HALO · Halozyme Therapeutics, Inc. · Holdings

$123.59 -0.78 (-0.63%)

S&P 400 member Russell 1000 member Rebalance outlook locked

Market Cap

$14.12B

113.50M

Volume · Oct 21 414.2K Avg daily vol (3M) 2.24M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of HALO: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 698

Total Value: $9,990,861,696

Total Shares: 125,523,770

Showing 1–100 of 712 holdings by value · page 1 of 8

Institutional Ownership Trend

27 quarters

Superinvestors Holding HALO

All superinvestors →

Joel Greenblatt $57,862,897 Ray Dalio $36,250,437

Holder Concentration

Across 677 13F filers

Top Holder

10.7%

of institutional value

Top 5

26.0%

of institutional value

Top 10

36.8%

of institutional value

HHI

249

Broadly held

Who Holds HALO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 675 filers, like-for-like change +1.1%; actively managed books +0.7%; index-like books +2.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	45.3%	376	-2.5%	56	42
Exempt adviser	0.2%	4	+57.4%	2	0
Adviser	6.1%	11	-17.8%	1	1
Bank	12.8%	30	+1.2%	2	5
Insurer	0.2%	3	-0.9%	0	0
Broker-dealer	0.2%	2	+5.6%	1	0
Benefit plan	0.4%	9	-3.2%	0	0
Non-US	4.1%	14	+14.6%	0	1
Holding company	14.6%	9	+5.8%	0	1
Unknown	16.2%	217	+15.7%	37	16

Style	Share	Filers	Change	New	Exited
Index-like	31.0%	53	+2.0%	0	0
Systematic-like	3.9%	31	-4.7%	14	6
Concentrated	1.3%	92	+155.0%	20	14
Diversified active	63.8%	499	-0.1%	65	46
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	55.7%	384	+1.7%	43	21
Medium turnover	23.5%	164	-3.4%	19	22
High turnover	7.2%	60	+10.3%	26	15
Unknown	13.6%	67	+2.7%	11	8
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.4%	82	+8.3%	25	18
Medium horizon	13.5%	118	-5.3%	23	19
Long horizon	69.6%	429	+2.2%	38	22
Unknown	3.5%	46	-16.0%	13	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.0%	198	+6.9%	44	38
$1B to $10B	8.9%	215	+6.5%	40	16
$10B to $100B	24.2%	181	+1.0%	13	11
$100B or more	64.9%	81	+0.3%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.9%	237	+4.3%	33	22
Pooled investment vehicles	4.5%	33	-32.9%	11	12
Registered funds and BDCs	21.2%	43	+2.9%	2	1
Pension and profit sharing plans	0.2%	4	-0.2%	1	1
Insurance companies	0.4%	5	+13.2%	0	0
Charitable organizations	0.0%	2	-16.3%	0	0
Governments and sovereign funds	0.3%	3	-8.0%	1	2
Banks and thrifts	0.0%	1	+2.9%	0	0
Corporations	0.0%	2	-22.6%	0	0
Other investment advisers	0.1%	5	-8.6%	0	1
Other	0.4%	3	-3.9%	1	0
Diversified	13.3%	37	+1.9%	7	3
Unknown	54.7%	300	+4.4%	43	24

Private funds	Share	Filers	Change	New	Exited
Hedge funds	12.6%	61	-13.6%	13	11
Private equity funds	1.0%	16	+16.4%	0	1
Venture capital funds	0.0%	1	+403.5%	0	0
Real estate funds	0.2%	8	+2.4%	0	0
Liquidity funds	0.0%	1	-15.7%	0	1
Securitized asset funds	0.3%	2	-30.9%	0	0
Other private funds	10.1%	27	+5.3%	1	2
Mixed private funds	1.4%	2	-2.9%	0	2
Private funds, type not stated	0.5%	11	+14.3%	3	1
No private funds	19.3%	250	+1.7%	41	24
Unknown	54.6%	296	+4.3%	41	24

Location	Share	Filers	Change	New	Exited
United States	87.8%	571	+1.0%	82	56
Outside the US	12.2%	104	+1.8%	17	10

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 9 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

675 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.48% of filers hold it in their top 10

Mar 31, 2026: 10

Holders above 5%

median weight 0.013%

Mar 31, 2026: 2

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

37.0%

of 13F shares, Herfindahl 0.025

Active holders

+0.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.9 quarters

Under 1 year 18.5% 1 to 3 years 24.6% 3 years or more 56.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $69,959 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$58.78

estimated per share

Mar 31, 2026: $57.61

Quarter-end price

$78.24

implied by 13F values

Estimated gain or loss

+33.1%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 35.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies HALO's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	NBIX Neurocrine Biosciences Inc	24	0.216
2	EXEL Exelixis, Inc.	20	0.179
3	MMSI Merit Medical Systems Inc	11	0.173
4	LGND Ligand Pharmaceuticals Inc	13	0.159
5	GMED Globus Medical Inc	15	0.152
6	FN Fabrinet	16	0.150
7	RMBS Rambus Inc	13	0.148
8	UHS Universal Health Services Inc	10	0.146
9	UTHR UNITED THERAPEUTICS Corp	18	0.141
10	CORT Corcept Therapeutics Inc	9	0.135

Shareholder Targets

13F filers that own its peers but not HALO, quarter ended Jun 30, 2026

Found through its holder-overlap peers: NBIX, EXEL, MMSI, LGND, GMED, FN, RMBS, UHS, UTHR, CORT, CHWY, THC, SXT, PODD, AROC, RL, ATEN, ONTO, BOOT, AEIS. 1,700 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BC Partners PE LP Registered adviser, Unknown	$3,467,797,180 1 held	75.9%	CHWY
2	Avoro Capital Advisors LLC Registered adviser, Concentrated	$1,505,082,911 1 held	13.5%	UTHR
3	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$1,113,896,708 7 held	0.730%	FN, PODD, THC
4	Dodge & Cox Registered adviser, Diversified active	$941,246,517 1 held	0.490%	NBIX
5	Qube Research & Technologies Ltd Exempt adviser, Systematic-like	$924,842,016 12 held	1.04%	RL, ONTO, AEIS
6	BAILLIE GIFFORD & CO Adviser, Diversified active	$797,397,605 3 held	0.720%	PODD, UTHR, FN
7	First Eagle Investment Management, LLC Registered adviser, Diversified active	$755,191,407 6 held	1.25%	UHS, AEIS, ONTO
8	Clearbridge Investments, LLC Registered adviser, Diversified active	$746,032,219 10 held	0.620%	PODD, FN, THC
9	EARNEST PARTNERS LLC Registered adviser, Diversified active	$744,249,443 2 held	2.69%	AROC, AEIS
10	FARALLON CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$732,794,424 1 held	4.33%	EXEL

Fund Ownership of HALO by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 25.98% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.44%	+0.41 pp	3,907,105	94
Index ETFs	22.54%	-0.38 pp	25,583,071	109
Active ETFs	1.45%	-0.16 pp	1,645,407	48
Active funds	14.71%	+3.30 pp	16,698,762	229
Unclassified	1.44%	+0.27 pp	1,629,118	34
All registered funds	43.58%	+3.45 pp	49,463,463	514

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 389 Exempt adviser 3 Adviser 11 Bank 31 Insurer 3 Broker-dealer 2 Benefit plan 9 Non-US 14 Holding company 9 Unknown 227

Showing 100 of 712

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$1,038,728,598

10.40%

13,271,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	176,246	$13,794,774	1.3%	Sole
BlackRock Investment Management (Australia) Ltd	304	$23,794	0.0%	Sole
BlackRock Asset Management Canada Ltd	16,805	$1,315,327	0.1%	Sole
BLACKROCK (SINGAPORE) LTD.	1,240	$97,054	0.0%	Sole
BlackRock Investment Management, LLC	230,797	$18,064,481	1.7%	Sole
BLACKROCK ADVISORS LLC	115,397	$9,032,123	0.9%	Sole
BlackRock Fund Advisors	8,298,461	$649,520,542	62.5%	Sole
BlackRock Institutional Trust Company, N.A.	3,565,083	$279,039,046	26.9%	Sole
BlackRock Fund Managers Ltd.	22,371	$1,750,978	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	62,817	$4,916,686	0.5%	Sole
BlackRock (Netherlands) B.V.	44,245	$3,463,056	0.3%	Sole
BlackRock Asset Management Ireland Ltd	453,949	$35,530,588	3.4%	Sole
BlackRock Advisors (UK) Ltd	1,795	$140,494	0.0%	Sole
BlackRock (Luxembourg) S.A.	18,772	$1,469,284	0.1%	Sole
BlackRock Life Ltd	784	$61,363	0.0%	Sole
BlackRock Asset Management Schweiz AG	20,161	$1,578,001	0.2%	Sole
Aperio Group, LLC	241,740	$18,920,989	1.8%	Sole
SpiderRock Advisors, LLC	128	$10,018	0.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$418,847,190

4.19%

5,351,312

VANGUARD PORTFOLIO MANAGEMENT LLC

$414,753,356

4.15%

5,299,008

STATE STREET CORP

$405,394,299

4.06%

5,179,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,179,434	$405,394,299	100.0%	Defined

CONGRESS ASSET MANAGEMENT CO

$251,890,296

2.52%

2,281,615

Invesco Ltd.

$248,741,821

2.49%

3,177,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,466,478	$193,051,231	77.6%	Defined
Invesco Trust Co joint	48,002	$3,757,116	1.5%	Defined
Invesco Asset Management Limited joint	91,931	$7,195,439	2.9%	Defined
Invesco Management S.A.	982	$76,861	0.0%	Defined
Invesco Investment Advisers LLC	14,598	$1,142,585	0.5%	Defined
Invesco Capital Management LLC	556,006	$43,518,589	17.5%	Defined

MORGAN STANLEY

$221,707,124

2.22%

2,832,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	3,204	$250,777	0.1%	Defined
MORGAN STANLEY & CO. LLC	950,926	$74,428,978	33.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	636,853	$49,846,484	22.5%	Defined
MORGAN STANLEY AIP GP LP	501	$39,212	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	9,699	$759,139	0.3%	Defined
Morgan Stanley Investment Management LTD	8,709	$681,652	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	603,140	$47,207,767	21.3%	Defined
Morgan Stanley Strategic Investments, Inc	89	$6,966	0.0%	Defined
Morgan Stanley Bank, N.A.	47,717	$3,734,809	1.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	454,933	$35,607,605	16.1%	Defined
EATON VANCE MANAGEMENT	91,079	$7,128,753	3.2%	Defined
Calvert Research & Management	23,680	$1,853,433	0.8%	Defined
BOSTON MANAGEMENT & RESEARCH	2,064	$161,549	0.1%	Defined

Boston Partners

$217,087,166

2.17%

2,773,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robeco Institutional Asset Management B.V.	53,995	$4,226,188	1.9%	Other
Boston Partners Trust Co	201,267	$15,753,168	7.3%	Defined
Held directly	2,518,306	$197,107,810	90.8%	Defined

BANK OF AMERICA CORP /DE/

$214,503,706

2.15%

2,740,561

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,813,764	$141,963,308	66.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	4,484	$350,962	0.2%	Defined
BOFA SECURITIES, INC.	125,054	$9,787,976	4.6%	Defined
MERRILL LYNCH INTERNATIONAL	84,236	$6,593,151	3.1%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	713,023	$55,808,309	26.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$197,236,564

1.97%

2,519,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	452,412	$35,410,287	18.0%	Defined
Held directly	2,067,539	$161,826,277	82.0%	Defined

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$196,539,883

1.97%

2,511,050

SNYDER CAPITAL MANAGEMENT L P

$187,542,825

1.88%

2,396,101

DIMENSIONAL FUND ADVISORS LP

$163,550,408

1.64%

2,089,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	22,130	$1,732,115	1.1%	Defined
DFA Australia Ltd.	41,404	$3,240,691	2.0%	Defined
Dimensional Fund Advisors Pte. Ltd.	849	$66,451	0.0%	Defined
Dimensional Ireland Ltd	110,432	$8,643,512	5.3%	Defined
Held directly	1,914,752	$149,867,639	91.6%	Sole

D. E. Shaw & Co., Inc.

$157,047,110

1.57%

2,006,479

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,899,069	$148,640,130	94.6%	Defined
D. E. Shaw Investment Management, L.L.C. joint	107,410	$8,406,980	5.4%	Defined

LOS ANGELES CAPITAL MANAGEMENT LLC

$151,689,999

1.52%

1,938,035

ROYAL LONDON ASSET MANAGEMENT LTD

$141,732,490

1.42%

1,810,815

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$133,420,842

1.34%

1,704,623

ALLIANCEBERNSTEIN L.P.

$132,788,029

1.33%

1,696,538

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,696,538	$132,788,029	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$129,402,616

1.30%

1,653,285

UBS Group AG

$116,796,370

1.17%

1,492,224

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	144,617	$11,319,172	9.7%	Defined
UBS AG	1,250,294	$97,860,511	83.8%	Defined
UBS Switzerland AG	86,858	$6,798,375	5.8%	Defined
UBS Securities LLC	10,455	$818,312	0.7%	Defined

FULLER & THALER ASSET MANAGEMENT, INC.

$116,700,883

1.17%

1,491,004

NORGES BANK

$116,125,128

1.16%

1,483,648

WASATCH ADVISORS LP

$115,881,028

1.16%

1,049,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,049,647	$115,881,028	100.0%	Sole

FIRST TRUST ADVISORS LP

$110,913,521

1.11%

1,417,063

LSV ASSET MANAGEMENT

$110,380,815

1.10%

1,410,257

Stephens Investment Management Group LLC

$109,015,943

1.09%

1,392,819

WELLS FARGO & COMPANY/MN

$108,828,797

1.09%

1,390,428

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	1,178,760	$92,261,545	84.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	60,199	$4,711,775	4.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	150,389	$11,770,947	10.8%	Defined
Wells Fargo Securities, LLC	6	$469	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	1,074	$84,061	0.1%	Defined

GW&K Investment Management, LLC

$105,968,422

1.06%

1,353,883

Jupiter Topco LLC

$105,573,940

1.06%

1,348,843

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	799,496	$62,576,551	59.3%	Defined
JANUS HENDERSON INVESTORS US LLC	549,347	$42,997,389	40.7%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$103,520,918

1.04%

1,322,613

GOLDMAN SACHS GROUP INC

$99,429,822

1.00%

1,270,344

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	312,192	$24,435,267	24.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	947,135	$74,132,256	74.6%	Defined
GOLDMAN SACHS INTERNATIONAL	6,103	$477,681	0.5%	Defined
Goldman Sachs Trust Company, N.A.	4,914	$384,618	0.4%	Defined

FRANKLIN RESOURCES INC

$97,371,007

0.97%

1,244,040

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	78,872	$6,173,311	6.3%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	2,439	$190,900	0.2%	Defined
Fiduciary Trust International of California	8	$626	0.0%	Defined
Fiduciary Trust International of the South	53	$4,148	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	7,472	$584,833	0.6%	Defined
FRANKLIN ADVISERS INC	41,336	$3,235,368	3.3%	Defined
FRANKLIN ADVISORY SERVICES LLC	100,880	$7,895,877	8.1%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	657,171	$51,436,774	52.8%	Defined
PUTNAM ADVISORY CO LLC	355,809	$27,849,170	28.6%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$92,655,947

0.93%

1,183,799

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	1,183,799	$92,655,947	100.0%	Defined

TD Asset Management Inc

$87,328,187

0.87%

1,115,730

Epoch Investment Partners, Inc.

$85,982,098

0.86%

1,098,532

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	14,256	$1,115,816	1.3%	Defined
TORONTO DOMINION BANK	1,084,276	$84,866,282	98.7%	Defined

NORTHERN TRUST CORP

$85,127,467

0.85%

1,087,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	938,459	$73,453,185	86.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	94,105	$7,365,597	8.7%	Defined
MASON STREET ADVISORS, LLC joint	55,049	$4,308,685	5.1%	Other

Boston Trust Walden Corp

$84,771,262

0.85%

1,083,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOSTON TRUST WALDEN NATIONAL ASSOCIATION	637,832	$49,923,110	58.9%	Defined
Boston Trust Walden Inc.	445,230	$34,848,152	41.1%	Defined

Caisse de depot et placement du Quebec

$83,939,800

0.84%

1,072,439

FEDERATED HERMES, INC.

$75,298,948

0.75%

962,041

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	15,503	$1,213,419	1.6%	Defined
FEDERATED MDTA LLC	946,538	$74,085,529	98.4%	Defined

BANK OF MONTREAL /CAN/

$73,764,150

0.74%

942,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	8,508	$665,921	0.9%	Defined
BMO Bank N.A.	1,417	$110,908	0.2%	Defined
BMO Family Office, LLC	3,309	$258,995	0.4%	Defined
BMO NESBITT BURNS INC.	128,019	$10,020,047	13.6%	Defined
BMO NESBITT BURNS SECURITIES LTD.	2,828	$221,347	0.3%	Defined
Stoker Ostler Wealth Advisors, Inc.	1,100	$86,097	0.1%	Defined
Held directly	797,251	$62,400,835	84.6%	Defined

Mizuho Markets Cayman LP

$65,316,315

0.65%

834,500

Bank of New York Mellon Corp

$62,791,710

0.63%

802,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	850	$66,529	0.1%	Defined
Mellon Investments Corporation joint	405,921	$31,771,435	50.6%	Defined
BNY Mellon Investment Adviser, Inc.	43,473	$3,402,631	5.4%	Defined
The Bank of New York Mellon	265,610	$20,789,294	33.1%	Defined
BNY Mellon, NA joint	63,989	$5,008,418	8.0%	Defined
BNY Mellon Advisors, Inc.	2,852	$223,226	0.4%	Defined
Newton Investment Management North America, LLC joint	19,548	$1,530,021	2.4%	Defined
Held directly	2	$156	0.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$61,485,464

0.62%

785,556

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KEB ASSET MANAGEMENT, LLC	57	$4,461	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	18	$1,408	0.0%	Other
Prism Planning Partners LLC	65	$5,087	0.0%	Other
Compound Planning, Inc.	31	$2,426	0.0%	Other
Arax Advisory Partners	1,160	$90,793	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,120	$87,662	0.1%	Other
Stokes Family Office, LLC	99	$7,748	0.0%	Other
Held directly	783,006	$61,285,879	99.7%	Defined

VANGUARD FIDUCIARY TRUST CO

$59,930,712

0.60%

765,692

Gotham Asset Management, LLC

$57,862,897

0.58%

739,273

JANE STREET GROUP, LLC

$54,372,915

0.54%

694,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	45,511	$3,562,145	6.6%	Defined
Jane Street Global Trading, LLC	649,173	$50,810,770	93.4%	Defined

Handelsbanken Fonder AB

$49,458,734

0.50%

631,899

Assenagon Asset Management S.A.

$43,814,006

0.44%

396,866

SEI INVESTMENTS CO

$43,135,848

0.43%

551,116

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	6,022	$471,341	1.1%	Sole
SEI TRUST CO	545,094	$42,664,507	98.9%	Sole

ROYAL BANK OF CANADA

$42,716,712

0.43%

545,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,035	$81,009	0.2%	Defined
RBC Capital Markets, LLC	49,867	$3,903,090	9.1%	Defined
RBC Dominion Securities Inc.	27,320	$2,138,336	5.0%	Defined
RBC Trust Co (Delaware) Ltd	716	$56,041	0.1%	Defined
RBC Rochdale, LLC	630	$49,310	0.1%	Defined
Held directly	466,193	$36,488,926	85.4%	Sole

KENNEDY CAPITAL MANAGEMENT LLC

$42,656,680

0.43%

544,994

PRICE T ROWE ASSOCIATES INC /MD/

$42,312,761

0.42%

540,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	115,854	$9,067,892	21.4%	Defined
Held directly	424,746	$33,244,869	78.6%	Sole

BNP PARIBAS ARBITRAGE, SA

$41,396,142

0.41%

528,889

Nuveen, LLC

$41,238,504

0.41%

526,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	68,385	$5,352,493	13.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	152,720	$11,953,394	29.0%	Defined
TEACHERS ADVISORS, LLC joint	305,770	$23,932,617	58.0%	Defined

VICTORY CAPITAL MANAGEMENT INC

$40,477,956

0.41%

517,158

JPMORGAN CHASE & CO

$38,033,111

0.38%

485,922

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	170	$13,305	0.0%	Other
JPMorgan Chase Bank, N.A.	106,558	$8,340,294	21.9%	Defined
J.P. Morgan Investment Management Inc.	337,943	$26,450,798	69.5%	Defined
J.P. Morgan Securities LLC	12,498	$978,218	2.6%	Defined
JPMorgan Asset Management (UK) Ltd	10,644	$833,105	2.2%	Defined
55I, LLC	163	$12,758	0.0%	Other
J.P. Morgan SE	17,946	$1,404,633	3.7%	Defined

RENAISSANCE TECHNOLOGIES LLC

$37,539,152

0.38%

479,611

Bridgewater Associates, LP

$36,250,437

0.36%

463,146

RENAISSANCE GROUP LLC

$35,005,631

0.35%

447,242

Fisher Asset Management, LLC

$33,477,096

0.34%

427,713

Arbejdsmarkedets Tillaegspension

$32,505,531

0.33%

415,300

MetLife Investment Management, LLC

$31,511,893

0.32%

402,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	402,605	$31,511,893	100.0%	Defined

MIZUHO MARKETS AMERICAS LLC

$30,766,449

0.31%

393,081

HRT FINANCIAL LP

$28,843,277

0.29%

368,510

RAYMOND JAMES FINANCIAL INC

$28,390,172

0.28%

362,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	222,719	$17,432,216	61.4%	Defined
Raymond James Financial Services Advisors, Inc.	31,863	$2,493,917	8.8%	Defined
ClariVest Asset Management LLC joint	79,035	$6,186,069	21.8%	Defined
EAGLE ASSET MANAGEMENT INC	29,104	$2,277,970	8.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$27,901,059

0.28%

356,472

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	81,045	$6,343,392	22.7%	Defined
UBS Asset Management Switzerland AG	211,093	$16,522,248	59.2%	Defined
UBS Asset Management (UK) Ltd.	39,812	$3,116,083	11.2%	Defined
Held directly	24,522	$1,919,336	6.9%	Defined

Retirement Systems of Alabama

$27,586,574

0.28%

352,454

AMERIPRISE FINANCIAL INC

$27,317,794

0.27%

349,020

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	256,145	$20,048,469	73.4%	Defined
Ameriprise Financial Services, LLC	92,670	$7,253,280	26.6%	Defined
Ameriprise Bank, FSB	205	$16,045	0.1%	Defined

Cerity Partners LLC

$26,892,710

0.27%

343,589

FRONTIER CAPITAL MANAGEMENT CO LLC

$26,812,953

0.27%

342,570

CITIGROUP INC

$26,124,725

0.26%

333,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	408	$31,934	0.1%	Defined
Citigroup Financial Products Inc. joint	333,369	$26,092,791	99.9%	Defined

WEDGE CAPITAL MANAGEMENT L L P/NC

$25,935,278

0.26%

234,921

RHUMBLINE ADVISERS

$25,886,550

0.26%

330,734

Legal & General Group Plc

$25,288,018

0.25%

323,087

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	73,039	$5,716,762	22.6%	Defined
Legal & General Investment Management Ltd joint	250,048	$19,571,256	77.4%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$25,232,447

0.25%

322,377

OBERWEIS ASSET MANAGEMENT INC/

$25,127,018

0.25%

321,030

SEGALL BRYANT & HAMILL, LLC

$24,883,911

0.25%

317,924

BARCLAYS PLC

$23,924,241

0.24%

305,663

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	255,994	$20,036,650	83.8%	Defined
BARCLAYS CAPITAL INC.	1,534	$120,066	0.5%	Defined
BARCLAYS CAPITAL SECURITIES LTD	42,184	$3,301,741	13.8%	Defined
Barclays Investment Solutions Ltd	5,951	$465,784	1.9%	Defined

CITADEL ADVISORS LLC

$22,627,074

0.23%

289,090

California Public Employees Retirement System

$22,124,737

0.22%

282,672

ENVESTNET ASSET MANAGEMENT INC

$21,063,631

0.21%

269,115

PRINCIPAL FINANCIAL GROUP INC

$20,978,160

0.21%

268,023

NEUBERGER BERMAN GROUP LLC

$20,965,010

0.21%

267,855

Cresset Asset Management, LLC

$20,423,538

0.20%

260,937

SG Americas Securities, LLC

$20,229,742

0.20%

258,461

Russell Investments Group, Ltd.

$19,446,722

0.19%

248,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management Limited	1,360	$106,447	0.5%	Defined
Russell Investment Management, LLC joint	97,833	$7,657,387	39.4%	Other
Russell Investments Canada Limited	1,036	$81,087	0.4%	Defined
Russell Investments Capital, LLC joint	23,883	$1,869,322	9.6%	Other
Russell Investments France SAS	2,217	$173,524	0.9%	Defined
Russell Investments Japan Co., LTD. joint	1,218	$95,332	0.5%	Other
Russell Investments Limited joint	61,813	$4,838,103	24.9%	Other
Russell Investments Trust Company joint	59,097	$4,625,520	23.8%	Other

South Street Advisors LLC

$18,682,188

0.19%

238,689

Swiss National Bank

$18,604,779

0.19%

237,700

Clark Capital Management Group, Inc.

$18,155,196

0.18%

231,956

Pacer Advisors, Inc.

$17,850,256

0.18%

228,060

BI Asset Management Fondsmaeglerselskab A/S

$16,167,686

0.16%

206,563

HANCOCK WHITNEY CORP

$16,096,381

0.16%

205,652

Universal- Beteiligungs- und Servicegesellschaft mbH

$16,010,598

0.16%

204,556

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	204,556	$16,010,598	100.0%	Defined

LPL Financial LLC

$15,932,406

0.16%

203,557

Swedbank AB

$15,842,786

0.16%

202,412

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	202,362	$15,838,873	100.0%	Defined
Held directly	50	$3,913	0.0%	Sole

State of Alaska, Department of Revenue

$15,627,671

0.16%

141,555

Tidal Investments LLC

$14,895,171

0.15%

190,305

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	8,427	$659,581	4.4%	Defined
Fundstrat Capital LLC	118,733	$9,293,231	62.4%	Defined
Held directly	63,145	$4,942,359	33.2%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$14,832,165

0.15%

189,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	189,500	$14,832,165	100.0%	Other

MARSHALL WACE, LLP

$14,742,467

0.15%

188,354

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	188,354	$14,742,467	100.0%	Other

Corient Private Wealth LLC

$14,649,482

0.15%

187,166

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Key facts CIK 1159036 CUSIP 40637H109 13F (30d) 121 filings 118 filers Visit website Investor relations