CALDWELL SUTTER CAPITAL, INC.
Position in MPV — Barings Participation Investors
CIK 702007
SAUSALITO, CA
Position in MPV
as of Mar 31, 2026
· filed May 6, 2026
Position Value
$749,960
+$54,694 QoQ
Shares Held
43,755
0.0% QoQ
Ownership
0.406%
of shares outstanding
% of Portfolio
0.37%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Dec 2022
14 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in MPV Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026CALDWELL SUTTER CAPITAL, INC. holds $9,683,549 across 42 Asset Management names. MPV ranks #5 (7.7% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | KYN |
Kayne Anderson Energy Infrastructure Fund, Inc.
|
141,072 | $2,014,508 | |
| 2 | MCI |
Barings Corporate Investors
|
83,984 | $1,447,884 | |
| 3 | CET |
Central Securities Corp
|
24,264 | $1,204,950 | |
| 4 | CSWC |
Capital Southwest Corp
|
37,018 | $818,838 | |
| 5 | MPV |
Barings Participation Investors
This page
|
43,755 | $749,960 | |
| 6 | BANX |
ArrowMark Financial Corp.
|
25,693 | $489,708 | |
| 7 | STT |
State Street Corp
|
3,750 | $474,600 | |
| 8 | AMP |
Ameriprise Financial Inc
|
772 | $343,076 |
All Filings in MPV
Export CSV
14 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $749,960 | 43,755 | Shares | Sole | 2026-05-06 | |
| 2025-12-31 | $695,266 | 43,755 | Shares | Sole | 2026-01-30 | |
| 2025-09-30 | $881,663 | 43,755 | Shares | Sole | 2025-10-29 | |
| 2025-06-30 | $879,913 | 43,755 | Shares | Sole | 2025-07-11 | |
| 2025-03-31 | $796,823 | 45,197 | Shares | Sole | 2025-04-16 | |
| 2024-12-31 | $772,416 | 45,197 | Shares | Sole | 2025-01-21 | |
| 2024-09-30 | $774,954 | 45,747 | Shares | Sole | 2024-10-25 | |
| 2024-06-30 | $749,628 | 45,377 | Shares | Sole | 2024-07-23 | |
| 2024-03-31 | $731,477 | 45,377 | Shares | Sole | 2024-04-19 | |
| 2023-12-31 | $707,881 | 45,377 | Shares | Sole | 2024-01-19 | |
| 2023-09-30 | $609,413 | 45,377 | Shares | Sole | 2023-10-25 | |
| 2023-06-30 | $585,817 | 45,377 | Shares | Sole | 2023-07-19 | |
| 2023-03-31 | $581,733 | 45,377 | Shares | Sole | 2023-04-25 | |
| 2022-12-31 | $557,812 | 45,277 | Shares | Sole | 2023-02-10 | |
| No filing history on record for this holder in this stock. | ||||||