PFG · Principal Financial Group Inc

$113.98 -0.95 (-0.83%) At close · Aug 14

Market Cap

$24.58B

216.01M

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.

Insider Sentiment Score

Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.

Net buyers

-1

Net shares bought

0.00%

Net buy value

-$1,108,133

Date	Insider	Role	Type	Security	Shares	Price	Value	After
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Award↑	Common Stock	35,680	$63.98	$2,282,806	144,543
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Convert↓	Employee Stock Option (Right to Buy)	11,893	$63.98	$760,914	0
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Convert↓	Employee Stock Option (Right to Buy)	11,894	$63.98	$760,978	0
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Other↓ Filing footnotes — Common Stock (Direct) The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/8/2026. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113 to $114.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.	Common Stock	35,680	$113.80	$4,060,384	108,863
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Convert↓	Employee Stock Option (Right to Buy)	11,893	$63.98	$760,914	0
2026-06-26	McCullum Kenneth A.	Director - PGI	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	73	—	—	41,070
2026-06-26	Nordin Diane C	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	217	—	—	31,337
2026-06-26	Carter Miller Jocelyn	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	669	—	—	91,331
2026-06-26	RIVERA ALFREDO	Insider	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	117	—	—	16,511
2026-06-26	Beams Mary E.	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	109	—	—	16,961
2026-06-26	Cheong Wee Yee	President - Asia & Middle East	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	368	—	—	66,819
2026-06-26	RIVERA ALFREDO	Insider	Award↑ Filing footnotes — Common Stock (Direct) The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.	Common Stock	25	$107.75	$2,694	3,279
2026-06-26	Pitz Joel	EVP & CFO	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	234	—	—	43,998
2026-06-26	Mitchell H Elizabeth	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	80	—	—	13,200
2026-06-26	Richer Clare Stack	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	142	—	—	21,412
2026-06-26	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑ Filing footnotes — Common Stock (Indirect) Grant of restricted stock units.	Common Stock (I)	44	—	—	53,542
2026-06-26	LITTLEFIELD CHRISTOPHER J	President - RIS	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes an accumulative total of 3,286 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	559	—	—	76,741
2026-06-26	HOCHSCHILD ROGER C	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	294	—	—	41,477
2026-06-26	HOCHSCHILD ROGER C	Director	Award↑ Filing footnotes — Phantom Stock Units (Direct) The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.	Phantom Stock Units	219	$107.75	$23,597	29,674
2026-06-26	Agrawal Vivek	EVP & Chief Growth Officer	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	234	—	—	46,536
2026-06-26	Bhatia Kamal	President and CEO - PAM	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	430	—	—	65,454
2026-06-26	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	612	—	—	173,867
2026-06-26	Pickerell Blair	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	281	—	—	39,827
2026-06-26	Kay Kathleen B	EVP-Chief Information Officer	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	398	—	—	44,300
2026-06-26	Pitz Joel	EVP & CFO	Award↑ Filing footnotes — Common Stock (Indirect) Grant of restricted stock units. Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock (I)	2	—	—	2,928
2026-06-26	Friedrich Amy Christine	President - Benefits & Protect	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	599	—	—	108,863
2026-06-26	Auerbach Jonathan	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	166	—	—	22,952
2026-06-26	Mills Scott	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	253	—	—	36,140
2026-06-26	Muruzabal Claudio	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	100	—	—	13,602
2026-06-26	Mills Scott	Director	Award↑ Filing footnotes — Phantom Stock Units (Direct) The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement	Phantom Stock Units	152	$107.75	$16,378	20,493
2026-06-12	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑	Common Stock	13,883	$62.78	$871,575	187,138
2026-06-12	STRABLE-SOETHOUT DEANNA D	Director - PGI	Other↓ Filing footnotes — Common Stock (Direct) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.	Common Stock	4,263	$111.25	$474,259	173,255
2026-06-12	STRABLE-SOETHOUT DEANNA D	Director - PGI	Other↓ Filing footnotes — Common Stock (Direct) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.	Common Stock	26,445	$110.48	$2,921,644	177,518
2026-06-12	STRABLE-SOETHOUT DEANNA D	Director - PGI	Convert↓	Common Stock	16,825	$62.78	$1,056,274	0
2026-06-12	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑	Common Stock	16,825	$62.78	$1,056,274	203,963
2026-06-12	STRABLE-SOETHOUT DEANNA D	Director - PGI	Convert↓	Common Stock	13,883	$62.78	$871,575	0
2026-06-11	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑	Common Stock	2,942	$62.78	$184,699	193,022
2026-06-11	STRABLE-SOETHOUT DEANNA D	Director - PGI	Convert↓	Common Stock	2,942	$62.78	$184,699	13,883
2026-06-11	STRABLE-SOETHOUT DEANNA D	Director - PGI	Convert↓	Common Stock	16,825	$62.78	$1,056,274	0
2026-06-11	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑	Common Stock	16,825	$62.78	$1,056,274	190,080
2026-06-11	STRABLE-SOETHOUT DEANNA D	Director - PGI	Other↑ Filing footnotes — Common Stock (Direct) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.	Common Stock	19,767	$110.06	$2,175,556	173,255
2026-06-08	Brown Timothy W.	EVP, General Counsel and Sec	Other↑	No Securities Owned	0	—	—	0
2026-06-08	Brown Timothy W.	EVP, General Counsel and Sec	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	22,279	—	—	22,279
2026-06-05	HOCHSCHILD ROGER C	Director	Award↑ Filing footnotes — Phantom Stock Units (Direct) The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.	Phantom Stock Units	689	$105.22	$72,497	29,455
2026-06-05	Mills Scott	Director	Award↑ Filing footnotes — Phantom Stock Units (Direct) The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.	Phantom Stock Units	416	$105.22	$43,772	20,342
2026-05-21	Cheong Wee Yee	President - Asia & Middle East	Sell↓ Filing footnotes — Common Stock (Direct) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.44, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	7,534	$103.16	$777,207	66,443
2026-05-20	Cheong Wee Yee	President - Asia & Middle East	Sell↓ Filing footnotes — Common Stock (Direct) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	3,211	$103.06	$330,926	73,977
2026-05-19	Beams Mary E.	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	2,175	—	—	16,852
2026-05-19	Carter Miller Jocelyn	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	2,175	—	—	90,662
2026-05-19	RIVERA ALFREDO	Insider	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	2,175	—	—	16,394

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–50 of 1,259 transactions

Key facts CIK 1126328 CUSIP 74251V102 13F (30d) 853 filings 823 filers Visit website Investor relations