CALDWELL SUTTER CAPITAL, INC.

CIK

702007

Location

SAUSALITO, CA

Portfolio Value

Small $224,898,097

Diversification

Diversified

Filing Date

Global Rank

#4,322 / 8,700 ▲ 1118

Top Industry

Banks - Regional 14.9%

Period ended 2 months ago

Filed Aug 5, 2026 · 38d

15 quarters · since Dec 2022

Portfolio Concentration

723 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

6.0%

−0.1 pts

Top 5

17.9%

−0.9 pts

Top 10

27.6%

−0.5 pts

HHI

132

Diversified−8

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	30.8%	$69,204,358	136
Technology	15.3%	$34,474,138	94
Industrials	14.8%	$33,327,062	88
Consumer Defensive	8.6%	$19,385,166	46
Energy	7.2%	$16,091,087	41
Healthcare	4.8%	$10,828,212	78
Real Estate	4.7%	$10,496,275	41
Communication Services	4.1%	$9,300,999	32
Consumer Cyclical	4.0%	$8,997,026	66
Unclassified	2.8%	$6,336,034	28
Utilities	1.5%	$3,354,361	29
Basic Materials	1.4%	$3,103,379	44

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BRBS	Blue Ridge Bankshares, Inc.	+11,034	164,278	$579,901
RWT	Redwood Trust Inc	+7,660	12,157	$57,624
CWBC	Community West Bancshares	+4,548	78,625	$2,111,867
CET	Central Securities Corp	+3,857	28,121	$1,474,946
CPB	CAMPBELL'S Co	+3,185	16,945	$377,365
CAG	Conagra Brands Inc.	+2,955	9,825	$132,244
HTGC	Hercules Capital, Inc.	+2,775	9,009	$142,071
FSUN	Firstsun Capital Bancorp	+2,590	60,912	$2,362,167
HRL	Hormel Foods Corp /De/	+1,896	5,939	$147,405
FCX	Freeport-Mcmoran Inc	+1,622	1,695	$106,598
UBER	Uber Technologies, Inc	+1,435	1,600	$115,456
TSCO	Tractor Supply Co /De/	+1,325	1,475	$46,624
GIS	General Mills Inc	+1,306	8,725	$303,630
UL	Unilever PLC	+1,198	2,497	$150,119
KO	Coca Cola Co	+1,168	9,829	$798,802
PDO	PIMCO Dynamic Income Opportunities Fund	+1,045	1,375	$18,177
BRK-B	Berkshire Hathaway Inc	+982	8,097	$4,800,007
NLY	Annaly Capital Management Inc	+845	3,050	$68,198
BCE	Bce Inc	+792	10,960	$235,749
DEA	Easterly Government Properties, Inc.	+739	3,749	$93,462
JOE	ST JOE Co	+700	7,286	$456,322
TAP	Molson Coors Beverage Co	+585	645	$30,960
CLX	Clorox Co /De/	+542	5,590	$533,509
UPS	United Parcel Service Inc	+522	7,649	$822,267
CCI	Crown Castle Inc.	+517	6,836	$517,690
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BARK	Bark, Inc.	−181,704	9,561	$95,418
AAXJ	iShares MSCI All Country Asia ex Japan ETF	−115,500	4,800	$572,784
—		−37,561	212,600	$1,628,516
BANX	ArrowMark Financial Corp.	−25,000	693	$13,548
VB	Vanguard Morningstar Small-Cap ETF	−16,516	674	$204,302
STT	State Street Corp	−10,157	3,750	$636,000
PFE	Pfizer Inc	−9,384	56,959	$1,371,572
AIV	Apartment Investment & Management Co	−6,900	98,458	$292,420
CCL	Carnival Corp Ltd.	−6,350	1,204	$34,398
MOD	Modine Manufacturing Co	−5,400	7,539	$2,013,063
EMBJ	Embraer S.A.	−4,661	4,661	$297,371
VEU	Vanguard FTSE All-World Ex-US ETF	−3,913	40	$3,350
HON	Honeywell International Inc	−2,757	2,295	$513,850
PPIH	Perma-Pipe International Holdings, Inc.	−2,600	231,638	$6,307,502
KVUE	Kenvue Inc.	−2,517	25,960	$496,095
BANR	Banner Corp	−2,187	26,074	$1,732,356
VIGI	Vanguard International Dividend Appreciation ETF	−2,128	35	$3,268
INBK	First Internet Bancorp	−2,000	74,899	$2,082,192
LGL	Lgl Group Inc	−1,896	78,955	$545,579
CP	Canadian Pacific Kansas City Ltd/Cn	−1,857	11,393	$987,203
JPM	Jpmorgan Chase & Co	−1,829	7,167	$2,345,974
PSLV	Sprott Physical Silver Trust	−1,720	7,685	$145,015
LOW	Lowes Companies Inc	−1,619	80	$17,639
INTC	Intel Corp	−1,615	10,443	$1,458,156
AXP	American Express Co	−1,599	5,739	$1,941,216
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
CALM	Cal-Maine Foods Inc	11,125	$896,230
HONA	Honeywell Aerospace Inc.	2,288	$505,831
FRMI	Fermi Inc.	20,000	$183,200
LNG	Cheniere Energy, Inc.	337	$80,546
EXPE	Expedia Group, Inc.	314	$80,346
INSM	INSMED Inc	727	$77,512
FAST	Fastenal Co	1,522	$73,101
BLDR	Builders FirstSource, Inc.	813	$72,747
ORLY	O Reilly Automotive Inc	773	$71,185
MSI	Motorola Solutions, Inc.	168	$69,768
EME	EMCOR Group, Inc.	83	$68,880
NBIX	Neurocrine Biosciences Inc	407	$68,595
TTWO	Take Two Interactive Software Inc	268	$66,994
NET	Cloudflare, Inc.	265	$64,999
MDGL	Madrigal Pharmaceuticals, Inc.	118	$63,360
BWXT	BWX Technologies, Inc.	323	$62,871
CMC	COMMERCIAL METALS Co	1,000	$62,750
NU	Nu Holdings Ltd.	4,545	$60,721
DASH	DoorDash, Inc.	317	$58,496
ASND	Ascendis Pharma A/S	218	$58,144
IDYA	IDEAYA Biosciences, Inc.	1,554	$57,917
CDNS	Cadence Design Systems Inc	129	$48,416
BOOT	Boot Barn Holdings, Inc.	294	$48,295
TOST	Toast, Inc.	1,665	$46,320
ENTG	Entegris Inc	250	$44,965
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	26,344	$2,128,430
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	36,911	$2,087,328
BILZ	PIMCO Ultra Short Government Active ETF	17,321	$1,621,038
ANEW	ProShares MSCI Transformational Changes ETF	13,624	$952,241
EDV	Vanguard World Funds Extended Duration ETF	4,765	$787,375
FNDA	Schwab Fundamental U.S. Small Company ETF	18,264	$557,653
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	8,302	$425,188
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	4,529	$352,843
ABI	VictoryShares Pioneer Asset-Based Income ETF	3,242	$311,887
AAAP	Pacer Barings CLO Market Flex ETF	4,450	$231,970
AFK	VanEck Africa Index ETF	3,052	$217,496
BKF	iShares MSCI BIC ETF	4,034	$190,445
CVY	Invesco Zacks Multi-Asset Income ETF	3,332	$163,186
BNDW	Vanguard Total World Bond ETF	1,510	$118,596
—		1,283	$105,180
HOS	Hornbeck Offshore Services, Inc.	10,000	$98,900
NE	Noble Corp plc	2,000	$98,140
ADP	Automatic Data Processing Inc	475	$96,510
—		1,485	$78,712
LRGE	Legg Mason ETF Investment Trust ClearBridge Large Cap Growth Select ETF	1,431	$77,263
APT	Alpha Pro Tech Ltd	16,236	$72,087
BNDC	FlexShares Core Select Bond Fund	876	$56,873
U	Unity Software Inc.	2,590	$56,824
ALLW	SSGA Active Trust State Street Bridgewater All Weather ETF	1,171	$46,523
AGNG	Global X Funds Global X Aging Population ETF	626	$41,252
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

723 tracked positions · $224,898,097 total · filing declares 930 positions · $265,239,019 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 723 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Added	46,641	+68	$13,496,039	+14.2%	6.00%
CAT	Caterpillar Inc Industrials	Reduced	7,994	-186	$8,512,810	+46.9%	3.79%
PPIH	Perma-Pipe International Holdings, Inc. Industrials	Reduced	231,638	-2,600	$6,307,502	−9.7%	2.80%
PLBC	Plumas Bancorp Financial Services	Held	106,283	0	$6,211,178	+19.7%	2.76%
KNTK	Kinetik Holdings Inc. Energy	Reduced	117,726	-844	$5,690,874	−0.9%	2.53%
MSA	MSA Safety Inc Industrials	Reduced	28,879	-400	$5,041,695	+5.0%	2.24%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	8,097	+982	$4,800,007	+16.3%	2.13%
V	Visa Inc. Financial Services	Reduced	12,850	-71	$4,408,706	+12.9%	1.96%
DGICA	Donegal Group Inc Financial Services	Reduced	226,439	-580	$4,270,639	+9.3%	1.90%
SENEA	Seneca Foods Corp Consumer Defensive	Reduced	19,596	-400	$3,408,528	+12.8%	1.52%
VIG	Vanguard Dividend Appreciation ETF	Reduced	14,323	-210	$3,389,108	+9.9%	1.51%
CSCO	Cisco Systems, Inc. Technology	Reduced	25,973	-1,078	$3,050,788	+45.4%	1.36%
PKBK	Parke Bancorp, Inc. Financial Services	Held	91,336	0	$3,028,701	+16.8%	1.35%
CVX	Chevron Corp Energy	Added	16,865	+53	$2,795,542	−19.6%	1.24%
MSFT	Microsoft Corp Technology	Added	7,414	+135	$2,765,570	+2.6%	1.23%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	2,948	-65	$2,757,765	−8.1%	1.23%
BCML	BayCom Corp Financial Services	Held	80,010	0	$2,632,329	+10.7%	1.17%
GOOGL	Alphabet Inc. Communication Services	Reduced	6,671	-81	$2,370,759	+22.2%	1.05%
FSUN	Firstsun Capital Bancorp Financial Services	Added	60,912	+2,590	$2,362,167	+11.1%	1.05%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	7,167	-1,829	$2,345,974	−11.3%	1.04%
IBM	International Business Machines Corp Technology	Added	8,292	+38	$2,331,793	+16.5%	1.04%
CWBC	Community West Bancshares Financial Services	Added	78,625	+4,548	$2,111,867	+22.4%	0.94%
INBK	First Internet Bancorp Financial Services	Reduced	74,899	-2,000	$2,082,192	+32.9%	0.93%
MOD	Modine Manufacturing Co Consumer Cyclical	Reduced	7,539	-5,400	$2,013,063	−28.2%	0.90%
KYN	Kayne Anderson Energy Infrastructure Fund, Inc. Financial Services	Added	141,106	+34	$1,951,495	−3.1%	0.87%
AXP	American Express Co Financial Services	Reduced	5,739	-1,599	$1,941,216	−12.5%	0.86%
XOM	ExxonMobil Holdings Corp Energy	Reduced	13,755	-122	$1,880,583	−20.1%	0.84%
META	Meta Platforms, Inc. Communication Services	Added	3,189	+74	$1,796,331	+0.8%	0.80%
UNP	Union Pacific Corp Industrials	Added	6,602	+83	$1,795,744	+13.5%	0.80%
BANR	Banner Corp Financial Services	Reduced	26,074	-2,187	$1,732,356	+1.0%	0.77%
NEN	New England Realty Associates Limited Partnership Real Estate	Held	29,019	0	$1,703,125	−3.9%	0.76%
JNJ	Johnson & Johnson Healthcare	Added	6,576	+171	$1,670,106	+6.7%	0.74%
MCHB	Mechanics Bancorp Financial Services	Held	103,285	0	$1,642,231	+7.8%	0.73%
		Reduced	212,600	-37,561	$1,628,516	+46.3%	0.72%
INTG	Intergroup Corp Consumer Cyclical	Reduced	32,889	-339	$1,579,329	+22.3%	0.70%
PEP	Pepsico Inc Consumer Defensive	Added	11,518	+44	$1,559,537	−12.5%	0.69%
ARL	American Realty Investors Inc Real Estate	Reduced	69,222	-1,497	$1,541,573	+41.1%	0.69%
WLY	John Wiley & Sons, Inc. Communication Services	Held	31,535	0	$1,529,762	+27.3%	0.68%
CET	Central Securities Corp Financial Services	Added	28,121	+3,857	$1,474,946	+22.4%	0.66%
MCI	Barings Corporate Investors Financial Services	Held	83,984	0	$1,474,759	+1.9%	0.66%
INTC	Intel Corp Technology	Reduced	10,443	-1,615	$1,458,156	+174.0%	0.65%
GOLD	Gold.com, Inc. Financial Services	Reduced	34,767	-1,035	$1,446,654	+0.8%	0.64%
PFE	Pfizer Inc Healthcare	Reduced	56,959	-9,384	$1,371,572	−26.4%	0.61%
SMBK	Smartfinancial Inc. Financial Services	Held	28,431	0	$1,333,982	+20.1%	0.59%
ABBV	AbbVie Inc. Healthcare	Added	5,152	+29	$1,296,449	+16.4%	0.58%
NRIM	Northrim Bancorp Inc Financial Services	Held	46,204	0	$1,281,698	+21.2%	0.57%
AXR	Amrep Corp. Real Estate	Held	49,472	0	$1,247,683	−10.3%	0.55%
UMH	Umh Properties, Inc. Real Estate	Reduced	81,923	-1,100	$1,240,314	+3.5%	0.55%
NAII	Natural Alternatives International Inc Consumer Defensive	Reduced	498,220	-572	$1,190,745	−9.2%	0.53%
MRK	Merck & Co., Inc. Healthcare	Reduced	9,164	-230	$1,177,574	+4.2%	0.52%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.