SWEENEY & MICHEL, LLC

Registered adviser

CIK

1979556

Location

CHICO, CA

Portfolio Value

Small $244,035,199

Diversification

Diversified

Filing Date

Global Rank

#4,491 / 8,807 ▲ 866 · as of Jun 2026

Top Industry

Consumer Electronics 17.6%

Period ended 20 days ago

Filed Oct 16, 2026 · 4d

13 quarters · since Mar 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 282595

Roster of Oct 1, 2026

Regulatory AUM

$752,618,512

Main clients

Individuals and high net worth (84% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$752,618,512	Individuals and high net worth (84%)
Apr 2025 to Mar 2026	$625,915,288	Individuals and high net worth (81%)
Apr 2024 to Mar 2025	$557,532,281	Individuals and high net worth (82%)
May 2023 to Mar 2024	$423,475,721	Individuals and high net worth (92%)
Apr 2023	$423,475,721	Individuals and high net worth (92%)
Apr 2022 to Mar 2023	$492,788,712	Individuals and high net worth (86%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 68.8% of the book (60%+)

Turnover

Low turnover

8.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 12.5 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 71.5%; sector active share 53.4% against the combined 13F book's sector weights.

Over time 12 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

166 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

10.0%

−18.7 pts

Top 5

38.8%

−14.7 pts

Top 10

57.5%

−11.4 pts

HHI

442

Diversified−609

Portfolio Trend

13 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	43.1%	$105,287,214	83
Technology	16.2%	$39,447,329	12
Financial Services	12.1%	$29,407,850	17
Communication Services	10.2%	$24,865,424	6
Healthcare	6.4%	$15,558,404	7
Consumer Defensive	3.5%	$8,492,984	7
Consumer Cyclical	2.7%	$6,623,330	7
Industrials	2.6%	$6,294,003	13
Energy	1.8%	$4,399,822	8
Real Estate	1.0%	$2,542,267	1
Basic Materials	0.3%	$749,260	4
Utilities	0.2%	$367,312	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TAXX	BondBloxx IR+M Tax-Aware Short Duration ETF	+21,754	59,325	$2,957,351
—		+14,609	850,743	$0
FRDM	Freedom 100 Emerging Markets ETF	+7,187	168,958	$11,820,301
DGRO	iShares Core Dividend Growth ETF	+4,869	390,542	$0
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+4,325	126,599	$12,802,956
CGBL	Capital Group Core Balanced ETF	+4,263	14,969	$550,110
XHLF	BondBloxx Bloomberg Six Month Target Duration US Treasury ETF	+4,257	41,569	$2,088,842
CGDG	Capital Group Dividend Growers ETF	+4,199	286,421	$10,606,169
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+3,737	12,862	$1,007,223
CGIE	Capital Group International Equity ETF	+3,595	354,311	$13,004,985
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+3,036	45,748	$0
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+2,996	340,550	$0
CALI		+2,768	87,090	$4,337,952
NCA	Nuveen California Municipal Value Fund	+1,902	66,606	$565,484
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+1,571	198,320	$0
RQI	Cohen & Steers Quality Income Realty Fund Inc	+1,532	67,016	$730,474
IMTM	iShares MSCI Intl Momentum Factor ETF	+1,100	10,183	$0
VNQ	VANGUARD REAL ESTATE INDEX FUND	+739	14,254	$1,277,586
ET	Energy Transfer LP	+564	26,434	$0
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	+408	31,231	$2,168,680
T	At&T Inc.	+378	12,204	$297,777
VXUS	Vanguard Total International Stock ETF	+348	3,963	$336,696
USMV	iShares MSCI USA Min Vol Factor ETF	+340	23,949	$0
SUSL	iShares ESG MSCI USA Leaders ETF	+332	3,637	$0
TCBK	Trico Bancshares /	+279	126,887	$6,495,345
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGGO	Capital Group Global Growth Equity ETF	−3,870	47,871	$1,904,308
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−2,715	34,764	$5,395,372
BAC	Bank Of America Corp /De/	−2,547	25,958	$1,412,893
IEMG	iShares Trust	−2,434	45,973	$0
EPI	WisdomTree India Earnings Fund	−2,081	8,235	$0
AAPL	Apple Inc.	−1,991	73,465	$24,465,314
SGOV	iShares 0-3 Month Treasury Bond ETF	−1,967	3,026	$0
VIGI	Vanguard Whitehall Funds	−1,900	57,460	$5,425,373
FSTA	Fidelity MSCI Consumer Staples Index ETF	−1,422	16,890	$858,687
VPU	VANGUARD UTILITIES INDEX FUND	−1,297	3,372	$576,612
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−1,113	3,243	$250,521
GOOG	Alphabet Inc.	−1,059	63,288	$21,564,753
VZ	Verizon Communications Inc	−1,042	31,598	$1,449,400
VIG	Vanguard Specialized Funds	−1,025	7,759	$1,810,252
IQLT	iShares MSCI Intl Quality Factor ETF	−911	44,305	$0
MSFT	Microsoft Corp	−794	14,233	$7,300,105
IUSG	iShares Core S&P U.S. Growth ETF	−688	8,671	$0
JNJ	Johnson & Johnson	−687	27,107	$7,176,307
MRK	Merck & Co., Inc.	−684	6,763	$982,731
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−615	2,992	$1,119,726
FMAT	Fidelity MSCI Materials Index ETF	−463	4,039	$225,133
FHLC	Fidelity MSCI Health Care Index ETF	−392	3,230	$263,891
PG	PROCTER & GAMBLE Co	−377	4,604	$668,869
FUTY	Fidelity MSCI Utilities Index ETF	−334	94,686	$4,833,720
IJR	iShares Core S&P Small-Cap ETF	−273	7,592	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
DFAC	Dimensional U.S. Core Equity 2 ETF	41,741	$1,855,387
DFAU	Dimensional US Core Equity Market ETF	30,168	$1,579,596
VEA	Vanguard FTSE Developed Markets ETF	13,012	$918,777
LVLU	Lulu's Fashion Lounge Holdings, Inc.	31,317	$399,604
NBIS	Nebius Group N.V.	1,035	$244,135
NTRA	Natera, Inc.	540	$223,187
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	1,291	$203,564
IDNA	iShares Genomics Immunology and Healthcare ETF	4,907	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
PWZ	Invesco Ltd.	20,000	$490,200
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	5,146	$425,162
VLUE	iShares MSCI USA Value Factor ETF	1,257	$251,161
IXN	iShares Global Tech ETF	1,499	$216,575
UPS	United Parcel Service Inc	1,931	$207,582
URI	United Rentals, Inc.	173	$195,989
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

166 tracked positions · $244,035,199 total · filing declares 166 positions · $375,747,178 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 166 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	73,465	-1,991	$24,465,314	+12.1%	10.03%
GOOG	Alphabet Inc. Communication Services	Reduced	63,288	-1,059	$21,564,753	−5.2%	8.84%
CGIE	Capital Group International Equity ETF	Added	354,311	+3,595	$13,004,985	+0.8%	5.33%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	126,599	+4,325	$12,802,956	+6.6%	5.25%
FRDM	Freedom 100 Emerging Markets ETF	Added	168,958	+7,187	$11,820,301	+0.2%	4.84%
CGDG	Capital Group Dividend Growers ETF	Added	286,421	+4,199	$10,606,169	+0.2%	4.35%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	19,760	-245	$9,839,492	−1.7%	4.03%
MSFT	Microsoft Corp Technology	Reduced	14,233	-794	$7,300,105	+30.2%	2.99%
JNJ	Johnson & Johnson Healthcare	Reduced	27,107	-687	$7,176,307	+1.7%	2.94%
TCBK	Trico Bancshares / Financial Services	Added	126,887	+279	$6,495,345	−4.7%	2.66%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	6,081	+171	$5,535,777	+0.1%	2.27%
VIGI	Vanguard Whitehall Funds	Reduced	57,460	-1,900	$5,425,373	−2.1%	2.22%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	34,764	-2,715	$5,395,372	−8.9%	2.21%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	15,208	-78	$5,031,262	+0.6%	2.06%
FUTY	Fidelity MSCI Utilities Index ETF	Reduced	94,686	-334	$4,833,720	−12.9%	1.98%
CALI		Added	87,090	+2,768	$4,337,952	+1.8%	1.78%
AMZN	Amazon Com Inc Consumer Cyclical	Added	14,890	+96	$3,709,843	+5.2%	1.52%
TAXX	BondBloxx IR+M Tax-Aware Short Duration ETF	Added	59,325	+21,754	$2,957,351	+55.1%	1.21%
NVDA	Nvidia Corp Technology	Reduced	11,619	-36	$2,653,547	+13.8%	1.09%
ABBV	AbbVie Inc. Healthcare	Added	9,987	+57	$2,612,499	+4.6%	1.07%
PLD	Prologis, Inc. Real Estate	Added	19,580	+167	$2,542,267	−3.3%	1.04%
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	Added	31,231	+408	$2,168,680	−6.0%	0.89%
AMGN	Amgen Inc Healthcare	Added	5,129	+25	$2,161,924	+17.0%	0.89%
XHLF	BondBloxx Bloomberg Six Month Target Duration US Treasury ETF	Added	41,569	+4,257	$2,088,842	+11.3%	0.86%
FTEC	Fidelity MSCI Information Technology Index ETF	Added	6,931	+8	$2,079,715	+5.2%	0.85%
CGGO	Capital Group Global Growth Equity ETF	Reduced	47,871	-3,870	$1,904,308	−13.1%	0.78%
DFAC	Dimensional U.S. Core Equity 2 ETF	NEW	41,741	NEW	$1,855,387	NEW	0.76%
VIG	Vanguard Specialized Funds	Reduced	7,759	-1,025	$1,810,252	−12.9%	0.74%
UNH	Unitedhealth Group Inc Healthcare	Added	4,717	+120	$1,731,516	−9.4%	0.71%
DFAU	Dimensional US Core Equity Market ETF	NEW	30,168	NEW	$1,579,596	NEW	0.65%
WFC	Wells Fargo & Company/Mn Financial Services	Added	18,299	+37	$1,464,834	−2.9%	0.60%
VZ	Verizon Communications Inc Communication Services	Reduced	31,598	-1,042	$1,449,400	+4.9%	0.59%
CAT	Caterpillar Inc Industrials	Added	1,757	+4	$1,424,558	−23.7%	0.58%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	25,958	-2,547	$1,412,893	−13.0%	0.58%
GLD	Spdr Gold Trust	Reduced	3,558	-189	$1,355,028	−1.8%	0.56%
ASML	Asml Holding NV Technology	Added	747	+13	$1,353,317	−7.3%	0.55%
SHEL	Shell plc Energy	Reduced	14,013	-201	$1,331,935	+20.8%	0.55%
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	Added	6,070	+19	$1,324,534	−2.9%	0.54%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	14,254	+739	$1,277,586	−2.0%	0.52%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	5,765	-246	$1,128,498	−1.5%	0.46%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	2,992	-615	$1,119,726	−16.1%	0.46%
FDX	Fedex Corp Industrials	Reduced	3,890	-170	$1,109,000	−12.8%	0.45%
CVX	Chevron Corp Energy	Added	5,424	+35	$1,107,635	+24.0%	0.45%
QQQ	Invesco Qqq Trust, Series 1	Held	1,441	0	$1,066,008	+0.5%	0.44%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	2,948	-166	$1,045,979	−20.1%	0.43%
META	Meta Platforms, Inc. Communication Services	Reduced	1,435	-168	$1,040,633	+15.2%	0.43%
FDVV	Fidelity High Dividend ETF	Added	17,032	+98	$1,034,353	+1.3%	0.42%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	12,862	+3,737	$1,007,223	+33.6%	0.41%
MRK	Merck & Co., Inc. Healthcare	Reduced	6,763	-684	$982,731	+2.7%	0.40%
VEA	Vanguard FTSE Developed Markets ETF	NEW	13,012	NEW	$918,777	NEW	0.38%

Showing the top 50 of 166 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.