WNY Asset Management, LLC
Registered adviserCIK
1803296
Location
Williamsville, NY
Portfolio Value
Mid
$1,087,814,859
Diversification
Diversified
Filing Date
Global Rank
#2,399
/ 8,827
▼ 20
Top Industry
Consumer Electronics
12.5%
Period ended 4 months ago
Filed Aug 17, 2026 · 3mo
22 quarters · since Dec 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$1,729,468,767
Main clients
Individuals and high net worth
(98% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $1,729,468,767 | Individuals and high net worth (98%) |
| Apr 2025 to Mar 2026 | $1,450,691,313 | Individuals and high net worth (98%) |
| Apr 2024 to Mar 2025 | $1,297,442,303 | Individuals and high net worth (98%) |
| May 2023 to Mar 2024 | $1,106,305,725 | Individuals and high net worth (97%) |
| Apr 2023 | $1,106,305,725 | Individuals and high net worth (97%) |
| Apr 2022 to Mar 2023 | $1,202,102,032 | Individuals and high net worth (98%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 68.2% of the book (60%+)
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Long horizon
Value-weighted holding period 14.7 quarters (12+)
Closest benchmark: every 13F filer's combined book, active share 80.4%; sector active share 73.5% against the combined 13F book's sector weights.
Over time 22 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
260 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
14.9%
+1.6 pts
Top 5
53.0%
+4.4 pts
Top 10
68.0%
+3.7 pts
HHI
686
Diversified+104
Portfolio Trend
22 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 86.1% | $936,644,263 |
| Financial Services | 3.6% | $39,428,649 |
| Technology | 3.6% | $38,898,469 |
| Communication Services | 1.4% | $15,620,913 |
| Healthcare | 1.2% | $13,462,361 |
| Consumer Cyclical | 1.1% | $12,267,822 |
| Industrials | 1.0% | $10,446,267 |
| Energy | 0.8% | $8,315,419 |
| Consumer Defensive | 0.6% | $6,926,423 |
| Utilities | 0.4% | $4,058,778 |
| Basic Materials | 0.2% | $1,745,495 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| JPST | JPMorgan Ultra-Short Income ETF | +957,783 | 1,060,184 | $53,613,504 | |
| HECA | Hedgeye Capital Allocation ETF | +454,837 | 1,165,639 | $0 | |
| DFAC | Dimensional U.S. Core Equity 2 ETF | +277,862 | 1,867,759 | $82,853,789 | |
| DFAI | Dimensional International Core Equity Market ETF | +243,970 | 1,686,967 | $69,587,388 | |
| CGGR | Capital Group Growth ETF | +181,536 | 1,986,506 | $93,763,083 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | +154,848 | 203,947 | $38,855,982 | |
| T | At&T Inc. | +63,787 | 162,625 | $3,366,337 | |
| CGBL | Capital Group Core Balanced ETF | +47,234 | 140,638 | $5,338,618 | |
| PYLD | +45,735 | 254,684 | $6,754,219 | ||
| MGK | VANGUARD MEGA CAP GROWTH INDEX FUND | +34,009 | 42,535 | $3,739,251 | |
| EVTR | Eaton Vance Total Return Bond ETF | +28,010 | 124,746 | $6,325,869 | |
| JEMA | JPMorgan ActiveBuilders Emerging Markets Equity ETF | +27,886 | 611,253 | $39,046,841 | |
| FLOT | iShares Floating Rate Bond ETF | +20,965 | 241,923 | $12,350,169 | |
| NFLX | Netflix Inc | +19,868 | 22,346 | $1,595,504 | |
| SCHO | Schwab Short-Term U.S. Treasury ETF | +19,149 | 193,805 | $4,678,452 | |
| GPIQ | Goldman Sachs Nasdaq-100 Premium Income ETF | +17,927 | 69,294 | $4,109,827 | |
| BRK-B | Berkshire Hathaway Inc | +15,090 | 32,857 | $16,441,314 | |
| DYNF | iShares U.S. Equity Factor Rotation Active ETF | +14,100 | 58,282 | $3,963,758 | |
| VUG | VANGUARD GROWTH INDEX FUND | +10,417 | 12,815 | $1,103,884 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +10,101 | 11,544 | $1,379,738 | |
| DFAX | Dimensional World ex. U.S. Core Equity 2 ETF | +8,793 | 23,112 | $851,446 | |
| FBND | Fidelity Total Bond ETF | +7,809 | 215,365 | $9,796,953 | |
| GPIX | Goldman Sachs S&P 500 Premium Income ETF | +7,331 | 390,965 | $21,725,925 | |
| IDEF | +6,768 | 31,414 | $998,336 | ||
| IWF | iShares Russell 1000 Growth ETF | +6,036 | 8,204 | $1,018,690 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CGGO | Capital Group Global Growth Equity ETF | −584,144 | 128,582 | $5,442,876 | |
| CGCP | Capital Group Core Plus Income ETF | −459,400 | 3,749,326 | $83,572,476 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | −415,230 | 6,008 | $272,402 | |
| BGY | BlackRock Enhanced International Dividend Trust | −392,794 | 1,111,575 | $6,380,440 | |
| VPLS | VANGUARD CORE-PLUS BOND ETF | −146,703 | 219,860 | $17,055,859 | |
| HFSI | Hartford Strategic Income ETF | −71,263 | 108,824 | $3,826,251 | |
| JEPI | JPMorgan Equity Premium Income ETF | −45,782 | 62,509 | $3,530,508 | |
| CGSD | Capital Group Short Duration Income ETF | −30,001 | 34,387 | $884,777 | |
| CALF | Pacer US Small Cap Cash Cows 100 ETF | −22,870 | 15,696 | $794,374 | |
| VZ | Verizon Communications Inc | −21,576 | 42,296 | $1,790,812 | |
| EVSD | Eaton Vance Short Duration Income ETF | −19,873 | 25,057 | $1,274,273 | |
| GLDM | World Gold Trust | −19,608 | 4,581 | $363,823 | |
| MUNI | PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund | −18,846 | 66,680 | $3,507,368 | |
| VYMI | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND | −11,926 | 62,540 | $6,141,428 | |
| JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | −9,129 | 45,717 | $2,809,766 | |
| F | Ford Motor Co | −7,788 | 28,386 | $394,565 | |
| PAAA | PGIM AAA CLO ETF | −7,375 | 315,539 | $16,177,684 | |
| MYN | Blackrock Muniyield New York Quality Fund, Inc. | −6,657 | 123,433 | $1,252,844 | |
| GCOW | Pacer Global Cash Cows Dividend ETF | −4,717 | 71,623 | $3,101,275 | |
| HQH | abrdn Healthcare Investors | −4,677 | 9,536 | $209,601 | |
| NYM | AB New York Intermediate Municipal ETF | −4,180 | 18,168 | $456,543 | |
| BAI | BlackRock ETF Trust | −4,107 | 30,941 | $1,631,209 | |
| GLD | Spdr Gold Trust | −4,047 | 61,454 | $22,638,424 | |
| UTES | Virtus Reaves Utilities ETF | −3,914 | 45,281 | $3,701,268 | |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND | −3,222 | 9,400 | $440,014 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IALT | 178,259 | $5,000,164 | ||
| AIPO | Tidal Trust II | 67,501 | $2,255,208 | |
| BLCR | 24,148 | $1,216,334 | ||
| INTC | Intel Corp | 4,674 | $652,630 | |
| ISPY | ProShares S&P 500 High Income ETF | 9,616 | $463,395 | |
| — | 2,675 | $442,391 | ||
| MU | Micron Technology Inc | 361 | $416,698 | |
| ALLW | SSGA Active Trust | 9,462 | $276,952 | |
| SPCX | Space Exploration Technologies Corp | 1,610 | $275,084 | |
| — | 2,779 | $249,693 | ||
| IEMG | iShares Trust | 3,000 | $248,520 | |
| MTUM | iShares MSCI USA Momentum Factor ETF | 712 | $244,094 | |
| SCHD | Schwab U.S. Dividend Equity ETF | 7,524 | $238,586 | |
| ASML | Asml Holding NV | 117 | $232,764 | |
| SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | 5,415 | $229,650 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | 324 | $227,882 | |
| CRWD | CrowdStrike Holdings, Inc. | 294 | $224,363 | |
| TXN | Texas Instruments Inc | 737 | $219,677 | |
| AMGN | Amgen Inc | 582 | $210,753 | |
| DFSV | Dimensional US Small Cap Value ETF | 5,250 | $203,647 | |
| AEE | Ameren Corp | 1,795 | $202,906 | |
| PFG | Principal Financial Group Inc | 1,879 | $202,518 | |
| VOE | VANGUARD MID-CAP VALUE INDEX FUND | 1,021 | $201,749 | |
| LIN | Linde PLC | 388 | $201,348 | |
| PPA | Victory Portfolios II | 1,138 | $201,027 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
17 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 30,021 | $2,751,124 | ||
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | 10,286 | $612,531 | |
| VGLT | VANGUARD LONG-TERM TREASURY INDEX FUND | 7,980 | $441,772 | |
| RCMT | Rcm Technologies, Inc. | 20,000 | $382,800 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | 1,921 | $281,637 | |
| TLT | iShares 20+ Year Treasury Bond ETF | 3,095 | $268,305 | |
| TLH | iShares 10-20 Year Treasury Bond ETF | 2,576 | $259,454 | |
| AOD | abrdn Total Dynamic Dividend Fund | 27,910 | $257,051 | |
| SCHY | Schwab International Dividend Equity ETF | 8,047 | $254,768 | |
| HON | Honeywell International Inc | 1,114 | $251,797 | |
| GSG | iShares S&P GSCI Commodity-Indexed Trust | 7,490 | $241,552 | |
| HQL | abrdn Life Sciences Investors | 14,710 | $239,331 | |
| PAYX | Paychex Inc | 2,372 | $218,508 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 2,730 | $216,407 | |
| OGN | Organon & Co. | 10,666 | $63,889 | |
| UP | Wheels Up Experience Inc. | 75,000 | $38,775 | |
| GPUS | Hyperscale Data, Inc. | 43,350 | $6,766 | |
| No positions match the current search. | ||||
260 tracked positions ·
$1,087,814,859 total
· filing declares
261 positions · $1,119,825,474
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Technology
Utilities
Showing 1–50
of 260 positions by value
· page 1 of 6
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| CGGR |
Capital Group Growth ETF
|
Added | 1,986,506 | $93,763,083 | 8.62% | |
| CGCP |
Capital Group Core Plus Income ETF
|
Reduced | 3,749,326 | $83,572,476 | 7.68% | |
| DFAC |
Dimensional U.S. Core Equity 2 ETF
|
Added | 1,867,759 | $82,853,789 | 7.62% | |
| CGDV |
Capital Group Dividend Value ETF
|
Added | 1,592,072 | $78,457,308 | 7.21% | |
| DFAI |
Dimensional International Core Equity Market ETF
|
Added | 1,686,967 | $69,587,388 | 6.40% | |
| JPST |
JPMorgan Ultra-Short Income ETF
|
Added | 1,060,184 | $53,613,504 | 4.93% | |
| JEMA |
JPMorgan ActiveBuilders Emerging Markets Equity ETF
|
Added | 611,253 | $39,046,841 | 3.59% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Added | 203,947 | $38,855,982 | 3.57% | |
| JAVA |
JPMorgan Active Value ETF
|
Added | 455,055 | $36,135,917 | 3.32% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 36,903 | $25,345,349 | 2.33% | |
| GLD |
Spdr Gold Trust
|
Reduced | 61,454 | $22,638,424 | 2.08% | |
| GPIX |
Goldman Sachs S&P 500 Premium Income ETF
|
Added | 390,965 | $21,725,925 | 2.00% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 65,147 | $18,850,935 | 1.73% | |
| VPLS |
VANGUARD CORE-PLUS BOND ETF
|
Reduced | 219,860 | $17,055,859 | 1.57% | |
| BBIN |
JPMorgan BetaBuilders International Equity ETF
|
Added | 211,412 | $16,507,048 | 1.52% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 32,857 | $16,441,314 | 1.51% | |
| PAAA |
PGIM AAA CLO ETF
|
Reduced | 315,539 | $16,177,684 | 1.49% | |
| FLOT |
iShares Floating Rate Bond ETF
|
Added | 241,923 | $12,350,169 | 1.14% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 16,088 | $11,847,203 | 1.09% | |
| FBND |
Fidelity Total Bond ETF
|
Added | 215,365 | $9,796,953 | 0.90% | |
| ITA |
iShares U.S. Aerospace & Defense ETF
|
Added | 35,997 | $8,726,392 | 0.80% | |
| MUNY |
Vanguard New York Tax-Exempt Bond ETF
|
Added | 81,565 | $8,482,760 | 0.78% | |
| PYLD |
|
Added | 254,684 | $6,754,219 | 0.62% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 5,610 | $6,728,802 | 0.62% | |
| DFUV |
Dimensional U.S. Marketwide Value ETF
|
Reduced | 122,084 | $6,715,840 | 0.62% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 27,962 | $6,664,463 | 0.61% | |
| BIV |
Vanguard Bond Index Funds
|
Added | 83,788 | $6,426,539 | 0.59% | |
| BGY |
BlackRock Enhanced International Dividend Trust
Financial Services
|
Reduced | 1,111,575 | $6,380,440 | 0.59% | |
| EVTR |
Eaton Vance Total Return Bond ETF
|
Added | 124,746 | $6,325,869 | 0.58% | |
| VYMI |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND
|
Reduced | 62,540 | $6,141,428 | 0.56% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 29,083 | $5,819,217 | 0.53% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 15,148 | $5,650,506 | 0.52% | |
| VDC |
VANGUARD CONSUMER STAPLES INDEX FUND
|
Added | 24,528 | $5,530,818 | 0.51% | |
| CGGO |
Capital Group Global Growth Equity ETF
|
Reduced | 128,582 | $5,442,876 | 0.50% | |
| CGBL |
Capital Group Core Balanced ETF
|
Added | 140,638 | $5,338,618 | 0.49% | |
| MGV |
VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND
|
Added | 31,192 | $5,098,332 | 0.47% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 6,689 | $5,009,325 | 0.46% | |
| IALT |
|
NEW | 178,259 | $5,000,164 | 0.46% | |
| SCHO |
Schwab Short-Term U.S. Treasury ETF
|
Added | 193,805 | $4,678,452 | 0.43% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 12,643 | $4,678,415 | 0.43% | |
| GPIQ |
Goldman Sachs Nasdaq-100 Premium Income ETF
|
Added | 69,294 | $4,109,827 | 0.38% | |
| DYNF |
iShares U.S. Equity Factor Rotation Active ETF
|
Added | 58,282 | $3,963,758 | 0.36% | |
|
|
Added | 68,028 | $3,923,174 | 0.36% | ||
| HFSI |
Hartford Strategic Income ETF
|
Reduced | 108,824 | $3,826,251 | 0.35% | |
| MGK |
VANGUARD MEGA CAP GROWTH INDEX FUND
|
Added | 42,535 | $3,739,251 | 0.34% | |
| UTES |
Virtus Reaves Utilities ETF
|
Reduced | 45,281 | $3,701,268 | 0.34% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Reduced | 62,509 | $3,530,508 | 0.32% | |
| MUNI |
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
|
Reduced | 66,680 | $3,507,368 | 0.32% | |
| T |
At&T Inc.
Communication Services
|
Added | 162,625 | $3,366,337 | 0.31% | |
| COWZ |
Pacer US Cash Cows 100 ETF
|
Reduced | 53,268 | $3,313,269 | 0.30% |
Showing the top 50 of 260 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.