BAM Wealth Management, LLC

Registered adviser

CIK

2093649

Location

LAKEWOOD, CO

Portfolio Value

Small $170,619,657

Diversification

Diversified

Reports for

GeoWealth Management, LLC

Filing Date

Global Rank

#7,068 / 8,807 ▼ 79 · as of Jun 2026

Top Industry

Semiconductors 14.6%

Period ended 20 days ago

Filed Oct 15, 2026 · 5d

5 quarters · since Sep 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 330237

Roster of Oct 1, 2026

Regulatory AUM

$201,993,089

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$201,993,089	Individuals and high net worth (99%)
Dec 2025 to Feb 2026	$177,526,003	Individuals and high net worth (100%)
Apr 2025 to Sep 2025	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 56.2%, 14.5 effective positions, active share 68.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 68.7%; sector active share 52.7% against the combined 13F book's sector weights.

Over time 4 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

202 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

22.9%

+1.2 pts

Top 5

43.6%

−1.3 pts

Top 10

55.5%

−0.7 pts

HHI

715

Diversified+24

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	59.3%	$101,228,687	111
Technology	16.8%	$28,700,460	24
Healthcare	5.3%	$9,108,909	16
Communication Services	4.7%	$8,040,380	6
Financial Services	3.9%	$6,691,535	15
Consumer Cyclical	2.8%	$4,759,641	6
Industrials	2.6%	$4,491,865	8
Consumer Defensive	2.3%	$3,997,927	7
Energy	1.3%	$2,183,695	5
Real Estate	0.6%	$986,166	3
Basic Materials	0.3%	$430,392	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FIIG	First Trust Intermediate Duration Investment Grade Corporate ETF	+50,622	94,750	$1,859,941
FSIG	First Trust Limited Duration Investment Grade Corporate ETF	+25,301	49,460	$909,073
BRIB	FIS Bright Portfolios Core Bond ETF	+24,089	42,128	$1,015,065
FTCB	First Trust Core Investment Grade ETF	+21,349	144,038	$2,843,310
CORO		+18,763	33,990	$1,235,536
FFSM	Fidelity Fundamental Small-Mid Cap ETF	+18,362	36,364	$1,230,194
BRIF	NEOS ETF Trust	+17,055	39,618	$0
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+15,783	22,556	$2,024,626
PYLD		+15,208	159,235	$4,042,975
BUFD	FT Vest Laddered Deep Buffer ETF	+10,502	21,152	$642,386
ICSH	iShares Ultra Short Duration Bond Active ETF	+10,410	28,933	$1,458,223
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	+9,255	90,914	$3,689,290
BAI	BlackRock ETF Trust	+8,263	16,206	$764,760
BOND	PIMCO Active Bond Exchange-Traded Fund	+8,007	78,685	$6,844,808
THRO		+7,707	14,604	$642,283
IUSB	iShares Core Universal USD Bond ETF	+7,173	18,431	$0
FLEX	Flex Ltd.	+6,981	10,248	$1,127,177
UDIV	Franklin U.S. Core Dividend Tilt Index ETF	+6,674	37,092	$2,270,401
GIS	General Mills Inc	+5,486	11,475	$369,036
HYLS	First Trust Tactical High Yield ETF	+5,180	27,709	$1,088,409
APH	Amphenol Corp /De/	+5,019	10,867	$916,087
FTSL	First Trust Senior Loan Fund	+4,052	14,364	$640,203
LGOV	First Trust Long Duration Opportunities ETF	+3,410	33,196	$650,308
VICI	Vici Properties Inc.	+2,498	11,639	$267,347
CHWY	Chewy, Inc.	+2,478	20,687	$376,503
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FMAY	FT Vest U.S. Equity Buffer ETF - May	−9,047	91,041	$5,223,022
MINO	PIMCO Municipal Income Opportunities Active Exchange-Traded Fund	−8,679	19,426	$827,353
FJUN	FT Vest U.S. Equity Buffer ETF - June	−8,272	83,991	$5,139,097
FIXD	First Trust Smith Opportunistic Fixed Income ETF	−7,751	13,180	$543,938
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	−5,975	23,790	$1,182,124
MTBA	Simplify MBS ETF	−5,851	5,275	$246,658
FAPR	FT Vest U.S. Equity Buffer ETF - April	−4,684	95,916	$4,589,580
—		−4,310	22,560	$0
JBND	JPMorgan Active Bond ETF	−3,032	9,575	$489,473
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−2,698	14,821	$1,026,502
DFAI	Dimensional International Core Equity Market ETF	−2,287	21,012	$870,526
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−1,628	12,345	$866,001
HALO	Halozyme Therapeutics, Inc.	−1,546	4,629	$511,041
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−1,447	16,884	$1,322,186
BIV	Vanguard Bond Index Funds	−1,118	17,142	$1,248,965
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	−1,016	12,525	$556,234
MGC	VANGUARD MEGA CAP INDEX FUND	−840	1,298	$366,438
ESUM	Eventide US Market ETF	−827	9,595	$290,248
IBKR	Interactive Brokers Group, Inc.	−790	7,916	$676,184
TRGP	Targa Resources Corp.	−697	2,314	$625,497
THC	Tenet Healthcare Corp	−579	1,842	$470,741
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	−532	7,355	$416,734
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	−520	7,713	$386,729
MRK	Merck & Co., Inc.	−453	1,741	$252,984
JIRE	JPMorgan International Research Enhanced Equity ETF	−372	2,637	$216,655
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FAUG	FT Vest U.S. Equity Buffer ETF - August	91,221	$5,255,241
FSEP	FT Vest U.S. Equity Buffer ETF - September	90,310	$5,159,410
FJUL	FT Vest U.S. Equity Buffer ETF - July	83,151	$5,089,671
GRMN	Garmin Ltd	2,180	$625,310
EVTR	Eaton Vance Total Return Bond ETF	12,494	$602,085
FTNT	Fortinet, Inc.	2,987	$533,955
BLCR		10,516	$514,862
BUFR	FT Vest Laddered Buffer ETF	12,338	$462,304
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	2,674	$450,355
BINC		8,756	$444,716
PFE	Pfizer Inc	14,769	$421,211
CME	Cme Group Inc.	1,509	$395,327
VUG	VANGUARD GROWTH INDEX FUND	3,892	$350,708
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	3,118	$346,004
XOM	ExxonMobil Holdings Corp	2,034	$331,033
VOE	VANGUARD MID-CAP VALUE INDEX FUND	1,582	$309,328
UCON	First Trust Smith Unconstrained Bond ETF	12,720	$302,036
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	3,030	$281,032
MBSD	FlexShares Disciplined Duration MBS Index Fund	13,988	$278,011
CRWD	CrowdStrike Holdings, Inc.	1,048	$277,458
IALT		8,936	$266,828
AMCR	Amcor plc	6,276	$262,713
GILD	Gilead Sciences, Inc.	1,752	$261,135
XMAR	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - March	5,905	$257,517
PRU	Prudential Financial Inc	2,235	$253,851
No positions match the current search.

Sold Out

Positions the filer fully exited

15 positions

Ticker	Company	Shares	Value
FFEB	FT Vest U.S. Equity Buffer ETF - February	71,163	$4,339,519
GMAY	FT Vest U.S. Equity Moderate Buffer ETF - May	100,561	$4,328,144
GJUN	FT Vest U.S. Equity Moderate Buffer ETF - June	104,305	$4,296,322
VRSK	Verisk Analytics, Inc.	3,798	$681,854
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	6,284	$587,679
MMSI	Merit Medical Systems Inc	6,541	$453,552
ELAN	Elanco Animal Health Inc	17,160	$422,307
—		11,556	$335,239
IDEV	iShares Core MSCI International Developed Markets ETF	3,607	$321,059
SYSB	iShares Systematic Bond ETF	3,589	$318,400
—		1,517	$283,469
SHLD	Global X Defense Tech ETF	4,711	$281,292
IEI	iShares 3-7 Year Treasury Bond ETF	2,312	$271,543
SCHG	Schwab U.S. Large-Cap Growth ETF	7,279	$246,321
QQQ	Invesco Qqq Trust, Series 1	306	$225,338
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

202 tracked positions · $170,619,657 total · filing declares 319 positions · $184,820,404 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 202 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	78,685	+8,007	$6,844,808	+5.0%	4.01%
AAPL	Apple Inc. Technology	Added	17,487	+811	$5,823,520	+20.7%	3.41%
FAUG	FT Vest U.S. Equity Buffer ETF - August	NEW	91,221	NEW	$5,255,241	NEW	3.08%
FMAY	FT Vest U.S. Equity Buffer ETF - May	Reduced	91,041	-9,047	$5,223,022	−7.1%	3.06%
FSEP	FT Vest U.S. Equity Buffer ETF - September	NEW	90,310	NEW	$5,159,410	NEW	3.02%
FJUN	FT Vest U.S. Equity Buffer ETF - June	Reduced	83,991	-8,272	$5,139,097	−7.1%	3.01%
FJUL	FT Vest U.S. Equity Buffer ETF - July	NEW	83,151	NEW	$5,089,671	NEW	2.98%
NVDA	Nvidia Corp Technology	Added	20,784	+1,459	$4,746,649	+22.8%	2.78%
FAPR	FT Vest U.S. Equity Buffer ETF - April	Reduced	95,916	-4,684	$4,589,580	−2.4%	2.69%
FJAN	FT Vest U.S. Equity Buffer ETF - January	Added	80,326	+494	$4,544,041	+3.3%	2.66%
MSFT	Microsoft Corp Technology	Added	8,626	+121	$4,424,275	+39.5%	2.59%
PYLD		Added	159,235	+15,208	$4,042,975	+5.8%	2.37%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Added	90,914	+9,255	$3,689,290	+4.7%	2.16%
GOOGL	Alphabet Inc. Communication Services	Added	10,194	+975	$3,507,550	+6.5%	2.06%
FTCB	First Trust Core Investment Grade ETF	Added	144,038	+21,349	$2,843,310	+11.1%	1.67%
AVGO	Broadcom Inc. Technology	Added	7,707	+924	$2,706,621	+5.6%	1.59%
AMZN	Amazon Com Inc Consumer Cyclical	Added	10,595	+620	$2,639,743	+11.0%	1.55%
UDIV	Franklin U.S. Core Dividend Tilt Index ETF	Added	37,092	+6,674	$2,270,401	+24.2%	1.33%
META	Meta Platforms, Inc. Communication Services	Reduced	2,914	-44	$2,113,173	+26.8%	1.24%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	22,556	+15,783	$2,024,626	+240.2%	1.19%
LLY	ELI LILLY & Co Healthcare	Added	1,708	+194	$1,976,292	+8.8%	1.16%
FIIG	First Trust Intermediate Duration Investment Grade Corporate ETF	Added	94,750	+50,622	$1,859,941	+103.5%	1.09%
V	Visa Inc. Financial Services	Reduced	4,180	-113	$1,501,999	+2.0%	0.88%
PMBS		Added	31,869	+129	$1,474,578	−5.9%	0.86%
ICSH	iShares Ultra Short Duration Bond Active ETF	Added	28,933	+10,410	$1,458,223	+55.6%	0.85%
MCK	Mckesson Corp Healthcare	Added	1,611	+725	$1,375,487	+105.5%	0.81%
AMD	Advanced Micro Devices Inc Technology	Added	2,165	+29	$1,324,460	+6.7%	0.78%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	16,884	-1,447	$1,322,186	−12.7%	0.77%
GOOG	Alphabet Inc. Communication Services	Added	3,720	+319	$1,267,552	+5.5%	0.74%
BIV	Vanguard Bond Index Funds	Reduced	17,142	-1,118	$1,248,965	−10.8%	0.73%
CORO		Added	33,990	+18,763	$1,235,536	+121.7%	0.72%
FFSM	Fidelity Fundamental Small-Mid Cap ETF	Added	36,364	+18,362	$1,230,194	+78.8%	0.72%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	Reduced	23,790	-5,975	$1,182,124	−24.5%	0.69%
FLEX	Flex Ltd. Technology	Added	10,248	+6,981	$1,127,177	+112.9%	0.66%
HYLS	First Trust Tactical High Yield ETF	Added	27,709	+5,180	$1,088,409	+18.8%	0.64%
AVEM	Avantis Emerging Markets Equity ETF	Added	11,464	+1,840	$1,077,845	+16.1%	0.63%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Reduced	14,821	-2,698	$1,026,502	−13.8%	0.60%
BRIB	FIS Bright Portfolios Core Bond ETF	Added	42,128	+24,089	$1,015,065	+125.2%	0.59%
CORP	PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund	Reduced	10,763	-138	$988,043	−6.5%	0.58%
BBUS	JPMORGAN BETABUILDERS U.S. EQUITY ETF	Added	6,867	+396	$944,761	+8.4%	0.55%
LMBS	First Trust Low Duration Opportunities ETF	Added	19,452	+286	$942,643	−1.2%	0.55%
VEGA	AdvisorShares STAR Global Buy-Write ETF	Added	17,618	+325	$923,182	+1.6%	0.54%
APH	Amphenol Corp /De/ Technology	Added	10,867	+5,019	$916,087	−55.6%	0.54%
FSIG	First Trust Limited Duration Investment Grade Corporate ETF	Added	49,460	+25,301	$909,073	+99.6%	0.53%
KLAC	Kla Corp Technology	Added	4,623	+901	$901,161	−19.8%	0.53%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	962	-28	$875,746	−5.4%	0.51%
DFAI	Dimensional International Core Equity Market ETF	Reduced	21,012	-2,287	$870,526	−9.4%	0.51%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	2,322	+1,207	$868,984	+110.6%	0.51%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	12,345	-1,628	$866,001	−15.6%	0.51%
AMAT	Applied Materials Inc /De Technology	Added	1,682	+185	$860,140	−20.5%	0.50%

Showing the top 50 of 202 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.