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Equibles

CALDWELL SUTTER CAPITAL, INC.

Position in GAIN — Gladstone Investment Corporationde

CIK 702007 SAUSALITO, CA
Back to GAIN Full portfolio

Position in GAIN

as of Jun 30, 2026 · filed Aug 5, 2026
Position Value
$12,368
+$1,008 QoQ
Shares Held
800
0.0% QoQ
Ownership
0.002%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#74
of 94 holders
Holding Since
Dec 2022
15 quarters on record
Voting authority Sole 0% Shared 0% None 100%

Common Shares in GAIN Over Time

Shares Held

Position Value (USD)

Position in Asset Management

Financial Services · as of Jun 30, 2026

CALDWELL SUTTER CAPITAL, INC. holds $9,520,490 across 42 Asset Management names. GAIN ranks #29 (0.1% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 KYN
Kayne Anderson Energy Infrastructure Fund, Inc.
 141,106 $1,951,495
2 CET
Central Securities Corp
 28,121 $1,474,946
3 MCI
Barings Corporate Investors
 83,984 $1,474,759
4 CSWC
Capital Southwest Corp
 36,618 $870,409
5 MPV
Barings Participation Investors
 43,755 $736,834
6 STT
State Street Corp
 3,750 $636,000
7 VCTR
Victory Capital Holdings, Inc.
 4,878 $410,044
8 BGH
Barings Global Short Duration High Yield Fund
 16,400 $231,240

All Filings in GAIN

Export CSV
15 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $12,368 800
2026-03-31 $11,360 800
2025-12-31 $11,176 800
2025-09-30 $11,056 800
2025-06-30 $11,416 800
2025-03-31 $10,688 800
2024-12-31 $10,600 800
2024-09-30 $64,707 4,478
2024-06-30 $68,613 4,908
2024-03-31 $192,958 13,560
2023-12-31 $197,604 13,965
2023-09-30 $181,825 14,272
2023-06-30 $188,923 14,488
2023-03-31 $172,263 13,001
2022-12-31 $164,550 12,746