CALDWELL SUTTER CAPITAL, INC.
Position in MCI — Barings Corporate Investors
CIK 702007
SAUSALITO, CA
Position in MCI
as of Mar 31, 2026
· filed May 6, 2026
Position Value
$1,447,884
-$76,425 QoQ
Shares Held
83,984
0.0% QoQ
Ownership
0.409%
of shares outstanding
% of Portfolio
0.73%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Dec 2022
14 quarters on record
Voting authority
Sole 0.ToString("F0")%
Shared 0.ToString("F0")%
None 100.ToString("F0")%
Common Shares in MCI Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026CALDWELL SUTTER CAPITAL, INC. holds $9,683,549 across 42 Asset Management names. MCI ranks #2 (15.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | KYN |
Kayne Anderson Energy Infrastructure Fund, Inc.
|
141,072 | $2,014,508 | |
| 2 | MCI |
Barings Corporate Investors
This page
|
83,984 | $1,447,884 | |
| 3 | CET |
Central Securities Corp
|
24,264 | $1,204,950 | |
| 4 | CSWC |
Capital Southwest Corp
|
37,018 | $818,838 | |
| 5 | MPV |
Barings Participation Investors
|
43,755 | $749,960 | |
| 6 | BANX |
ArrowMark Financial Corp.
|
25,693 | $489,708 | |
| 7 | STT |
State Street Corp
|
3,750 | $474,600 | |
| 8 | AMP |
Ameriprise Financial Inc
|
772 | $343,076 |
All Filings in MCI
Export CSV
14 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $1,447,884 | 83,984 | Shares | Sole | 2026-05-06 | |
| 2025-12-31 | $1,524,309 | 83,984 | Shares | Sole | 2026-01-30 | |
| 2025-09-30 | $1,756,586 | 84,614 | Shares | Sole | 2025-10-29 | |
| 2025-06-30 | $1,832,739 | 84,614 | Shares | Sole | 2025-07-11 | |
| 2025-03-31 | $1,983,352 | 84,614 | Shares | Sole | 2025-04-16 | |
| 2024-12-31 | $1,724,433 | 84,614 | Shares | Sole | 2025-01-21 | |
| 2024-09-30 | $1,686,357 | 84,614 | Shares | Sole | 2024-10-25 | |
| 2024-06-30 | $1,575,512 | 84,614 | Shares | Sole | 2024-07-23 | |
| 2024-03-31 | $1,454,514 | 84,614 | Shares | Sole | 2024-04-19 | |
| 2023-12-31 | $1,614,726 | 87,614 | Shares | Sole | 2024-01-19 | |
| 2023-09-30 | $1,396,567 | 87,614 | Shares | Sole | 2023-10-25 | |
| 2023-06-30 | $1,305,448 | 87,614 | Shares | Sole | 2023-07-19 | |
| 2023-03-31 | $1,240,445 | 87,664 | Shares | Sole | 2023-04-25 | |
| 2022-12-31 | $1,054,231 | 75,518 | Shares | Sole | 2023-02-10 | |
| No filing history on record for this holder in this stock. | ||||||