SDOG · ALPS Sector Dividend Dogs ETF · Holdings ETF

$71.43 -0.18 (-0.25%)

Volume · Oct 21 5421 Avg daily vol (3M) 29.74K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 29

Total Value: $31,312,400

Total Shares: 459,059

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 29 13F filers · Δ vs Jun 30, 2026

Top Holder

20.5%

−51.7 pts

Top 5

69.0%

−24.8 pts

Top 10

85.7%

−11.9 pts

HHI

1,132

Broadly held−4,261

Who Holds SDOG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 171 filers, like-for-like change -2.3%; actively managed books -3.8%; index-like books +5.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	20.1%	100	-11.7%	12	9
Exempt adviser	0.0%	1	new	1	0
Adviser	2.4%	2	+1.3%	0	0
Bank	40.6%	12	-2.1%	0	0
Broker-dealer	4.5%	1	+9.1%	0	0
Holding company	18.4%	5	+5.1%	0	0
Unknown	14.1%	50	-1.2%	5	4

Style	Share	Filers	Change	New	Exited
Index-like	17.5%	4	+5.2%	0	0
Systematic-like	0.3%	3	+66.4%	1	0
Concentrated	5.2%	28	-35.5%	5	7
Diversified active	77.0%	136	-0.6%	12	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	91.2%	139	+0.5%	13	6
Medium turnover	7.2%	16	-28.2%	1	3
High turnover	0.6%	5	+1.5%	2	2
Unknown	1.0%	11	+6.5%	2	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.1%	10	+5.4%	2	3
Medium horizon	12.0%	33	-17.9%	3	5
Long horizon	86.9%	126	+0.2%	11	5
Unknown	0.0%	2	new	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	9.1%	52	-23.8%	5	5
$1B to $10B	6.4%	51	+1.5%	11	7
$10B to $100B	13.1%	43	-2.1%	2	1
$100B or more	71.4%	25	+0.8%	0	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	18.7%	89	-12.8%	12	9
Pooled investment vehicles	0.3%	1	+67.2%	0	0
Registered funds and BDCs	0.1%	1	0.0%	0	0
Pension and profit sharing plans	0.1%	1	0.0%	0	0
Insurance companies	0.0%	1	0.0%	0	0
Corporations	0.0%	1	0.0%	0	0
Other	0.1%	1	-4.4%	0	0
Diversified	0.7%	4	0.0%	0	0
Unknown	80.1%	72	+0.3%	6	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.0%	6	+14.3%	2	0
Private equity funds	0.6%	4	+30.6%	0	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.4%	2	-3.6%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	1.7%	9	-0.9%	1	0
No private funds	16.3%	78	-15.1%	10	8
Private funds, type not stated	0.0%	0	—	0	0
Unknown	79.9%	70	+0.3%	5	4

Location	Share	Filers	Change	New	Exited
United States	93.3%	164	-2.3%	17	13
Outside the US	6.7%	7	-1.6%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

171 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.585% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.097%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

71.5%

of 13F shares, Herfindahl 0.103

Active holders

-3.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 22.3 quarters

Under 1 year 3.14% 1 to 3 years 13.2% 3 years or more 83.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -142

Institutional value: -46.7%

Shares held: -93.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+44,158	57,593
Mid Dynamic Advisor Solutions LLC	+818	73,817
Small Summit Financial Wealth Advisors, LLC	+415	15,640
Small Sage Capital Management, LLC	+149	28,530
Large Farther Finance Advisors, LLC	+110	1,913

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid IFP Advisors, Inc	−2,022	59,085
Small Investors Research Corp	−550	2,164
Small TMB Capital Partners, LLC	−510	32,521
Large Concurrent Investment Advisors, LLC	−404	14,456
Small Capital Investment Counsel, LLC	−189	93,907

Top New Positions

vs Jun 30, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Mid Connecticut Wealth Management, LLC	3,650	$0
Small LifeSteps Financial, Inc.	95	$0
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	150	$0

Filter: New 0 Increased 9 Reduced 7 Sold out 3 Unchanged 13

Holder type: Registered adviser 21 Unknown 8

Showing 29 of 29

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Capital Investment Counsel, LLC SDOG

$6,405,396

20.46%

93,907

Dynamic Advisor Solutions LLC SDOG

$5,035,057

16.08%

73,817

IFP Advisors, Inc SDOG

$4,030,187

12.87%

59,085

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC SDOG

$3,928,418

12.55%

57,593

TMB Capital Partners, LLC SDOG

$2,218,257

7.08%

32,521

Sage Capital Management, LLC SDOG

$1,946,031

6.21%

28,530

Summit Financial Wealth Advisors, LLC SDOG

$1,066,804

3.41%

15,640

Concurrent Investment Advisors, LLC SDOG

$986,043

3.15%

14,456

Capstone Wealth Management Group, Inc. SDOG

$674,255

2.15%

9,885

SWEENEY & MICHEL, LLC SDOG

$556,252

1.78%

8,155

CATHY PARETO & ASSOCIATES, INC SDOG

$496,295

1.58%

7,276

DIVERSIFY WEALTH MANAGEMENT, LLC SDOG

$364,855

1.17%

5,349

Diversify Advisory Services, LLC SDOG

$364,855

1.17%

5,349

TCFG Investment Advisors, LLC SDOG

$363,763

1.16%

5,333

Commonwealth Financial Services, LLC SDOG

$352,645

1.13%

5,170

First Heartland Consultants, Inc. SDOG

$317,517

1.01%

4,655

Hudock, Inc. SDOG

$292,279

0.93%

4,285

PRIVATE TRUST CO NA SDOG

$282,594

0.90%

4,143

MKT Advisors LLC SDOG

$267,724

0.86%

3,925

THOMPSON INVESTMENT MANAGEMENT, INC. SDOG

$261,176

0.83%

3,829

GILL CAPITAL PARTNERS, LLC SDOG

$226,457

0.72%

3,320

Well Done, LLC SDOG

$225,502

0.72%

3,306

DELTA CAPITAL MANAGEMENT LLC SDOG

$225,093

0.72%

3,300

Investors Research Corp SDOG

$147,606

0.47%

2,164

Farther Finance Advisors, LLC SDOG

$130,485

0.42%

1,913

CoreCap Advisors, LLC SDOG

$76,531

0.24%

1,122

TD Waterhouse Canada Inc. SDOG

$34,446

0.11%

505

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	505	$34,446	100.0%	Defined

Trust Co SDOG

$21,008

0.07%

308

Triumph Capital Management SDOG

$14,869

0.05%

218