Joseph P. Lucia & Associates, LLC

CIK

1775391

Location

Yorktown Heights, NY

Portfolio Value

Small $332,374,032

Diversification

Diversified

Filing Date

Global Rank

#4,909 / 8,798 ▲ 100 · as of Jun 2026

Top Industry

Consumer Electronics 20.1%

Period ended 3 months ago

Filed Aug 7, 2026 · 2mo

26 quarters · since Mar 2020

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

93 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

10.8%

−2.0 pts

Top 5

45.6%

+1.4 pts

Top 10

62.0%

+1.1 pts

HHI

536

Diversified−19

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	80.2%	$266,462,360	45
Technology	9.4%	$31,313,612	13
Financial Services	3.4%	$11,287,056	15
Consumer Cyclical	2.8%	$9,240,805	2
Communication Services	2.3%	$7,793,995	5
Energy	0.6%	$1,854,242	2
Industrials	0.5%	$1,789,837	6
Healthcare	0.4%	$1,294,729	3
Utilities	0.3%	$861,365	1
Consumer Defensive	0.1%	$476,031	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		+76,946	154,967	$8,702,946
AIOO	AllianzIM U.S. Equity Buffer100 Protection ETF	+42,242	255,675	$9,373,835
FNDA	Schwab Fundamental U.S. Small Company ETF	+33,559	1,132,537	$35,592,027
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	+23,519	136,705	$7,921,303
STT	State Street Corp	+8,923	90,938	$4,875,186
VB	Vanguard Morningstar Small-Cap ETF	+8,909	38,897	$11,949,972
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+8,587	313,027	$31,693,703
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	+8,255	46,977	$2,861,052
ACSG	American Century Small Cap Growth Insights ETF	+7,825	91,791	$7,155,900
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	+7,252	240,764	$23,503,977
—		+5,486	59,988	$3,157,484
ACVT	Advent Convertible Bond ETF	+2,154	11,435	$610,629
KAMO	Kensington Credit Opportunities ETF	+1,895	34,135	$881,365
AIEQ	Amplify AI Powered Equity ETF	+1,235	59,391	$5,407,178
NFLX	Netflix Inc	+1,080	7,096	$506,654
KIO	KKR Income Opportunities Fund	+988	100,022	$1,126,247
DBP	Invesco DB Precious Metals Fund	+945	6,585	$608,914
AGNG	Global X Funds Global X Aging Population ETF	+857	244,130	$6,834,372
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund	+628	53,806	$518,689
VIG	Vanguard Dividend Appreciation ETF	+594	16,009	$3,347,712
QQQ	Invesco Qqq Trust, Series 1	+574	10,378	$7,642,359
HOOD	Robinhood Markets, Inc.	+520	3,533	$354,289
VZ	Verizon Communications Inc	+315	19,414	$821,988
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+272	38,351	$3,473,631
BCAT	BlackRock Capital Allocation Term Trust	+270	33,547	$534,403
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ABI	VictoryShares Pioneer Asset-Based Income ETF	−6,963	556,589	$35,790,019
ET	Energy Transfer LP	−6,721	59,939	$1,146,033
BCEM	Baron Emerging Markets Select ETF	−3,786	36,509	$1,185,848
AFK	VanEck Africa Index ETF	−3,494	121,630	$25,045,645
IBIT	iShares Bitcoin Trust ETF	−2,783	10,612	$353,273
BXSL	Blackstone Secured Lending Fund	−2,753	38,985	$924,334
UBER	Uber Technologies, Inc	−1,881	17,174	$1,239,275
BTC	Grayscale Bitcoin Mini Trust ETF	−1,523	23,589	$612,134
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	−1,497	22,699	$822,338
BAB	Invesco Taxable Municipal Bond ETF	−1,390	15,974	$751,609
BIV	Vanguard Intermediate-Term Bond ETF	−1,268	38,098	$2,922,116
GBTC	Grayscale Bitcoin Trust ETF	−685	17,945	$816,856
NVDA	Nvidia Corp	−542	55,049	$11,014,754
BCLO	iShares BBB-B CLO Active ETF	−460	135,438	$7,088,824
AAPL	Apple Inc.	−425	45,874	$13,274,100
IVZ	Invesco Ltd.	−420	21,773	$594,798
DIS	Walt Disney Co	−400	3,806	$366,327
—		−371	2,965	$434,105
PMM	Franklin Managed Municipal Income Trust	−350	27,636	$180,739
FTSD	Franklin Short Duration U.S. Government ETF	−338	25,425	$2,301,216
GOOGL	Alphabet Inc.	−238	10,115	$3,601,962
MSFT	Microsoft Corp	−228	2,551	$951,574
ACES	ALPS Clean Energy ETF	−212	37,026	$2,525,913
EDV	Vanguard World Funds Extended Duration ETF	−156	4,021	$855,612
META	Meta Platforms, Inc.	−149	4,433	$2,497,064
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
BUYZ	Franklin Disruptive Commerce ETF	47,132	$1,179,949
—		12,728	$533,175
PANW	Palo Alto Networks Inc	1,115	$380,237
AMD	Advanced Micro Devices Inc	637	$370,039
CAPE	DoubleLine Shiller CAPE U.S. Equities ETF	7,945	$362,220
—		2,002	$331,090
GEV	GE Vernova Inc.	231	$271,392
GE	General Electric Co	682	$254,883
URI	United Rentals, Inc.	209	$236,774
CRWV	CoreWeave, Inc.	2,338	$232,724
BAC	Bank Of America Corp /De/	4,084	$232,706
ARMY	Tema ETF Trust Tema International Defense ETF	7,367	$223,809
GLW	Corning Inc /Ny	791	$202,045
UTG	Reaves Utility Income Fund	4,913	$200,057
FBCG	Fidelity Blue Chip Growth ETF	1,945	$200,023
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
CI	Cigna Group	750	$200,062
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

93 tracked positions · $332,374,032 total · filing declares 188 positions · $332,557,554 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 93 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
ABI	VictoryShares Pioneer Asset-Based Income ETF	Reduced	556,589	-6,963	$35,790,019	+13.4%	10.77%
FNDA	Schwab Fundamental U.S. Small Company ETF	Added	1,132,537	+33,559	$35,592,027	+16.7%	10.71%
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	313,027	+8,587	$31,693,703	—	9.54%
AFK	VanEck Africa Index ETF	Reduced	121,630	-3,494	$25,045,645	+60.5%	7.54%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Added	240,764	+7,252	$23,503,977	+17.6%	7.07%
AAPL	Apple Inc. Technology	Reduced	45,874	-425	$13,274,100	+13.0%	3.99%
VB	Vanguard Morningstar Small-Cap ETF	Added	38,897	+8,909	$11,949,972	+35.8%	3.60%
NVDA	Nvidia Corp Technology	Reduced	55,049	-542	$11,014,754	+13.6%	3.31%
AIOO	AllianzIM U.S. Equity Buffer100 Protection ETF	Added	255,675	+42,242	$9,373,835	+26.0%	2.82%
SPY	Spdr S&P 500 ETF Trust	Added	11,909	+132	$8,893,283	+16.1%	2.68%
		Added	154,967	+76,946	$8,702,946	+110.4%	2.62%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	36,128	-104	$8,610,747	+14.1%	2.59%
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	Added	136,705	+23,519	$7,921,303	+24.3%	2.38%
QQQ	Invesco Qqq Trust, Series 1	Added	10,378	+574	$7,642,359	+35.1%	2.30%
ACSG	American Century Small Cap Growth Insights ETF	Added	91,791	+7,825	$7,155,900	+12.5%	2.15%
BCLO	iShares BBB-B CLO Active ETF	Reduced	135,438	-460	$7,088,824	+0.4%	2.13%
AGNG	Global X Funds Global X Aging Population ETF	Added	244,130	+857	$6,834,372	+9.7%	2.06%
AIEQ	Amplify AI Powered Equity ETF	Added	59,391	+1,235	$5,407,178	+35.7%	1.63%
STT	State Street Corp Financial Services	Added	90,938	+8,923	$4,875,186	+20.4%	1.47%
GOOGL	Alphabet Inc. Communication Services	Reduced	10,115	-238	$3,601,962	+21.1%	1.08%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	38,351	+272	$3,473,631	+36.5%	1.05%
VIG	Vanguard Dividend Appreciation ETF	Added	16,009	+594	$3,347,712	+14.7%	1.01%
		Added	59,988	+5,486	$3,157,484	+11.5%	0.95%
BIV	Vanguard Intermediate-Term Bond ETF	Reduced	38,098	-1,268	$2,922,116	−3.8%	0.88%
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	Added	46,977	+8,255	$2,861,052	+48.1%	0.86%
ACES	ALPS Clean Energy ETF	Reduced	37,026	-212	$2,525,913	+4.3%	0.76%
META	Meta Platforms, Inc. Communication Services	Reduced	4,433	-149	$2,497,064	−4.7%	0.75%
FTSD	Franklin Short Duration U.S. Government ETF	Reduced	25,425	-338	$2,301,216	−1.6%	0.69%
UBER	Uber Technologies, Inc Technology	Reduced	17,174	-1,881	$1,239,275	−9.6%	0.37%
BCEM	Baron Emerging Markets Select ETF	Reduced	36,509	-3,786	$1,185,848	+26.1%	0.36%
IBM	International Business Machines Corp Technology	Added	4,214	+232	$1,185,018	+22.8%	0.36%
BUYZ	Franklin Disruptive Commerce ETF	NEW	47,132	NEW	$1,179,949	NEW	0.36%
ET	Energy Transfer LP Energy	Reduced	59,939	-6,721	$1,146,033	−10.9%	0.34%
KIO	KKR Income Opportunities Fund Financial Services	Added	100,022	+988	$1,126,247	+3.4%	0.34%
MSFT	Microsoft Corp Technology	Reduced	2,551	-228	$951,574	−7.5%	0.29%
BXSL	Blackstone Secured Lending Fund Financial Services	Reduced	38,985	-2,753	$924,334	−6.5%	0.28%
KAMO	Kensington Credit Opportunities ETF	Added	34,135	+1,895	$881,365	+12.9%	0.27%
ED	Consolidated Edison Inc Utilities	Added	7,786	+11	$861,365	−2.1%	0.26%
EDV	Vanguard World Funds Extended Duration ETF	Reduced	4,021	-156	$855,612	+5.8%	0.26%
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	Reduced	22,699	-1,497	$822,338	+8.4%	0.25%
VZ	Verizon Communications Inc Communication Services	Added	19,414	+315	$821,988	−14.3%	0.25%
GBTC	Grayscale Bitcoin Trust ETF	Reduced	17,945	-685	$816,856	−16.9%	0.25%
AVGO	Broadcom Inc. Technology	Added	2,011	+47	$759,655	+25.0%	0.23%
BAB	Invesco Taxable Municipal Bond ETF	Reduced	15,974	-1,390	$751,609	−3.7%	0.23%
GLD	Spdr Gold Trust	Reduced	1,946	-140	$716,867	−20.1%	0.22%
XOM	ExxonMobil Holdings Corp Energy	Reduced	5,180	-102	$708,209	−21.0%	0.21%
CRWD	CrowdStrike Holdings, Inc. Technology	Reduced	917	-10	$699,799	+93.4%	0.21%
CAT	Caterpillar Inc Industrials	Added	599	+56	$637,875	+65.8%	0.19%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,498	-5	$630,058	+12.8%	0.19%
BTC	Grayscale Bitcoin Mini Trust ETF	Reduced	23,589	-1,523	$612,134	−18.7%	0.18%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.