NorthRock Partners, LLC

CIK

1632097

Location

MINNEAPOLIS, MN

Portfolio Value

Mid $1,432,048,313

Diversification

Diversified

Filing Date

Global Rank

#1,432 / 8,621 ▲ 52 · as of Mar 2026

Top Industry

Consumer Electronics 19.6%

3Y Alpha vs SPY

-1.9%

Period ended 4 months ago

Filed May 15, 2026 · 2mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+60.6%

SPY

+67.9%

Annualised alpha

-1.7%

Max drawdown

−18.8%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

374 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

15.7%

−0.7 pts

Top 5

50.7%

−3.6 pts

Top 10

60.4%

−3.9 pts

HHI

676

Diversified−80

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Unclassified	29.6%	$423,811,935	12
Technology	27.4%	$393,081,286	60
Consumer Defensive	10.2%	$145,846,581	24
Financial Services	9.8%	$140,102,398	72
Healthcare	5.2%	$73,976,980	44
Consumer Cyclical	5.1%	$73,331,237	34
Industrials	5.0%	$71,369,652	55
Communication Services	3.3%	$47,623,329	15
Energy	1.9%	$27,408,239	14
Basic Materials	1.0%	$14,582,654	17
Utilities	0.8%	$11,959,061	16
Real Estate	0.6%	$8,954,961	11

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	+35,558	779,012	$197,705,455
CMCSA	Comcast Corp	+24,508	42,260	$1,213,284
WMT	Walmart Inc.	+19,568	58,822	$7,310,398
HWKN	Hawkins Inc	+16,700	43,827	$6,731,827
MDT	Medtronic plc	+16,186	28,489	$2,468,571
PCG	PG&E Corp	+16,009	57,707	$1,013,911
KO	Coca Cola Co	+15,313	42,441	$3,227,638
MRK	Merck & Co., Inc.	+14,986	34,262	$4,121,375
AMZN	Amazon Com Inc	+14,866	129,681	$27,008,661
WMB	Williams Companies, Inc.	+14,783	18,629	$1,355,818
QQQ	Invesco Qqq Trust, Series 1	+14,320	389,838	$225,006,696
NVDA	Nvidia Corp	+14,159	337,012	$58,774,892
PLD	Prologis, Inc.	+13,218	16,913	$2,235,560
JPM	Jpmorgan Chase & Co	+11,791	60,410	$17,770,205
PEP	Pepsico Inc	+11,584	36,777	$5,711,100
EMR	Emerson Electric Co	+11,257	16,440	$2,153,968
XOM	ExxonMobil Holdings Corp	+11,147	60,712	$10,300,397
MSFT	Microsoft Corp	+10,103	159,278	$58,959,937
AVGO	Broadcom Inc.	+9,103	35,927	$11,119,765
WFC	Wells Fargo & Company/Mn	+8,936	62,961	$5,012,325
NKE	NIKE, Inc.	+8,807	20,320	$1,073,302
QCOM	Qualcomm Inc/De	+8,295	14,803	$1,906,330
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+7,878	11,768	$3,976,995
IBIT	iShares Bitcoin Trust ETF	+6,203	33,958	$1,304,666
TSLA	Tesla, Inc.	+6,179	48,690	$18,100,507
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IAU	Ishares Gold Trust	−78,219	46,777	$4,123,860
GAB	Gabelli Equity Trust Inc	−47,582	32,107	$179,799
OTF	Blue Owl Technology Finance Corp.	−27,001	81,824	$1,013,799
SOFI	SoFi Technologies, Inc.	−14,549	22,949	$364,430
LAC	Lithium Americas Corp.	−8,418	13,494	$53,301
USB	US Bancorp De	−6,346	27,319	$1,420,861
MO	Altria Group, Inc.	−6,111	198,271	$13,083,903
MDLZ	Mondelez International, Inc.	−5,570	512,580	$29,545,111
ABNB	Airbnb, Inc.	−5,533	14,889	$1,880,182
BAC	Bank Of America Corp /De/	−5,432	74,588	$3,636,165
SPY	Spdr S&P 500 ETF Trust	−4,998	285,394	$185,603,133
PM	Philip Morris International Inc.	−4,801	175,418	$29,003,612
EPD	Enterprise Products Partners L.P.	−4,369	34,365	$1,300,371
TWLO	Twilio Inc	−4,020	8,336	$1,048,835
UPS	United Parcel Service Inc	−2,563	104,539	$10,284,546
TSN	Tyson Foods, Inc.	−2,503	4,254	$272,553
FLEX	Flex Ltd.	−2,221	5,030	$329,263
ABEV	Ambev S.A.	−2,073	13,760	$40,179
ESTA	Establishment Labs Holdings Inc.	−1,999	38,931	$2,210,502
NML	Neuberger Energy Infrastructure & Income Fund Inc.	−1,887	13,581	$142,736
ARCC	Ares Capital Corp	−1,831	16,477	$296,915
AMD	Advanced Micro Devices Inc	−1,814	18,737	$3,811,667
DAL	Delta Air Lines, Inc.	−1,782	9,586	$637,277
WPM	Wheaton Precious Metals Corp.	−1,611	1,588	$208,043
TT	Trane Technologies plc	−1,568	674	$280,882
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
LITE	Lumentum Holdings Inc.	3,192	$2,243,209
PNC	Pnc Financial Services Group, Inc.	10,065	$2,094,425
PCN	Pimco Corporate & Income Strategy Fund	136,941	$1,629,597
NXPI	NXP Semiconductors N.V.	7,663	$1,508,538
CRS	Carpenter Technology Corp	3,122	$1,230,536
CGNX	Cognex Corp	24,053	$1,178,356
ITT	Itt Inc.	5,679	$1,082,019
FRT	Federal Realty Investment Trust	9,516	$1,010,694
GTLS	Chart Industries Inc	4,551	$940,919
EWBC	East West Bancorp Inc	8,791	$938,527
CFR	Cullen/Frost Bankers, Inc.	6,652	$911,856
PL	Planet Labs PBC	32,175	$899,291
SNDA	Sonida Senior Living, Inc.	26,876	$866,751
CROX	Crocs, Inc.	10,410	$864,238
AN	Autonation, Inc.	4,260	$831,807
SMTC	Semtech Corp	10,531	$809,728
ULTA	Ulta Beauty, Inc.	1,443	$754,270
AZN	Astrazeneca PLC	3,339	$658,517
DLR	Digital Realty Trust, Inc.	3,621	$652,540
CLF	Cleveland-Cliffs Inc.	75,524	$638,177
PEGA	Pegasystems Inc	13,427	$571,453
GLOB	Globant S.A.	11,793	$543,775
UL	Unilever PLC	9,296	$529,593
BMNR	Bitmine Immersion Technologies, Inc.	26,772	$529,550
BDX	Becton Dickinson & Co	3,230	$507,852
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MSM	Msc Industrial Direct Co Inc	12,648	$1,063,696
ONON	On Holding AG	20,780	$965,854
UNM	Unum Group	5,218	$404,395
BNY	Bank of New York Mellon Corp	3,237	$375,783
SONY	Sony Group Corp	13,715	$351,104
CR	Crane Co	1,554	$286,604
ORGN	Origin Materials, Inc.	40,000	$254,400
CTSH	Cognizant Technology Solutions Corp	3,048	$252,984
IR	Ingersoll Rand Inc.	3,041	$240,908
FBTC	Fidelity Wise Origin Bitcoin Fund	3,011	$229,528
AGI	Alamos Gold Inc	5,900	$227,622
VTR	Ventas, Inc.	2,921	$226,026
COIN	Coinbase Global, Inc.	999	$225,913
PHM	Pultegroup Inc/Mi/	1,925	$225,725
PYPL	PayPal Holdings, Inc.	3,798	$221,727
RDDT	Reddit, Inc.	957	$219,985
FIS	Fidelity National Information Services, Inc.	3,309	$219,916
BXSL	Blackstone Secured Lending Fund	8,220	$216,432
TTD	Trade Desk, Inc.	5,655	$214,663
BROS	Dutch Bros Inc.	3,480	$213,045
FISV	Fiserv Inc	3,167	$212,727
AXON	Axon Enterprise, Inc.	374	$212,405
RACE	Ferrari N.V.	574	$212,127
WY	Weyerhaeuser Co	8,793	$208,306
BSX	Boston Scientific Corp	2,118	$201,951
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

374 positions · $1,432,048,313 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 374 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Added	389,838	+14,320	$225,006,696	−2.5%	15.71%
AAPL	Apple Inc. PUT + SHARES Technology	Added	779,012	+35,558	$197,705,455	−2.2%	13.81%
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Reduced	285,394	-4,998	$185,603,133	−6.3%	12.96%
MSFT	Microsoft Corp CALL + SHARES Technology	Added	159,278	+10,103	$58,959,937	−18.3%	4.12%
NVDA	Nvidia Corp Technology	Added	337,012	+14,159	$58,774,892	−2.4%	4.10%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	512,580	-5,570	$29,545,111	+5.9%	2.06%
PGR	Progressive Corp/Oh/ PUT + SHARES Financial Services	Reduced	147,402	-83	$29,220,972	−13.0%	2.04%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	175,418	-4,801	$29,003,612	+0.3%	2.03%
AMZN	Amazon Com Inc Consumer Cyclical	Added	129,681	+14,866	$27,008,661	+1.9%	1.89%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	164,427	+1,103	$23,749,835	+1.5%	1.66%
BRK-B	Berkshire Hathaway Inc CALL + SHARES Financial Services	Added	42,283	+358	$20,262,013	−3.9%	1.41%
GOOGL	Alphabet Inc. CALL + SHARES Communication Services	Added	68,078	+2,327	$19,576,509	−4.9%	1.37%
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Added	48,690	+6,179	$18,100,507	−5.3%	1.26%
JPM	Jpmorgan Chase & Co Financial Services	Added	60,410	+11,791	$17,770,205	+13.4%	1.24%
ABBV	AbbVie Inc. Healthcare	Added	64,756	+888	$14,083,782	−3.5%	0.98%
MO	Altria Group, Inc. Consumer Defensive	Reduced	198,271	-6,111	$13,083,903	+11.0%	0.91%
AVGO	Broadcom Inc. Technology	Added	35,927	+9,103	$11,119,765	+19.8%	0.78%
META	Meta Platforms, Inc. Communication Services	Added	19,050	+2,222	$10,899,076	−1.9%	0.76%
KDP	Keurig Dr Pepper Inc. Consumer Defensive	Added	403,937	+3,468	$10,635,661	−5.2%	0.74%
XOM	ExxonMobil Holdings Corp Energy	Added	60,712	+11,147	$10,300,397	+72.7%	0.72%
UPS	United Parcel Service Inc Industrials	Reduced	104,539	-2,563	$10,284,546	−3.2%	0.72%
V	Visa Inc. Financial Services	Added	30,491	+4,585	$9,215,599	+1.4%	0.64%
CVX	Chevron Corp Energy	Added	44,183	+381	$9,141,462	+36.9%	0.64%
JNJ	Johnson & Johnson Healthcare	Added	34,953	+2,440	$8,543,911	+27.0%	0.60%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	7,660	+505	$7,632,653	+23.7%	0.53%
WMT	Walmart Inc. Consumer Defensive	Added	58,822	+19,568	$7,310,398	+67.2%	0.51%
CAT	Caterpillar Inc Industrials	Added	10,086	+1,342	$7,145,527	+42.6%	0.50%
MCD	Mcdonalds Corp Consumer Cyclical	Added	22,807	+1,274	$7,088,187	+7.7%	0.49%
HWKN	Hawkins Inc Basic Materials	Added	43,827	+16,700	$6,731,827	+74.7%	0.47%
LLY	ELI LILLY & Co Healthcare	Added	7,201	+518	$6,623,263	−7.8%	0.46%
AMP	Ameriprise Financial Inc Financial Services	Added	14,871	+650	$6,608,672	−5.2%	0.46%
PEP	Pepsico Inc PUT + SHARES Consumer Defensive	Added	36,777	+11,584	$5,711,100	+58.0%	0.40%
NFLX	Netflix Inc Communication Services	Added	57,568	+2,531	$5,535,163	+7.3%	0.39%
ORCL	Oracle Corp Technology	Reduced	35,419	-276	$5,210,489	−25.1%	0.36%
KHC	Kraft Heinz Co Consumer Defensive	Reduced	229,271	-473	$5,156,304	−7.4%	0.36%
WFC	Wells Fargo & Company/Mn Financial Services	Added	62,961	+8,936	$5,012,325	−0.5%	0.35%
LMT	Lockheed Martin Corp Industrials	Reduced	7,975	-126	$4,820,010	+23.0%	0.34%
PLTR	Palantir Technologies Inc. Technology	Reduced	31,098	-600	$4,549,015	−19.3%	0.32%
SYK	Stryker Corp Healthcare	Added	12,985	+217	$4,266,741	−4.9%	0.30%
IBM	International Business Machines Corp Technology	Reduced	17,298	-533	$4,192,862	−20.6%	0.29%
AXP	American Express Co Financial Services	Reduced	13,797	-612	$4,173,316	−21.7%	0.29%
IAU	Ishares Gold Trust	Reduced	46,777	-78,219	$4,123,860	−59.4%	0.29%
MRK	Merck & Co., Inc. Healthcare	Added	34,262	+14,986	$4,121,375	+103.1%	0.29%
GLW	Corning Inc /Ny Technology	Added	29,321	+897	$3,986,776	+60.2%	0.28%
TSM	Taiwan Semiconductor Manufacturing Co Ltd CALL + SHARES Technology	Added	11,768	+7,878	$3,976,995	+236.4%	0.28%
CSCO	Cisco Systems, Inc. Technology	Added	51,081	+4,257	$3,963,374	+9.9%	0.28%
ABT	Abbott Laboratories Healthcare	Reduced	37,785	-966	$3,879,385	−20.1%	0.27%
AMD	Advanced Micro Devices Inc Technology	Reduced	18,737	-1,814	$3,811,667	−13.4%	0.27%
VEEV	Veeva Systems Inc Healthcare	Reduced	21,441	-22	$3,766,326	−21.4%	0.26%
BA	Boeing Co PUT + SHARES Industrials	Added	18,638	+616	$3,709,521	−5.2%	0.26%