Capital Investment Advisory Services, LLC

Registered adviser

CIK

1659203

Location

RALEIGH, NC

Portfolio Value

Mid $1,494,450,475

Diversification

Diversified

Filing Date

Global Rank

#1,862 / 8,825 ▲ 26 · as of Jun 2026

Top Industry

Semiconductors 16.6%

Period ended 35 days ago

Filed Oct 30, 2026 · 5d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 149124

Roster of Nov 1, 2026

Regulatory AUM

$2,393,599,531

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$2,393,599,531	Individuals and high net worth (96%)
Apr 2025 to Mar 2026	$1,930,938,262	Individuals and high net worth (96%)
Apr 2024 to Mar 2025	$1,965,083,259	Individuals and high net worth (91%)
May 2023 to Mar 2024	$1,842,974,741	Individuals and high net worth (88%)
Apr 2023	$1,842,974,741	Individuals and high net worth (88%)
Apr 2022 to Mar 2023	$1,781,506,591	Individuals and high net worth (88%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 34.9%, 54.9 effective positions, active share 54.8% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

21.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.1 quarters (12+), a floor since 52.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 54.8%; sector active share 47.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,316 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.1%

−0.6 pts

Top 5

22.4%

−0.0 pts

Top 10

35.4%

+0.5 pts

HHI

181

Diversified−1

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	55.4%	$828,013,466	959
Technology	15.5%	$231,425,713	62
Financial Services	6.8%	$101,619,249	90
Healthcare	4.3%	$64,438,344	37
Communication Services	4.2%	$62,468,859	13
Consumer Cyclical	3.8%	$56,858,654	31
Industrials	2.9%	$43,769,221	39
Consumer Defensive	2.8%	$42,173,170	25
Energy	1.7%	$24,750,754	17
Utilities	1.4%	$20,388,119	14
Real Estate	0.7%	$10,828,969	14
Basic Materials	0.5%	$7,715,957	15

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+208,899	215,561	$14,929,754
USFR	WisdomTree Floating Rate Treasury Fund	+114,925	242,856	$12,237,513
USHY	iShares Broad USD High Yield Corporate Bond ETF	+96,118	98,646	$3,523,635
—		+71,176	163,349	$0
XLUI	State Street(R) Utilities Select Sector SPDR(R) Premium Income ETF	+56,650	73,895	$1,602,782
PREF	Principal Spectrum Preferred Securities Active ETF	+53,907	451,818	$8,290,860
QQQI	NEOS Nasdaq-100(R) High Income ETF	+50,092	463,786	$25,763,312
—		+48,348	205,068	$0
SPYI	NEOS S&P 500(R) High Income ETF	+35,303	281,726	$14,979,371
FCEF	First Trust Income Opportunities ETF	+34,311	511,124	$11,639,826
FDV	Federated Hermes U.S. Strategic Dividend ETF	+31,742	86,497	$2,716,870
XLG	Victory Portfolios II	+30,369	30,894	$0
FTBI	First Trust Balanced Income ETF	+26,257	64,131	$1,348,097
FTSM	First Trust Enhanced Short Maturity ETF	+26,238	242,249	$14,416,237
TCAF	T. Rowe Price Capital Appreciation Equity ETF	+23,341	165,136	$6,980,298
QMAG	FT Vest Nasdaq-100 Moderate Buffer ETF - August	+22,055	22,495	$592,068
JEPI	JPMorgan Equity Premium Income ETF	+21,651	379,765	$21,350,388
IUSB	iShares Core Universal USD Bond ETF	+21,470	74,218	$3,272,271
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+21,250	23,123	$1,810,762
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+20,070	21,070	$1,193,826
VGM	Invesco Trust for Investment Grade Municipals	+19,282	85,020	$735,423
RDVY	First Trust Rising Dividend Achievers ETF	+18,546	62,182	$4,868,228
TBJL		+18,230	49,077	$900,881
SCHD	Schwab U.S. Dividend Equity ETF	+15,336	176,171	$5,730,842
BALT		+14,474	194,745	$6,806,337
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JBND	JPMorgan Active Bond ETF	−287,226	68,401	$3,496,659
DIVO	Amplify CWP Enhanced Dividend Income ETF	−151,198	91,687	$4,262,528
SPLV	Invesco S&P 500 Low Volatility ETF	−111,866	38,607	$2,722,179
BAI	BlackRock ETF Trust	−71,359	244	$11,514
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	−66,969	4,143	$653,972
UWM	ProShares Ultra Russell2000	−34,177	3,400	$192,848
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	−24,556	56,653	$3,918,688
BPRE	Bluerock Private Real Estate Fund	−18,134	220,490	$2,764,944
FNGS		−18,057	57,156	$4,718,227
VUG	VANGUARD GROWTH INDEX FUND	−12,590	240,596	$21,680,105
NWBI	Northwest Bancshares, Inc.	−11,095	20,113	$298,476
VO	VANGUARD MID-CAP INDEX FUND	−10,666	100,224	$7,859,566
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−10,059	194,978	$11,222,933
FSIG	First Trust Limited Duration Investment Grade Corporate ETF	−9,870	13,140	$241,513
DCOR	Dimensional ETF Trust	−9,604	64,228	$5,309,086
MDIV	Multi-Asset Diversified Income Index Fund	−9,398	121,522	$1,923,693
GSY	Invesco Ultra Short Duration ETF	−8,987	3,800	$189,734
RHI	Robert Half Inc.	−8,692	30,354	$1,115,509
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−7,942	62,478	$3,842,397
FSMB	First Trust Short Duration Managed Municipal ETF	−7,600	11,850	$230,601
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−7,589	77	$3,944
UCON	First Trust Smith Unconstrained Bond ETF	−7,477	748,818	$17,780,683
—		−7,062	69,756	$0
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−6,984	159,960	$6,308,822
VXUS	Vanguard Total International Stock ETF	−6,972	24,035	$2,042,013
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
CLOA		207,135	$10,746,578
PATN	Pacer Nasdaq International Patent Leaders ETF	164,594	$5,871,067
BCLO	BlackRock ETF Trust II	68,427	$3,422,718
THOR	Thornburg ETF Trust	28,880	$724,888
EUSB	iShares ESG Advanced Universal USD Bond ETF	14,509	$603,139
TMB	Thornburg Multi Sector Bond ETF	20,029	$492,172
FCBM	First Carolina Financial Services, Inc.	38,101	$481,215
JUNW	AllianzIM U.S. Equity Buffer20 Jun ETF	11,853	$413,432
XLVI	State Street(R) Health Care Select Sector SPDR(R) Premium Income ETF	15,425	$406,757
DDFS		16,874	$376,458
IQV	Iqvia Holdings Inc.	1,364	$366,711
COR	Cencora, Inc.	1,142	$342,885
CCL	Carnival Corp Ltd.	13,757	$337,596
ANET	Arista Networks, Inc.	1,548	$315,157
PTRN	Pattern Group Inc.	18,200	$312,312
CME	Cme Group Inc.	1,179	$308,874
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	3,717	$301,337
SUSC	iShares ESG Aware USD Corporate Bond ETF	13,703	$300,712
PPL	PPL Corp	7,741	$254,601
TMUS	T-Mobile US, Inc.	1,494	$243,641
NTAP	NetApp, Inc.	1,151	$241,802
FE	Firstenergy Corp	5,429	$235,238
CPAI	Northern Lights Fund Trust III	4,416	$228,263
SAP	Sap SE	1,071	$223,282
PFG	Principal Financial Group Inc	1,963	$219,777
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		550,727	$50,468,622
LQDH	iShares Interest Rate Hedged Corporate Bond ETF	115,582	$10,764,382
SGOV	iShares 0-3 Month Treasury Bond ETF	86,272	$8,685,002
CSHI	NEOS Enhanced Income 1-3 Month T-Bill ETF	120,829	$6,018,492
HEFA	iShares Currency Hedged MSCI EAFE ETF	89,194	$4,185,874
TBIL	F/m US Treasury 3 Month Bill Fund	23,418	$1,167,621
LCR	Leuthold Core ETF	16,822	$668,926
ACYN	First Trust Exchange-Traded Fund	29,624	$615,882
BGLD	FT Vest Gold Strategy Quarterly Buffer ETF	28,064	$457,162
IGLD	FT Vest Gold Strategy Target Income ETF	17,707	$372,909
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	18,290	$357,112
TDTF	FlexShares iBoxx 5-Year Target Duration TIPS Index Fund	13,810	$328,263
XYZ	Block, Inc.	4,015	$305,140
—		6,657	$287,855
SHV	iShares 0-1 Year Treasury Bond ETF	2,406	$265,502
SAH	Sonic Automotive Inc	3,042	$257,931
SWK	Stanley Black & Decker, Inc.	2,658	$250,170
AIS	VistaShares Artificial Intelligence Supercycle ETF	2,793	$238,270
FTAI	FTAI Aviation Ltd.	854	$231,032
SOLS	Solstice Advanced Materials Inc.	2,500	$221,500
BST	BlackRock Science & Technology Trust	3,996	$202,637
DTE	Dte Energy Co	1,323	$201,585
HEZU	iShares Currency Hedged MSCI Eurozone ETF	3,983	$199,759
NEAR	iShares Short Duration Bond Active ETF	3,051	$154,563
ACYS	FT Vest Laddered Autocallable Barrier & Resilient Income ETF	7,200	$147,888
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,316 tracked positions · $1,494,450,475 total · filing declares 1,336 positions · $1,610,083,489 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,316 positions by value · page 1 of 27

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	277,801	-258	$63,444,192	+14.0%	4.25%
AAPL	Apple Inc. Technology	Added	129,656	+517	$43,178,041	+15.5%	2.89%
GOOG	Alphabet Inc. Communication Services	Added	87,858	+14,380	$29,936,734	+15.3%	2.00%
AMZN	Amazon Com Inc Consumer Cyclical	Added	117,586	+2,640	$29,296,551	+6.9%	1.96%
MSFT	Microsoft Corp Technology	Added	51,002	+3,190	$26,158,925	+46.7%	1.75%
QQQI	NEOS Nasdaq-100(R) High Income ETF	Added	463,786	+50,092	$25,763,312	+9.7%	1.72%
VTV	VANGUARD VALUE INDEX FUND	Reduced	113,122	-6,825	$24,443,401	−6.5%	1.64%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	240,596	-12,590	$21,680,105	−0.6%	1.45%
JEPI	JPMorgan Equity Premium Income ETF	Added	379,765	+21,651	$21,350,388	+5.6%	1.43%
JPST	JPMorgan Ultra-Short Income ETF	Added	422,584	+8,521	$21,285,556	+1.7%	1.42%
SPY	Spdr S&P 500 ETF Trust	Added	25,063	+691	$19,113,795	+5.0%	1.28%
UCON	First Trust Smith Unconstrained Bond ETF	Reduced	748,818	-7,477	$17,780,683	−5.5%	1.19%
AVGO	Broadcom Inc. Technology	Added	47,019	+2,732	$16,512,602	−1.3%	1.10%
QQQ	Invesco Qqq Trust, Series 1	Added	20,737	+3,601	$15,340,610	+21.6%	1.03%
SPYI	NEOS S&P 500(R) High Income ETF	Added	281,726	+35,303	$14,979,371	+14.5%	1.00%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	215,561	+208,899	$14,929,754	+3195.2%	1.00%
FTSM	First Trust Enhanced Short Maturity ETF	Added	242,249	+26,238	$14,416,237	+11.7%	0.96%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	127,768	+6,252	$12,847,072	+4.9%	0.86%
BUFR	FT Vest Laddered Buffer ETF	Added	334,212	+11,323	$12,522,923	+6.2%	0.84%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	56,070	-1,773	$12,460,996	−1.8%	0.83%
USFR	WisdomTree Floating Rate Treasury Fund	Added	242,856	+114,925	$12,237,513	+90.0%	0.82%
META	Meta Platforms, Inc. PUT + SHARES Communication Services	Added	16,827	+20	$12,202,603	+28.9%	0.82%
FCEF	First Trust Income Opportunities ETF	Added	511,124	+34,311	$11,639,826	+1.5%	0.78%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Reduced	194,978	-10,059	$11,222,933	−6.0%	0.75%
CLOA		NEW	207,135	NEW	$10,746,578	NEW	0.72%
DUK	Duke Energy CORP Utilities	Added	90,079	+3,705	$10,269,906	−6.1%	0.69%
LLY	ELI LILLY & Co Healthcare	Added	8,719	+22	$10,088,580	−3.3%	0.68%
AMD	Advanced Micro Devices Inc Technology	Added	16,411	+798	$10,039,593	+10.7%	0.67%
JPM	Jpmorgan Chase & Co Financial Services	Added	29,749	+70	$9,841,861	+1.3%	0.66%
GOOGL	Alphabet Inc. Communication Services	Added	28,149	+3,864	$9,685,507	+11.6%	0.65%
DFAU	Dimensional US Core Equity Market ETF	Added	180,957	+2,326	$9,474,908	+2.6%	0.63%
JNJ	Johnson & Johnson Healthcare	Reduced	35,060	-718	$9,281,784	+2.1%	0.62%
ABBV	AbbVie Inc. Healthcare	Added	35,152	+77	$9,195,411	+4.2%	0.62%
IJR	iShares Core S&P Small-Cap ETF	Reduced	66,770	-4,553	$9,083,390	−14.1%	0.61%
GLD	Spdr Gold Trust	Added	23,695	+62	$9,024,003	+3.7%	0.60%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	17,644	+73	$8,785,829	−0.1%	0.59%
VOO	VANGUARD 500 INDEX FUND	Added	12,128	+952	$8,500,030	+10.7%	0.57%
PREF	Principal Spectrum Preferred Securities Active ETF	Added	451,818	+53,907	$8,290,860	+9.3%	0.55%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	100,224	-10,666	$7,859,566	−12.0%	0.53%
MU	Micron Technology Inc Technology	Added	7,222	+2,828	$7,692,224	+51.7%	0.51%
V	Visa Inc. Financial Services	Added	20,217	+325	$7,264,574	+6.4%	0.49%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Added	165,136	+23,341	$6,980,298	+19.8%	0.47%
BALT		Added	194,745	+14,474	$6,806,337	+10.2%	0.46%
WMT	Walmart Inc. Consumer Defensive	Added	64,434	+1,696	$6,695,981	−5.8%	0.45%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	42,091	+1,307	$6,532,523	+1.4%	0.44%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	17,384	-4,625	$6,505,788	−20.1%	0.44%
XOM	ExxonMobil Holdings Corp Energy	Added	39,080	+818	$6,360,270	+21.6%	0.43%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	70,788	+2,172	$6,353,930	+5.4%	0.43%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Reduced	65,118	-1,183	$6,332,074	−0.1%	0.42%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Reduced	159,960	-6,984	$6,308,822	−16.7%	0.42%

Showing the top 50 of 1,316 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.