NorthRock Partners, LLC
Position in GAIN — Gladstone Investment Corporation\De
CIK 1632097
MINNEAPOLIS, MN
Position in GAIN
as of Mar 31, 2026
· filed May 15, 2026
Position Value
$145,720
+$2,360 QoQ
Shares Held
10,262
0.0% QoQ
Ownership
0.026%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Dec 2025
2 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in GAIN Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026NorthRock Partners, LLC holds $17,737,026 across 22 Asset Management names. GAIN ranks #20 (0.8% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | AMP |
Ameriprise Financial Inc
|
14,871 | $6,608,672 | |
| 2 | BLK |
BlackRock, Inc.
|
2,743 | $2,637,970 | |
| 3 | PCN |
Pimco Corporate & Income Strategy Fund
|
136,941 | $1,629,597 | |
| 4 | OTF |
Blue Owl Technology Finance Corp.
|
81,824 | $1,013,799 | |
| 5 | BX |
Blackstone Inc.
|
7,768 | $893,242 | |
| 6 | APO |
Apollo Global Management, Inc.
|
4,444 | $495,150 | |
| 7 | STT |
State Street Corp
|
3,248 | $411,066 | |
| 8 | FSK |
FS KKR Capital Corp
|
37,731 | $384,101 |
All Filings in GAIN
Export CSV
2 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $145,720 | 10,262 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $143,360 | 10,262 | Shares | Sole | 2026-02-17 | |
| No filing history on record for this holder in this stock. | ||||||