Del-Sette Capital Management, LLC

Registered adviser

CIK

1610580

Location

SCHENECTADY, NY

Portfolio Value

Small $154,581,035

Diversification

Diversified

Filing Date

Global Rank

#7,771 / 8,816 ▲ 95 · as of Jun 2026

Top Industry

Asset Management 20.1%

Period ended 26 days ago

Filed Oct 23, 2026 · 3d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 159052

Roster of Oct 1, 2026

Regulatory AUM

$192,533,425

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$192,533,425	Individuals and high net worth (100%)
Mar 2025 to Jan 2026	$145,817,030	Individuals and high net worth (100%)
Apr 2024 to Feb 2025	$151,829,467	Individuals and high net worth (100%)
May 2023 to Mar 2024	$129,748,248	Individuals and high net worth (100%)
Apr 2023	$129,748,248	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$147,094,691	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 70.9% of the book (60%+)

Turnover

Medium turnover

80.8% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 8.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 85.0%; sector active share 57.0% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

49 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

27.3%

+13.1 pts

Top 5

50.3%

+3.4 pts

Top 10

68.1%

−2.8 pts

HHI

995

Diversified+357

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	58.3%	$90,124,009	24
Financial Services	10.3%	$15,849,096	5
Real Estate	7.3%	$11,317,901	2
Communication Services	7.1%	$11,017,993	4
Technology	6.1%	$9,374,794	5
Consumer Cyclical	4.1%	$6,366,863	2
Industrials	3.6%	$5,581,272	2
Healthcare	1.8%	$2,842,945	1
Energy	1.2%	$1,798,040	3
Consumer Defensive	0.2%	$308,122	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
WAGN	Pabrai Wagons ETF	+39,533	202,848	$3,018,378
NFLX	Netflix Inc	+38,455	41,626	$2,896,337
EDOG	ALPS Emerging Sector Dividend Dogs ETF	+34,506	622,742	$14,726,478
IDOG	ALPS International Sector Dividend Dogs ETF	+12,110	462,748	$19,472,435
PIE	Invesco Ltd.	+11,046	29,433	$0
SDOG	ALPS Sector Dividend Dogs ETF	+7,739	116,292	$7,932,277
DES	WisdomTree U.S. SmallCap Dividend Fund	+7,322	217,551	$8,245,182
BOND	PIMCO Active Bond Exchange-Traded Fund	+7,002	58,162	$5,059,512
GOOG	Alphabet Inc.	+5,195	12,485	$4,254,138
PIZ	Invesco Ltd.	+4,576	28,896	$0
BRK-B	Berkshire Hathaway Inc	+734	5,866	$2,920,974
XSVM	Victory Portfolios II	+627	12,925	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFIV	Dimensional International Value ETF	−46,626	14,979	$836,726
GTEK	Goldman Sachs Future Tech Leaders Equity ETF	−30,956	4,849	$284,589
F	Ford Motor Co	−29,629	425,628	$5,133,073
EEM	iShares MSCI Emerging Markets ETF	−27,201	143,974	$9,616,023
IVZ	Invesco Ltd.	−25,817	226,061	$6,817,999
FDL	First Trust Morningstar Dividend Leaders Index Fund	−23,627	221,839	$10,894,513
BEN	Franklin Templeton Inc	−22,061	190,228	$6,110,123
RPG	Victory Portfolios II	−21,885	108,264	$0
KIM	Kimco Realty Corp	−10,344	223,939	$4,973,685
FFTY	Sageworth Trust Co	−8,097	10,084	$0
AAPL	Apple Inc.	−5,105	4,977	$1,657,440
SPG	Simon Property Group Inc.	−1,866	31,601	$6,344,216
GVAL	Cambria Global Value ETF	−1,563	27,675	$1,047,222
WMT	Walmart Inc.	−738	2,965	$308,122
AVUV	Avantis U.S. Small Cap Value ETF	−641	10,735	$1,264,260
FTSM	First Trust Enhanced Short Maturity ETF	−550	12,598	$749,706
VIOG	VANGUARD S&P SMALL-CAP 600 GROWTH INDEX FUND	−522	7,913	$1,091,598
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	−476	20,954	$1,410,413
VUG	VANGUARD GROWTH INDEX FUND	−190	18,078	$1,629,008
APA	APA Corp	−71	28,781	$1,195,562
NVDA	Nvidia Corp	−69	17,255	$3,940,696
AMZN	Amazon Com Inc	−55	4,952	$1,233,790
META	Meta Platforms, Inc.	−33	1,051	$762,164
MSFT	Microsoft Corp	−20	932	$478,022
AVGO	Broadcom Inc.	−6	901	$316,422
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
DIS	Walt Disney Co	29,603	$3,105,354
TWLO	Twilio Inc	10,197	$2,982,214
BE	Bloom Energy Corp	10,614	$2,939,865
LLY	ELI LILLY & Co	2,457	$2,842,945
SPCX	Space Exploration Technologies Corp	17,509	$2,641,407
XOM	ExxonMobil Holdings Corp	1,242	$202,135
MTUM	iShares MSCI USA Momentum Factor ETF	22,483	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
CSD	Victory Portfolios II	17,416	$2,608,046
XLG	Victory Portfolios II	37,302	$2,284,001
PKW	Victory Portfolios II	16,080	$2,277,892
TSM	Taiwan Semiconductor Manufacturing Co Ltd	4,681	$2,235,505
TAN	Invesco Ltd.	37,637	$2,226,228
RSP	Victory Portfolios II	10,419	$2,216,850
QQQ	Invesco Qqq Trust, Series 1	800	$589,120
IBM	International Business Machines Corp	870	$244,652
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

49 tracked positions · $154,581,035 total · filing declares 49 positions · $171,762,115 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IDOG	ALPS International Sector Dividend Dogs ETF	Added	462,748	+12,110	$19,472,435	—	12.60%
EDOG	ALPS Emerging Sector Dividend Dogs ETF	Added	622,742	+34,506	$14,726,478	—	9.53%
FDL	First Trust Morningstar Dividend Leaders Index Fund	Reduced	221,839	-23,627	$10,894,513	−8.8%	7.05%
EEM	iShares MSCI Emerging Markets ETF	Reduced	143,974	-27,201	$9,616,023	−17.9%	6.22%
DES	WisdomTree U.S. SmallCap Dividend Fund	Added	217,551	+7,322	$8,245,182	−3.6%	5.33%
SDOG	ALPS Sector Dividend Dogs ETF	Added	116,292	+7,739	$7,932,277	—	5.13%
IVZ	Invesco Ltd. Financial Services	Reduced	226,061	-25,817	$6,817,999	+2.6%	4.41%
SPG	Simon Property Group Inc. Real Estate	Reduced	31,601	-1,866	$6,344,216	−15.2%	4.10%
BEN	Franklin Templeton Inc Financial Services	Reduced	190,228	-22,061	$6,110,123	−13.5%	3.95%
F	Ford Motor Co Consumer Cyclical	Reduced	425,628	-29,629	$5,133,073	−18.9%	3.32%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	58,162	+7,002	$5,059,512	+7.3%	3.27%
KIM	Kimco Realty Corp Real Estate	Reduced	223,939	-10,344	$4,973,685	−16.3%	3.22%
GOOG	Alphabet Inc. Communication Services	Added	12,485	+5,195	$4,254,138	+65.2%	2.75%
NVDA	Nvidia Corp Technology	Reduced	17,255	-69	$3,940,696	+13.7%	2.55%
DIS	Walt Disney Co Communication Services	NEW	29,603	NEW	$3,105,354	NEW	2.01%
WAGN	Pabrai Wagons ETF	Added	202,848	+39,533	$3,018,378	+34.3%	1.95%
TWLO	Twilio Inc Technology	NEW	10,197	NEW	$2,982,214	NEW	1.93%
BE	Bloom Energy Corp Industrials	NEW	10,614	NEW	$2,939,865	NEW	1.90%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	5,866	+734	$2,920,974	+13.7%	1.89%
NFLX	Netflix Inc Communication Services	Added	41,626	+38,455	$2,896,337	+1179.2%	1.87%
LLY	ELI LILLY & Co Healthcare	NEW	2,457	NEW	$2,842,945	NEW	1.84%
SPCX	Space Exploration Technologies Corp Industrials	NEW	17,509	NEW	$2,641,407	NEW	1.71%
AAPL	Apple Inc. Technology	Reduced	4,977	-5,105	$1,657,440	−43.2%	1.07%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	18,078	-190	$1,629,008	+3.5%	1.05%
EFA	iShares MSCI EAFE ETF	Held	13,977	0	$1,452,070	+0.0%	0.94%
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	Reduced	20,954	-476	$1,410,413	−4.2%	0.91%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	10,735	-641	$1,264,260	−10.9%	0.82%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	4,952	-55	$1,233,790	+3.4%	0.80%
APA	APA Corp Energy	Reduced	28,781	-71	$1,195,562	+27.2%	0.77%
VIOG	VANGUARD S&P SMALL-CAP 600 GROWTH INDEX FUND	Reduced	7,913	-522	$1,091,598	−15.6%	0.71%
GVAL	Cambria Global Value ETF	Reduced	27,675	-1,563	$1,047,222	−0.6%	0.68%
DFIV	Dimensional International Value ETF	Reduced	14,979	-46,626	$836,726	−74.9%	0.54%
META	Meta Platforms, Inc. Communication Services	Reduced	1,051	-33	$762,164	+24.8%	0.49%
FTSM	First Trust Enhanced Short Maturity ETF	Reduced	12,598	-550	$749,706	−4.5%	0.48%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Held	6,745	0	$604,554	−7.1%	0.39%
DISV	Dimensional International Small Cap Value ETF	Reduced	13,484	-1	$583,722	+7.9%	0.38%
MSFT	Microsoft Corp Technology	Reduced	932	-20	$478,022	+34.6%	0.31%
WMB	Williams Companies, Inc. Energy	Held	5,890	0	$400,343	−8.6%	0.26%
AVGO	Broadcom Inc. Technology	Reduced	901	-6	$316,422	−7.6%	0.20%
WMT	Walmart Inc. Consumer Defensive	Reduced	2,965	-738	$308,122	−26.5%	0.20%
GTEK	Goldman Sachs Future Tech Leaders Equity ETF	Reduced	4,849	-30,956	$284,589	−87.4%	0.18%
DFEV	Dimensional Emerging Markets Value ETF	Held	4,843	0	$205,343	−0.6%	0.13%
XOM	ExxonMobil Holdings Corp Energy	NEW	1,242	NEW	$202,135	NEW	0.13%
RPG	Victory Portfolios II	Reduced	108,264	-21,885	$0	−100.0%	0.00%
XSVM	Victory Portfolios II	Added	12,925	+627	$0	−100.0%	0.00%
PIE	Invesco Ltd. Financial Services	Added	29,433	+11,046	$0	−100.0%	0.00%
PIZ	Invesco Ltd. Financial Services	Added	28,896	+4,576	$0	−100.0%	0.00%
FFTY	Sageworth Trust Co	Reduced	10,084	-8,097	$0	−100.0%	0.00%
MTUM	iShares MSCI USA Momentum Factor ETF	NEW	22,483	NEW	$0	NEW	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.