PFG · Principal Financial Group Inc · Insider Trading

$111.96 -2.01 (-1.76%) At close · Sep 30

S&P 500 member Russell 1000 member Rebalance outlook locked

Market Cap

$24.79B

216.01M

Volume · Sep 30 1.23M Avg daily vol (3M) 1.38M

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.

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Date	Insider	Role	Type	Security	Shares	Price	Value	After
2026-09-25	Brown Timothy W.	EVP, General Counsel and Sec	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	163	—	—	22,442
2026-09-25	Beams Mary E.	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	105	—	—	17,066
2026-09-25	Muruzabal Claudio	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	97	—	—	13,699
2026-09-25	Bhatia Kamal	President and CEO - PAM	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	415	—	—	65,869
2026-09-25	RIVERA ALFREDO	Insider	Award↑ Filing footnotes — Common Stock (Direct) The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.	Common Stock	24	$114.77	$2,754	3,303
2026-09-25	RIVERA ALFREDO	Insider	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	113	—	—	16,624
2026-09-25	Mitchell H Elizabeth	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	78	—	—	13,278
2026-09-25	McCullum Kenneth A.	Director - PGI	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	71	—	—	41,141
2026-09-25	Friedrich Amy Christine	President - Benefits & Protect	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	577	—	—	109,440
2026-09-25	Pitz Joel	EVP & CFO	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	226	—	—	44,224
2026-09-25	Richer Clare Stack	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	138	—	—	21,550
2026-09-25	Cheong Wee Yee	President - Asia & Middle East	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	354	—	—	67,173
2026-09-25	Mills Scott	Director	Award↑ Filing footnotes — Phantom Stock Units (Direct) The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement	Phantom Stock Units	150	$114.75	$17,213	20,643
2026-09-25	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	593	—	—	174,460
2026-09-25	Pickerell Blair	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	273	—	—	40,100
2026-09-25	Carter Miller Jocelyn	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	648	—	—	91,979
2026-09-25	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑ Filing footnotes — Common Stock (Indirect) Grant of restricted stock units.	Common Stock (I)	42	—	—	53,584
2026-09-25	Agrawal Vivek	EVP & Chief Growth Officer	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	226	—	—	46,762
2026-09-25	Auerbach Jonathan	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	161	—	—	23,112
2026-09-25	Nordin Diane C	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	211	—	—	31,548
2026-09-25	HOCHSCHILD ROGER C	Director	Award↑ Filing footnotes — Phantom Stock Units (Direct) The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.	Phantom Stock Units	218	$114.77	$25,020	29,892
2026-09-25	Kay Kathleen B	EVP-Chief Information Officer	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	383	—	—	44,683
2026-09-25	LITTLEFIELD CHRISTOPHER J	President - RIS	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes an accumulative total of 3,286 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	538	—	—	77,279
2026-09-25	HOCHSCHILD ROGER C	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	285	—	—	41,762
2026-09-25	Mills Scott	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	246	—	—	36,386
2026-09-25	Pitz Joel	EVP & CFO	Award↑ Filing footnotes — Common Stock (Indirect) Grant of restricted stock units. Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock (I)	2	—	—	2,930
2026-09-03	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑	Common Stock	18,380	$63.98	$1,175,952	192,247
2026-09-03	STRABLE-SOETHOUT DEANNA D	Director - PGI	Other↓ Filing footnotes — Common Stock (Direct) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024.	Common Stock	55,140	$120.60	$6,649,840	173,867
2026-09-03	STRABLE-SOETHOUT DEANNA D	Director - PGI	Convert↓	Common Stock	18,380	$63.98	$1,175,952	0
2026-09-03	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑	Common Stock	18,380	$63.98	$1,175,952	210,627
2026-09-03	STRABLE-SOETHOUT DEANNA D	Director - PGI	Convert↓	Common Stock	18,380	$63.98	$1,175,952	0
2026-09-03	STRABLE-SOETHOUT DEANNA D	Director - PGI	Convert↓	Common Stock	18,380	$63.98	$1,175,952	0
2026-09-03	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑	Common Stock	18,380	$63.98	$1,175,952	229,007
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Award↑	Common Stock	35,680	$63.98	$2,282,806	144,543
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Convert↓	Employee Stock Option (Right to Buy)	11,893	$63.98	$760,914	0
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Convert↓	Employee Stock Option (Right to Buy)	11,894	$63.98	$760,978	0
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Other↓ Filing footnotes — Common Stock (Direct) The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/8/2026. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113 to $114.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.	Common Stock	35,680	$113.80	$4,060,384	108,863
2026-08-07	Friedrich Amy Christine	President - Benefits & Protect	Convert↓	Employee Stock Option (Right to Buy)	11,893	$63.98	$760,914	0
2026-06-26	McCullum Kenneth A.	Director - PGI	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	73	—	—	41,070
2026-06-26	Nordin Diane C	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	217	—	—	31,337
2026-06-26	Carter Miller Jocelyn	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	669	—	—	91,331
2026-06-26	RIVERA ALFREDO	Insider	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	117	—	—	16,511
2026-06-26	Beams Mary E.	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	109	—	—	16,961
2026-06-26	Cheong Wee Yee	President - Asia & Middle East	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	368	—	—	66,819
2026-06-26	RIVERA ALFREDO	Insider	Award↑ Filing footnotes — Common Stock (Direct) The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.	Common Stock	25	$107.75	$2,694	3,279
2026-06-26	Pitz Joel	EVP & CFO	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	234	—	—	43,998
2026-06-26	Mitchell H Elizabeth	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	80	—	—	13,200
2026-06-26	Richer Clare Stack	Director	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units.	Common Stock	142	—	—	21,412
2026-06-26	STRABLE-SOETHOUT DEANNA D	Director - PGI	Award↑ Filing footnotes — Common Stock (Indirect) Grant of restricted stock units.	Common Stock (I)	44	—	—	53,542
2026-06-26	LITTLEFIELD CHRISTOPHER J	President - RIS	Award↑ Filing footnotes — Common Stock (Direct) Grant of restricted stock units. Includes an accumulative total of 3,286 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.	Common Stock	559	—	—	76,741

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–50 of 1,287 transactions

Key facts CIK 1126328 CUSIP 74251V102 13F (30d) 21 filings 17 filers Visit website Investor relations