CALDWELL SUTTER CAPITAL, INC.
Filing Date
Global Rank
#4,165
/ 8,622
▲ 225
· as of Mar 2026
Top Industry
Banks - Regional
14.2%
3Y Alpha vs SPY
-4.6%
Period ended 4 months ago
Filed May 6, 2026 · 3mo
14 quarters · since Dec 2022
Clone Performance
Jul 2023–Jul 2026 · vs SPYHypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.
Cloned portfolio
+56.0%
SPY
+67.9%
Annualised alpha
-2.9%
Max drawdown
−17.5%
Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.
Portfolio Concentration
668 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
5.8%
−1.0 pts
Top 5
17.5%
−0.6 pts
Top 10
27.0%
−0.7 pts
HHI
130
Diversified−11
Portfolio Trend
14 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 30.8% | $62,438,923 |
| Industrials | 15.1% | $30,628,029 |
| Technology | 13.5% | $27,365,956 |
| Consumer Defensive | 9.0% | $18,282,338 |
| Energy | 8.8% | $17,765,332 |
| Healthcare | 5.1% | $10,413,958 |
| Real Estate | 4.8% | $9,793,111 |
| Consumer Cyclical | 4.7% | $9,438,386 |
| Communication Services | 4.0% | $8,010,939 |
| Utilities | 1.7% | $3,417,361 |
| Basic Materials | 1.6% | $3,303,273 |
| Unclassified | 0.8% | $1,609,648 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BRBS | Blue Ridge Bankshares, Inc. | +99,644 | 153,244 | $643,624 | |
| KNTK | Kinetik Holdings Inc. | +45,335 | 118,570 | $5,739,973 | |
| NAII | Natural Alternatives International Inc | +37,000 | 498,792 | $1,311,822 | |
| BANX | ArrowMark Financial Corp. | +25,000 | 25,693 | $489,708 | |
| CET | Central Securities Corp | +9,140 | 24,264 | $1,204,950 | |
| EXK | Endeavour Silver Corp | +4,557 | 10,483 | $97,596 | |
| CAG | Conagra Brands Inc. | +2,658 | 6,870 | $107,996 | |
| CCI | Crown Castle Inc. | +2,611 | 6,319 | $513,797 | |
| CPB | CAMPBELL'S Co | +2,568 | 13,760 | $306,435 | |
| DIT | Amcon Distributing Co | +2,502 | 7,506 | $675,464 | |
| PFE | Pfizer Inc | +2,392 | 66,343 | $1,862,911 | |
| HRL | Hormel Foods Corp /De/ | +2,048 | 4,043 | $91,573 | |
| GIS | General Mills Inc | +1,674 | 7,419 | $276,135 | |
| HTGC | Hercules Capital, Inc. | +1,648 | 6,234 | $92,076 | |
| MO | Altria Group, Inc. | +1,537 | 7,179 | $473,742 | |
| OMC | Omnicom Group Inc. | +1,455 | 1,529 | $115,148 | |
| BCE | Bce Inc | +1,439 | 10,168 | $256,640 | |
| NXDT | Nexpoint Diversified Real Estate Trust | +1,287 | 20,703 | $96,683 | |
| NLY | Annaly Capital Management Inc | +1,205 | 2,205 | $46,635 | |
| DEA | Easterly Government Properties, Inc. | +1,030 | 3,010 | $64,504 | |
| DOW | Dow Inc. | +916 | 10,746 | $447,570 | |
| PEP | Pepsico Inc | +889 | 11,474 | $1,781,797 | |
| VZ | Verizon Communications Inc | +775 | 25,251 | $1,267,600 | |
| KMB | Kimberly Clark Corp | +708 | 3,712 | $358,096 | |
| PLTR | Palantir Technologies Inc. | +705 | 1,165 | $170,416 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GOLD | Gold.com, Inc. | −6,900 | 35,802 | $1,434,944 | |
| MOD | Modine Manufacturing Co | −3,700 | 12,939 | $2,804,010 | |
| MSA | MSA Safety Inc | −2,870 | 29,279 | $4,800,292 | |
| WLY | John Wiley & Sons, Inc. | −2,275 | 31,535 | $1,201,483 | |
| SHO | Sunstone Hotel Investors, Inc. | −2,000 | 5,140 | $46,311 | |
| AAPL | Apple Inc. | −1,927 | 46,573 | $11,819,761 | |
| CSCO | Cisco Systems, Inc. | −1,778 | 27,051 | $2,098,887 | |
| STGW | Stagwell Inc | −1,500 | 52,200 | $328,338 | |
| F | Ford Motor Co | −1,447 | 18,789 | $216,825 | |
| CNOB | ConnectOne Bancorp, Inc. | −1,425 | 3,171 | $84,887 | |
| ARL | American Realty Investors Inc | −1,113 | 70,719 | $1,092,608 | |
| CSWC | Capital Southwest Corp | −1,066 | 37,018 | $818,838 | |
| T | At&T Inc. | −1,063 | 38,312 | $1,110,664 | |
| PPIH | Perma-Pipe International Holdings, Inc. | −1,000 | 234,238 | $6,982,634 | |
| UMH | Umh Properties, Inc. | −1,000 | 83,023 | $1,198,021 | |
| HOPE | Hope Bancorp Inc | −1,000 | 3,000 | $33,510 | |
| AIV | Apartment Investment & Management Co | −1,000 | 105,358 | $428,807 | |
| PRLD | Prelude Therapeutics Inc | −1,000 | 1,000 | $3,420 | |
| WM | Waste Management Inc | −890 | 3,964 | $910,887 | |
| SGOL | abrdn Gold ETF Trust | −845 | 10,716 | $478,147 | |
| AXR | Amrep Corp. | −800 | 49,472 | $1,391,647 | |
| ZIM | ZIM Integrated Shipping Services Ltd. | −700 | 50 | $1,317 | |
| FBK | FB Financial Corp | −512 | 11,675 | $606,399 | |
| GILD | Gilead Sciences, Inc. | −504 | 7,590 | $1,057,818 | |
| KO | Coca Cola Co | −484 | 8,661 | $658,669 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| EMBJ | Embraer S.A. | 9,322 | $553,167 | |
| MCBS | MetroCity Bankshares, Inc. | 5,742 | $164,623 | |
| FSSL | FS Specialty Lending Fund | 11,457 | $143,327 | |
| BARK | Bark, Inc. | 191,265 | $96,971 | |
| U | Unity Software Inc. | 2,590 | $56,824 | |
| VZLA | Vizsla Silver Corp. | 7,588 | $25,040 | |
| WSR | Whitestone REIT | 1,500 | $24,225 | |
| PFG | Principal Financial Group Inc | 180 | $16,219 | |
| ASM | Avino Silver & Gold Mines Ltd | 2,521 | $15,932 | |
| AZN | Astrazeneca PLC | 46 | $9,072 | |
| MSTR | Strategy Inc | 60 | $7,488 | |
| CTGO | Contango Silver & Gold Inc. | 293 | $5,493 | |
| PDO | PIMCO Dynamic Income Opportunities Fund | 330 | $4,266 | |
| VRNS | Varonis Systems Inc | 153 | $3,284 | |
| KKR | KKR & Co. Inc. | 25 | $2,312 | |
| OBDC | Blue Owl Capital Corp | 200 | $2,212 | |
| AMCR | Amcor plc | 30 | $1,192 | |
| MDLN | Medline Inc. | 25 | $1,112 | |
| VSNT | Versant Media Group, Inc. | 30 | $1,110 | |
| SKYW | Skywest Inc | 11 | $1,010 | |
| NRP | Natural Resource Partners LP | 8 | $968 | |
| WAT | Waters Corp /De/ | 3 | $893 | |
| FISV | Fiserv Inc | 10 | $558 | |
| HQH | abrdn Healthcare Investors | 25 | $444 | |
| ILMN | Illumina, Inc. | 3 | $369 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
8 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VAL | Valaris Ltd | 6,000 | $302,400 | |
| RNP | Cohen & Steers REIT & Preferred & Income Fund Inc | 1,218 | $24,189 | |
| XYZ | Block, Inc. | 325 | $21,154 | |
| RA | Brookfield Real Assets Income Fund Inc. | 1,471 | $19,064 | |
| PPT | Putnam Premier Income Trust | 4,375 | $15,487 | |
| RXST | RxSight, Inc. | 200 | $2,084 | |
| IFN | Aberdeen India Fund, Inc. | 10 | $137 | |
| WKHS | Workhorse Group Inc. | 1 | $5 | |
| No positions match the current search. | ||||
668 tracked positions ·
$202,467,254 total
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 668 positions by value
· page 1 of 14
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 46,573 | $11,819,761 | 5.84% | |
| PPIH |
Perma-Pipe International Holdings, Inc.
Industrials
|
Reduced | 234,238 | $6,982,634 | 3.45% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 8,180 | $5,795,202 | 2.86% | |
| KNTK |
Kinetik Holdings Inc.
Energy
|
Added | 118,570 | $5,739,973 | 2.84% | |
| PLBC |
Plumas Bancorp
Financial Services
|
Held | 106,283 | $5,188,736 | 2.56% | |
| MSA |
MSA Safety Inc
Industrials
|
Reduced | 29,279 | $4,800,292 | 2.37% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 12,921 | $3,905,243 | 1.93% | |
| DGICA |
Donegal Group Inc
Financial Services
|
Held | 212,303 | $3,647,365 | 1.80% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 16,812 | $3,478,402 | 1.72% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 7,114 | $3,409,028 | 1.68% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Reduced | 3,013 | $3,002,243 | 1.48% | |
| SENEA |
Seneca Foods Corp
Consumer Defensive
|
Held | 19,996 | $2,960,007 | 1.46% | |
| MOD |
Modine Manufacturing Co
Consumer Cyclical
|
Reduced | 12,939 | $2,804,010 | 1.38% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 7,279 | $2,694,467 | 1.33% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 8,996 | $2,646,263 | 1.31% | |
| PKBK |
Parke Bancorp, Inc.
Financial Services
|
Reduced | 91,336 | $2,593,942 | 1.28% | |
| BCML |
BayCom Corp
Financial Services
|
Held | 80,010 | $2,378,697 | 1.17% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 13,877 | $2,354,371 | 1.16% | |
| AXP |
American Express Co
Financial Services
|
Held | 7,338 | $2,219,598 | 1.10% | |
| FSUN |
Firstsun Capital Bancorp
Financial Services
|
Reduced | 58,322 | $2,126,420 | 1.05% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 27,051 | $2,098,887 | 1.04% | |
| KYN |
Kayne Anderson Energy Infrastructure Fund, Inc.
Financial Services
|
Reduced | 141,072 | $2,014,508 | 0.99% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 8,254 | $2,000,687 | 0.99% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 66,343 | $1,862,911 | 0.92% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 3,115 | $1,782,184 | 0.88% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 11,474 | $1,781,797 | 0.88% | |
| NEN |
New England Realty Associates Limited Partnership
Real Estate
|
Held | 29,019 | $1,771,609 | 0.88% | |
| CWBC |
Community West Bancshares
Financial Services
|
Held | 74,077 | $1,725,994 | 0.85% | |
| BANR |
Banner Corp
Financial Services
|
Held | 28,261 | $1,714,877 | 0.85% | |
| UNP |
Union Pacific Corp
Industrials
|
Added | 6,519 | $1,581,639 | 0.78% | |
| INBK |
First Internet Bancorp
Financial Services
|
Held | 76,899 | $1,567,201 | 0.77% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 6,405 | $1,565,638 | 0.77% | |
| MCHB |
Mechanics Bancorp
Financial Services
|
Added | 103,285 | $1,523,453 | 0.75% | |
| MCI |
Barings Corporate Investors
Financial Services
|
Held | 83,984 | $1,447,884 | 0.72% | |
| GOLD |
Gold.com, Inc.
Financial Services
|
Reduced | 35,802 | $1,434,944 | 0.71% | |
| AXR |
Amrep Corp.
Real Estate
|
Reduced | 49,472 | $1,391,647 | 0.69% | |
| INTU |
Intuit Inc.
Technology
|
Added | 3,194 | $1,381,021 | 0.68% | |
| NAII |
Natural Alternatives International Inc
Consumer Defensive
|
Added | 498,792 | $1,311,822 | 0.65% | |
| INTG |
Intergroup Corp
Consumer Cyclical
|
Held | 33,228 | $1,290,907 | 0.64% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 25,251 | $1,267,600 | 0.63% | |
| HSY |
Hershey Co
Consumer Defensive
|
Reduced | 6,060 | $1,259,813 | 0.62% | |
| CET |
Central Securities Corp
Financial Services
|
Added | 24,264 | $1,204,950 | 0.60% | |
| WLY |
John Wiley & Sons, Inc.
Communication Services
|
Reduced | 31,535 | $1,201,483 | 0.59% | |
| UMH |
Umh Properties, Inc.
Real Estate
|
Reduced | 83,023 | $1,198,021 | 0.59% | |
| HON |
Honeywell International Inc
Industrials
|
Added | 5,052 | $1,141,903 | 0.56% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 9,394 | $1,130,004 | 0.56% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 5,123 | $1,114,201 | 0.55% | |
| ELSE |
Electro Sensors Inc
Technology
|
Added | 250,161 | $1,113,216 | 0.55% | |
| SMBK |
Smartfinancial Inc.
Financial Services
|
Held | 28,431 | $1,111,083 | 0.55% | |
| T |
At&T Inc.
Communication Services
|
Reduced | 38,312 | $1,110,664 | 0.55% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.