners	25,981	$612,631	1.9%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,864	$67,533	0.2%	Other
Held directly	1,311,533	$30,925,948	97.8%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$29,344,601

0.90%

1,244,470

JANE STREET GROUP, LLC

$28,123,866

0.86%

1,192,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,192,700	$28,123,866	100.0%	Defined

CITADEL ADVISORS LLC

$26,626,536

0.82%

1,129,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,129,200	$26,626,536	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$24,135,827

0.74%

1,023,572

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$24,111,893

0.74%

1,022,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	1,019,899	$24,049,218	99.7%	Defined
Held directly	2,658	$62,675	0.3%	Sole

Creative Planning

$20,836,631

0.64%

883,657

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	21,229	$500,579	2.4%	Defined
Held directly	862,428	$20,336,052	97.6%	Sole

NATIXIS ADVISORS, LLC

$19,167,097

0.59%

812,854

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	812,854	$19,167,097	100.0%	Defined

Calamos Advisors LLC

$18,928,514

0.58%

802,736

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$18,664,961

0.57%

791,559

Bank of New York Mellon Corp

$18,419,678

0.57%

781,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	5,070	$119,550	0.6%	Defined
BNY Mellon Securities Corporation	178,881	$4,218,013	22.9%	Defined
BNY Mellon, NA joint	564,574	$13,312,654	72.3%	Defined
BNY Mellon Advisors, Inc.	32,631	$769,438	4.2%	Defined
Held directly	1	$23	0.0%	Defined

ROYAL BANK OF CANADA

$18,047,114

0.55%

765,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	164,263	$3,873,321	21.5%	Defined
RBC Dominion Securities Inc.	294,732	$6,949,780	38.5%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	257,507	$6,072,015	33.6%	Defined
RBC Private Counsel (USA) Inc.	15,370	$362,424	2.0%	Defined
ROYAL TRUST CORP OF CANADA/	1,873	$44,165	0.2%	Defined
RBC Trust Co (Delaware) Ltd	1,958	$46,169	0.3%	Defined
RBC GLOBAL ASSET MANAGEMENT (UK) Ltd	548	$12,921	0.1%	Defined
RBC Rochdale, LLC	20,504	$483,484	2.7%	Defined
RBC Dominion Securities Global Ltd	8,602	$202,835	1.1%	Defined

UBS Group AG

$17,296,919

0.53%

733,542

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	390,580	$9,209,876	53.2%	Defined
UBS AG	213,362	$5,031,075	29.1%	Defined
UBS Switzerland AG	129,600	$3,055,968	17.7%	Defined

CCM INVESTMENT ADVISERS LLC

$15,977,760

0.49%

677,598

ANDERSON HOAGLAND & CO

$15,586,134

0.48%

601,549

Invesco Ltd.

$14,814,983

0.46%

628,286

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	25,659	$605,039	4.1%	Defined
Invesco Capital Management LLC	602,627	$14,209,944	95.9%	Defined

Pathstone Holdings, LLC

$14,079,428

0.43%

597,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	562,807	$13,270,989	94.3%	Defined
Willow Street Trust Co of Wyoming, LLC	2,424	$57,157	0.4%	Other
Held directly	31,861	$751,282	5.3%	Sole

STIFEL FINANCIAL CORP

$13,455,431

0.41%

570,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	561,357	$13,236,798	98.4%	Defined
Stifel Independent Advisors, LLC	1,032	$24,334	0.2%	Defined
1919 Investment Counsel, LLC	371	$8,748	0.1%	Defined
Held directly	7,869	$185,551	1.4%	Defined

Allspring Global Investments Holdings, LLC

$12,739,589

0.39%

540,271

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	537,428	$12,672,552	99.5%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	2,843	$67,037	0.5%	Defined

LPL Financial LLC

$11,798,724

0.36%

500,370

Cerity Partners LLC

$11,647,670

0.36%

493,964

Crossmark Global Holdings, Inc.

$11,512,279

0.35%

444,318

BANK OF MONTREAL /CAN/

$11,463,343

0.35%

486,147

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	23,929	$564,245	4.9%	Defined
BMO Family Office, LLC	25,934	$611,523	5.3%	Defined
BMO NESBITT BURNS INC.	777	$18,321	0.2%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	721	$17,001	0.1%	Defined
Held directly	434,786	$10,252,253	89.4%	Defined

Mariner, LLC

$11,287,674

0.35%

478,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	20,092	$473,769	4.2%	Other
Held directly	458,605	$10,813,905	95.8%	Sole

Boston Partners

$11,041,264

0.34%

468,247

Ethic Inc.

$10,883,914

0.33%

461,574

WESTFIELD CAPITAL MANAGEMENT CO LP

$10,766,910

0.33%

456,612

RAYMOND JAMES FINANCIAL INC

$10,625,736

0.33%

450,625

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	368,873	$8,698,025	81.9%	Defined
Raymond James Financial Services Advisors, Inc.	31,598	$745,080	7.0%	Defined
EAGLE ASSET MANAGEMENT INC	50,154	$1,182,631	11.1%	Defined

Ramirez Asset Management, Inc.

$10,535,072

0.32%

446,780

SEI INVESTMENTS CO

$10,366,546

0.32%

439,633

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	439,633	$10,366,546	100.0%	Sole

CIBC WORLD MARKET INC.

$10,308,327

0.32%

437,164

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$10,287,954

0.32%

436,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	436,300	$10,287,954	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$10,240,794

0.31%

434,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	434,300	$10,240,794	100.0%	Other

ASSETMARK, INC

$9,898,604

0.30%

382,038

FEDERATED HERMES, INC.

$9,782,540

0.30%

414,866

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED INVESTMENT COUNSELING	413,033	$9,739,318	99.6%	Defined
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	1,833	$43,222	0.4%	Defined

QRG CAPITAL MANAGEMENT, INC.

$9,638,089

0.30%

408,740

Moran Wealth Management, LLC

$8,994,500

0.28%

347,144

&PARTNERS

$8,631,293

0.27%

366,043

US BANCORP \DE\

$7,761,474

0.24%

329,155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	329,089	$7,759,918	100.0%	Defined
U.S. BANCORP ADVISORS, LLC	66	$1,556	0.0%	Defined

Allianz SE

$7,662,792

0.24%

324,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
INVESTITORI SGR S.p.A.	1,970	$46,452	0.6%	Defined
Held directly	323,000	$7,616,340	99.4%	Defined

EAGLE GLOBAL ADVISORS LLC

$7,545,600

0.23%

320,000

QUADRANT CAPITAL GROUP LLC

$7,294,934

0.22%

281,549

Cetera Investment Advisers

$6,805,188

0.21%

288,600

AUGUSTINE ASSET MANAGEMENT INC

$6,725,743

0.21%

259,581

Gradient Investments LLC

$6,322,091

0.19%

244,002

Callan Family Office, LLC

$6,278,269

0.19%

266,254

SIGNATUREFD, LLC

$6,181,685

0.19%

238,583

Vident Advisory, LLC

$6,133,039

0.19%

260,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	199,747	$4,710,034	76.8%	Defined
Faith Investor Services, LLC	48,556	$1,144,950	18.7%	Defined
Held directly	11,792	$278,055	4.5%	Sole

MML INVESTORS SERVICES, LLC

$6,100,994

0.19%

258,736

Connor, Clark & Lunn Investment Management Ltd.

$5,964,018

0.18%

252,927

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	252,927	$5,964,018	100.0%	Sole

AMERIPRISE FINANCIAL INC

$5,885,472

0.18%

249,596

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	239,761	$5,653,564	96.1%	Defined
Ameriprise Financial Services, LLC	6,679	$157,490	2.7%	Defined
Ameriprise Bank, FSB	3,156	$74,418	1.3%	Defined

HighTower Advisors, LLC

$5,880,121

0.18%

249,369

Vise Technologies, Inc.

$5,851,636

0.18%

248,161

CITIGROUP INC

$5,707,443

0.18%

242,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	351	$8,276	0.1%	Defined
Citigroup Financial Products Inc. joint	241,695	$5,699,167	99.9%	Defined

Russell Investments Group, Ltd.

$5,618,948

0.17%

238,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	238,293	$5,618,948	100.0%	Defined

Gilman Hill Asset Management, LLC

$5,497,557

0.17%

212,179

Laird Norton Wetherby Trust Company, LLC

$5,469,498

0.17%

231,955

FACTORY MUTUAL INSURANCE CO

$5,433,586

0.17%

230,432

PNC FINANCIAL SERVICES GROUP, INC.

$4,985,376

0.15%

211,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	204,539	$4,823,029	96.7%	Defined
PNC Delaware Trust Company	1,806	$42,585	0.9%	Defined
PNC Wealth Management LLC	5,079	$119,762	2.4%	Defined

Calamos Wealth Management LLC

$4,866,393

0.15%

206,378

Vanguard Personalized Indexing Management, LLC

$4,819,775

0.15%

204,401

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$4,624,038

0.14%

196,100

Triasima Portfolio Management inc.

$4,585,422

0.14%

176,975

FIRST TRUST ADVISORS LP

$4,444,216

0.14%

188,474

PARK AVENUE SECURITIES LLC

$4,310,776

0.13%

166,375

MERCER GLOBAL ADVISORS INC /ADV

$4,128,716

0.13%

175,094

JONES FINANCIAL COMPANIES LLLP

$4,096,105

0.13%

173,711

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	173,711	$4,096,105	100.0%	Sole

Naviter Wealth, LLC

$4,072,761

0.13%

172,721

LEE JOHNSON CAPITAL MANAGEMENT, LLC

$3,866,954

0.12%

163,993

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$3,845,497

0.12%

163,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	163,083	$3,845,497	100.0%	Other

IEQ CAPITAL, LLC

$3,830,971

0.12%

162,467

EVERGREEN CAPITAL MANAGEMENT LLC

$3,800,815

0.12%

146,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC joint	143,693	$3,723,085	98.0%	Other
Held directly	3,000	$77,730	2.0%	Sole

NEUBERGER BERMAN GROUP LLC

$3,762,047

0.12%

159,544

Nuveen, LLC

$3,656,126

0.11%

155,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	155,052	$3,656,126	100.0%	Defined

Caprock Group, LLC

$3,517,122

0.11%

149,157

BAROMETER CAPITAL MANAGEMENT INC.

$3,386,088

0.10%

143,600

Advisors Asset Management, Inc.

$3,340,696

0.10%

141,675

RITHOLTZ WEALTH MANAGEMENT

$3,292,357

0.10%

139,625

PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC

$3,271,819

0.10%

138,754

CAPTRUST FINANCIAL ADVISORS

$3,248,734

0.10%

137,775

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,172,806

0.10%

134,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	134,555	$3,172,806	100.0%	Defined

DIVERSIFY WEALTH MANAGEMENT, LLC

$3,170,839

0.10%

122,379

Diversify Advisory Services, LLC

$3,170,839

0.10%

122,379

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Key facts CIK 1022837 CUSIP 86562M209 13F (30d) 129 filings 126 filers Visit website Investor relations