PFG · Principal Financial Group Inc

Track PFG — free

$113.98 -0.95 (-0.83%) At close · Aug 14

Market Cap

$24.58B

216.01M

Up next

Next earnings call

Oct 29, 2026 Est · unconfirmed · in 11 wks

FQ3-26 quarter ends

~Sep 30, 2026 Est

Latest filing: 10-Q

filed Jul 29, 2026

AI Brief

TL;DR.

Bullish

Bearish

AI-generated from the earnings call and 8-K · may contain errors · not investment advice

Ask ALVIS about this →

Equibles Rating

blended score · not investment advice

Overall

Strong Buy

SellHoldBuy

Technical Buy Momentum Very Strong Sentiment Bullish Fundamentals Strong Quant / Vol Very Low

Market backdrop VIX 14.3 · calm Equity put/call 0.52

Technical

price trend

Buy

50 / 200-day cross No cross

Price vs 200-day avg +18%

above

Price vs 50-day avg +3%

above

RSI (14) 55

neutral

MACD trend Negative

52-week position 96%

near high

Momentum

relative strength

Very Strong

1-month return 0%

trailing

6-month return +23%

trailing

YTD return +29%

this year

Relative strength +9%

vs S&P · 6-mo

Sentiment

smart money

Bullish

Trend (MA cross) No cross

50d $111 › 200d $97 — 50d above 200d

Institutional flow Accumulating

+1% holders QoQ · +105 funds added

Insider flow Distributing

Net -$1.1M over 90 days · 100% sells

Short interest Falling

3.86% of float · ▼ -2.5% MoM · 4.3 days cover

Volume signal Normal

Volume near normal

Institution breadth Multi-yr high

929 holders — near 3-yr high, broad support

Squeeze score 68

elevated · 0–100

Fundamentals

Strong

Revenue growth −3%

Y/Y

EPS growth −21%

Y/Y

Valuation P/E 16.3

below peers

Buyback $1.5B

authorized

Balance sheet $477.0M

net cash

Quant / Vol

risk profile

Very Low

Volatility 22%

annualized · 1-yr

Max drawdown −13%

past year

ATR 2.0%

of price · 14-day

Blended from price, momentum, positioning, fundamentals & volatility · daily-close · not investment advice. Market backdrop is context, not part of the score.

Guidance & track record

what management promised — and delivered

Latest guidance · from the 8-K filed Feb 9, 2026

Non-GAAP operating earnings per diluted share (EPS) growth · 2026 Non-GAAP 9% – 12%

Free capital flow conversion · 2026 Non-GAAP 75% – 85%

Non-GAAP ROE · 2026 Non-GAAP 15% – 17%

Share repurchases · 2026 $800M – $1.1B

Capital deployment · 2026 $1.5B – $1.8B

Prior guidance period ended · from the Earnings Call filed Mar 31, 2025

Tax rate · full year 2025 17% – 20%

Guidance from company 8-Ks · delivered figures from as-reported statements · no analyst estimates involved.

Technicals

trend & momentum for long-term holders Buy

1 · 2 · 3

50 / 200-day cross

No cross Neutral

Price vs 200-day avg

+18% Bullish

Price vs 50-day avg

+3% Bullish

RSI (14)

55 Neutral

MACD trend

Negative Bearish

52-week position

96% Bullish

Market signals — smart money & positioning

Bullish · 3 of 6

Trend (MA cross) No cross

50d $111 › 200d $97 — 50d above 200d

Institutional flow Accumulating

+1% holders QoQ · +105 funds added

Insider flow Distributing

Net -$1.1M over 90 days · 100% sells

Short interest Falling

3.86% of float · ▼ -2.5% MoM · 4.3 days cover

Volume signal Normal

Volume near normal

Institution breadth Multi-yr high

929 holders — near 3-yr high, broad support

Price context

position in its 52-week range

Range low $78 Now $114 · 96% Range high $115

vs 200-day avg +18% vs 50-day avg +3%

Illustrative technical + ownership context — a signal mix, not investment advice.

Key metrics

the company's own KPIs, from written earnings releases and filings

Metric	Latest	Period	YoY
Assets under administration	1.89T	2Q26	—

AUM net cash flow	-11.1B	2Q26	—

Capital returned to shareholders	427M	2Q26	—

Excess and available capital	1.6B	2Q26	—

International Pension Assets under management	168.5B	2Q26	—

International Pension Operating margin non-GAAP	52.5%	2Q26	—

International Pension record AUM	169B	2Q26	—
Investment Management Assets under management	601.9B	2Q26	—

Investment Management gross sales	30B	2Q26	—

Investment Management Operating margin non-GAAP	37.5%	2Q26	—

Life Insurance Operating margin non-GAAP	11.2%	2Q26	—

Non-GAAP operating earnings, excluding significant variances non-GAAP	528.7M	2Q26	—

Retirement and Income Solutions Operating margin non-GAAP	41.5%	2Q26	—

RIS transfer deposits	9B	2Q26	—

Specialty Benefits Incurred loss ratio	57.4%	2Q26	—

Specialty Benefits Operating margin non-GAAP	18.2%	2Q26	—

Assets under management	770.2B	1Q26	—
International Pension AUM	160B	1Q26	—
Non-GAAP net income attributable to PFG, excluding exited business non-GAAP	320.5M	1Q26	—

Non-GAAP operating earnings non-GAAP	456.1M	1Q26	—

GAAP → non-GAAP reconciliation GAAP Non-GAAP net income (loss) attributable to PFG excluding exited business $320.5M +$135.6M Net realized capital (gains) losses, as adjusted = Non-GAAP Operating Earnings $456.1M
Corporate Pre-tax operating losses non-GAAP	-381.2M	Trailing Twelve Months 4Q25	—
International Pension Net revenue non-GAAP	152.1M	4Q25	—
International Pension Pre-tax operating earnings non-GAAP	64.9M	4Q25	—
Investment Management Operating revenues less pass-through expenses non-GAAP	441.8M	4Q25	—
Investment Management Pre-tax operating earnings non-GAAP	166.7M	4Q25	—
Life Insurance Pre-tax operating earnings (losses) non-GAAP	27.5M	4Q25	—
Life Insurance Premium and fees	236.2M	4Q25	—
Principal Life Insurance Company statutory risk-based capital ratio	406%	4Q25	—
Retirement and Income Solutions Pre-tax operating earnings non-GAAP	299.5M	4Q25	—
Retirement and Income Solutions Transfer deposits	35B	Full Year 2025	—
Specialty Benefits Pre-tax operating earnings non-GAAP	142.1M	4Q25	—
Specialty Benefits Premium and fees	845.8M	4Q25	—

Figures exactly as the company stated them in writing · click a metric with a to chart its history · period links open the stating document · "filing" marks figures stated in the 10-K/10-Q · YoY needs an exactly comparable prior-year period

Versus peers

Asset Management — same industry group

Open screener →

Company	Mkt cap	YTD	Rev growth Y/Y	P/E	Short % shares
PFG Principal Financial Group Inc this stock	$24.58B	+29.2%	-3.1%	16.3	3.9%
BLK BlackRock, Inc.	$381.41B	+9.7%	+16.2%	28.1	0.7%
BX Blackstone Inc.	$108.04B	-6.6%	+9.2%	32.3	3.5%
KKR KKR & Co. Inc.	$103.50B	-10.6%	-11.0%	—	1.6%
BN BROOKFIELD Corp /ON/	$97.94B	-4.4%	—	—	0.9%

Peers by industry group · P/E from as-reported trailing EPS · short % is of shares outstanding

At a glance

key data from every section

Ownership

Institutional Holders Accumulating

Holders

929

% held: 78.4%
Net QoQ: +1.1M sh
Top holder: BlackRock, Inc.

Held Float

View

Held by Funds

Fund positions

934

View

Short & Settlement

Short Interest Falling

Shares short

8.3M

Days to cover: 4.3d
Change: -215.5K sh

View

Short Volume

Short vol %

68%

As of: Aug 14, 2026

Short Total

View

Fails to Deliver

FTD shares

Value: $8.7K
As of: Jul 7, 2026

View

Off-Exchange

Off-exchange %

46.0%

Week of: Jul 6, 2026

Off-exch Lit

View

Smart Money

Insider Trades Net selling

Net (90d)

-$1.1M

Buyers / Sellers: 0 / 1

Buyers Sellers

View

Congressional Trades Buy

Member

Alan Armstrong

Amount: $1.0K–$15.0K
Traded: Mar 27, 2026

View

Financials

Revenue (FY)

$15.6B

Net income (FY): $1.2B
EPS diluted: $5.25

View

Buybacks

Authorized

$1.5B

View

Filings

SEC Filings

Latest

10-Q

Filed: Jul 29, 2026
This year: 12

View

Proposed Sales

Value

$4.1M

Shares: 35.7K
Filed: Aug 7, 2026

View

Earnings & Events

Earnings Calls

Last call

Jul 28, 2026

View

Performance

	5D	20D	120D	MTD	YTD
PFG	+0.5%	+0.0%	+23.0%	+0.3%	+29.2%
SPY	+0.4%	+4.5%	+13.8%	+3.9%	+13.9%
vs SPY	+0.1%	-4.4%	+9.2%	-3.7%	+15.4%

Capital returns

Latest dividend

$0.82 / share · ex Jun 1, 2026

Declared · upcoming

$0.84 / share · ex Sep 3, 2026

Raised 2.5%

Paid (TTM)

$3.19 / share · 4 payouts

Dividend yield (TTM, derived)

2.80%

Buyback program · as of Feb 1, 2025

Authorized

$1.50B

Spent (derived)

—

Remaining

—

Dividends per share over the trailing 365 days by ex-date · buyback figures as last reported in SEC filings ("spent" derived as authorized − remaining; when several programs run concurrently, authorized is their combined total per the newest filing) · components shown separately — trailing-year buyback spend isn't tracked, so no combined shareholder yield is derived.

Key facts CIK 1126328 CUSIP 74251V102 13F (30d) 853 filings 823 filers Visit website Investor relations

PFG · Principal Financial Group Inc

Price & Indicators

Up next

AI Brief

Equibles Rating

Guidance & track record

Technicals

Key metrics

Versus peers

At a glance

Performance

Capital returns