KIO · KKR Income Opportunities Fund

$11.10 +0.12 (+1.09%) At close · Aug 25

Market Cap

$450.01M

40.99M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 90

Total Value: $118,161,632

Total Shares: 10,493,932

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 90 13F filers · Δ vs Mar 31, 2026

Top Holder

28.6%

+2.2 pts

Top 5

59.1%

+2.4 pts

Top 10

73.6%

+1.6 pts

HHI

1,140

Broadly held+124

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -4

Institutional value: +3.3%

Shares held: +0.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega MORGAN STANLEY	+251,322	2,996,729
Mid Kovack Advisors, Inc.	+81,653	216,679
Large Janney Montgomery Scott LLC	+66,756	536,534
Large GUGGENHEIM CAPITAL LLC	+57,941	851,503
Large Penserra Capital Management LLC	+44,345	1,161,643

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small Shaker Financial Services, LLC	−140,063	175,575
Mega WELLS FARGO & COMPANY/MN	−34,686	548,460
Mega Invesco Ltd.	−27,220	125,904
Large Corient Private Wealth LLC	−18,635	12,206
Mid Hennion & Walsh Asset Management, Inc.	−13,848	13,992

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid J.W. COLE ADVISORS, INC.	101,737	$1,145,558
Mid Advisors Asset Management, Inc.	73,782	$830,785
Mid XTX Topco Ltd	26,857	$302,409
Large Sanctuary Advisors, LLC	22,813	$256,874
Large Creative Planning	11,306	$127,305

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Logan Stone Capital, LLC	246,200	$2,708,200
Large Balyasny Asset Management L.P.	76,042	$836,462
Mid WOLVERINE ASSET MANAGEMENT LLC	75,056	$825,616
Large COMMONWEALTH EQUITY SERVICES, LLC	17,629	$193,919
Large Cresset Asset Management, LLC	15,938	$175,318

Filter: New 11 Increased 30 Reduced 26 Sold out 15 Unchanged 23

Showing 90 of 90

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$33,743,167

28.56%

2,996,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	2,801	$31,539	0.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,435	$16,158	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,315,265	$26,069,883	77.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	677,228	$7,625,587	22.6%	Defined

Penserra Capital Management LLC

$13,080,100

11.07%

1,161,643

GUGGENHEIM CAPITAL LLC

$9,587,923

8.11%

851,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	851,155	$9,584,005	100.0%	Defined
SECURITY INVESTORS LLC	348	$3,918	0.0%	Defined

UBS Group AG

$7,281,312

6.16%

646,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	637,482	$7,178,047	98.6%	Defined
UBS Switzerland AG	9,171	$103,265	1.4%	Defined

WELLS FARGO & COMPANY/MN

$6,175,659

5.23%

548,460

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	69,433	$781,815	12.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	479,027	$5,393,844	87.3%	Defined

Janney Montgomery Scott LLC

$6,041,372

5.11%

536,534

BANK OF AMERICA CORP /DE/

$3,918,626

3.32%

348,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	348,013	$3,918,626	100.0%	Defined

LPL Financial LLC

$2,446,235

2.07%

217,250

Kovack Advisors, Inc.

$2,439,805

2.06%

216,679

Rareview Capital LLC

$2,239,197

1.90%

198,863

Shaker Financial Services, LLC

$1,976,974

1.67%

175,575

Karpus Management, Inc.

$1,834,636

1.55%

162,934

Significant Wealth Partners LLC

$1,616,440

1.37%

143,556

Capital Investment Advisors, LLC

$1,531,078

1.30%

135,975

Invesco Ltd.

$1,417,678

1.20%

125,904

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	76,036	$856,165	60.4%	Defined
Invesco Capital Management LLC	49,868	$561,513	39.6%	Defined

RAYMOND JAMES FINANCIAL INC

$1,288,751

1.09%

114,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	41,144	$463,281	35.9%	Defined
Raymond James Financial Services Advisors, Inc.	73,310	$825,470	64.1%	Defined

Cambridge Investment Research Advisors, Inc.

$1,288,020

1.09%

114,389

J.W. COLE ADVISORS, INC.

$1,145,558

0.97%

101,737

Cetera Investment Advisers

$1,135,143

0.96%

100,812

Joseph P. Lucia & Associates, LLC

$1,126,247

0.95%

100,022

COHEN & STEERS, INC.

$988,391

0.84%

87,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	87,779	$988,391	100.0%	Sole

SIT INVESTMENT ASSOCIATES INC

$904,178

0.77%

80,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	80,300	$904,178	100.0%	Sole

Baird Financial Group, Inc.

$891,229

0.75%

79,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	79,150	$891,229	100.0%	Defined

ROYAL BANK OF CANADA

$858,979

0.73%

76,286

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	76,096	$856,840	99.8%	Defined
RBC Rochdale, LLC	190	$2,139	0.2%	Defined

Advisors Asset Management, Inc.

$830,785

0.70%

73,782

WEDBUSH SECURITIES INC

$693,323

0.59%

61,574

Rockefeller Capital Management L.P.

$652,100

0.55%

57,913

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	57,913	$652,100	100.0%	Defined

ROBINSON CAPITAL MANAGEMENT, LLC

$587,254

0.50%

52,154

Bramshill Investments, LLC

$536,640

0.45%

47,659

NewEdge Advisors, LLC

$533,386

0.45%

47,370

ENVESTNET ASSET MANAGEMENT INC

$512,555

0.43%

45,520

PFG Investments, LLC

$489,460

0.41%

43,469

Carnegie Lake Advisors LLC

$482,761

0.41%

42,874

Aviance Capital Partners, LLC

$462,234

0.39%

41,051

Arax Advisory Partners

$454,149

0.38%

40,333

FIFTH THIRD BANCORP

$449,274

0.38%

39,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	39,900	$449,274	100.0%	Defined

Virtus Investment Advisers, LLC

$431,719

0.37%

38,341

STEPHENS INC /AR/

$413,500

0.35%

36,723

Uncommon Cents Investing LLC

$369,159

0.31%

32,785

OSAIC HOLDINGS, INC.

$341,943

0.29%

30,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	26,667	$300,270	87.8%	Defined
Osaic Advisory Services, LLC	3,701	$41,673	12.2%	Defined

Total Wealth Planning & Management, Inc.

$329,219

0.28%

29,238

Equitable Holdings, Inc.

$322,204

0.27%

28,615

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	28,615	$322,204	100.0%	Defined

XTX Topco Ltd

$302,409

0.26%

26,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	26,857	$302,409	100.0%	Defined

Sanctuary Advisors, LLC

$256,874

0.22%

22,813

WealthTrust Axiom LLC

$235,210

0.20%

20,889

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$225,650

0.19%

20,040

Apollon Wealth Management, LLC

$221,022

0.19%

19,629

STIFEL FINANCIAL CORP

$200,349

0.17%

17,793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	17,793	$200,349	100.0%	Defined

Fortitude Advisory Group L.L.C.

$180,903

0.15%

16,066

RIK SAYLOR FINANCIAL, INC.

$177,739

0.15%

15,785

SeaCrest Wealth Management, LLC

$176,579

0.15%

15,682

Herold Advisors, Inc.

$162,594

0.14%

14,440

Hennion & Walsh Asset Management, Inc.

$157,549

0.13%

13,992

Graves Light Lenhart Wealth, Inc.

$154,577

0.13%

13,728

BlackRock, Inc.

$153,744

0.13%

13,654

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SpiderRock Advisors, LLC	13,654	$153,744	100.0%	Sole

Concurrent Investment Advisors, LLC

$151,604

0.13%

13,464

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	94	$1,058	0.7%	Sole
Held directly	13,370	$150,546	99.3%	Sole

Plotkin Financial Advisors, LLC

$145,681

0.12%

12,938

UHLMANN PRICE SECURITIES, LLC

$144,995

0.12%

12,877

HighTower Advisors, LLC

$137,844

0.12%

12,242

Corient Private Wealth LLC

$137,439

0.12%

12,206

Creative Planning

$127,305

0.11%

11,306

Gator Capital Management, LLC

$125,008

0.11%

11,102

GILL CAPITAL PARTNERS, LLC

$124,062

0.10%

11,018

CoreCap Advisors, LLC

$118,455

0.10%

10,520

B. Riley Wealth Advisors, Inc.

$114,266

0.10%

10,148

BESSEMER GROUP INC

$67,560

0.06%

6,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	6,000	$67,560	100.0%	Defined

AdvisorNet Financial, Inc

$60,488

0.05%

5,372

US BANCORP \DE\

$57,155

0.05%

5,076

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	5,076	$57,155	100.0%	Defined

Global Retirement Partners, LLC

$42,438

0.04%

3,769

EverSource Wealth Advisors, LLC

$33,453

0.03%

2,971

HARBOUR INVESTMENTS, INC.

$30,998

0.03%

2,753

BNP PARIBAS ARBITRAGE, SA

$16,935

0.01%

1,504

Pinnacle Wealth Planning Services, Inc.

$15,324

0.01%

1,361

Atlantic Union Bankshares Corp

$14,694

0.01%

1,305

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	1,305	$14,694	100.0%	Sole

Noble Wealth Management PBC

$9,008

0.01%

800

Osbon Capital Management LLC

$6,463

0.01%

574

WPG Advisers, LLC

$6,091

0.01%

541

Ameritas Advisory Services, LLC

$4,177

0.00%

371

HIGHLINE WEALTH PARTNERS LLC

$2,815

0.00%

250

JPMORGAN CHASE & CO

$2,589

0.00%

230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	230	$2,589	100.0%	Other

COMPASS FINANCIAL MANAGEMENT LLC

$2,308

0.00%

205

Mountain Hill Investment Partners Corp.

$1,835

0.00%

163

Steward Partners Investment Advisory, LLC

$1,824

0.00%

162

Strategic Advocates LLC

$1,520

0.00%

135

WHITTIER TRUST CO OF NEVADA INC

$1,283

0.00%

114

JFS WEALTH ADVISORS, LLC

$1,047

0.00%

TSFG, LLC

$754

0.00%

Tower Research Capital LLC (TRC)

$461

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	41	$461	100.0%	Other

ASSETMARK, INC

$180

0.00%

CITIGROUP INC

$11

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1	$11	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	75,056	$825,616	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	15,000	$165,000	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Global Trading, LLC	11,764	$129,404	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC	10,162	$111,782	100.0%	Defined

Key facts CIK 1515940 CUSIP 48249T106 13F (30d) 66 filings 66 filers