Plan Group Financial, LLC

Registered adviser

CIK

1940033

Location

OKLAHOMA CITY, OK

Portfolio Value

Small $484,657,723

Diversification

Diversified

Filing Date

Global Rank

#3,936 / 8,818 ▲ 31 · as of Jun 2026

Top Industry

Insurance - Diversified 11.4%

Period ended 28 days ago

Filed Oct 22, 2026 · 6d

15 quarters · since Jun 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 116508

Roster of Oct 1, 2026

Regulatory AUM

$690,303,586

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$690,303,586	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$541,410,125	Individuals and high net worth (100%)
Aug 2024 to Mar 2025	$346,931,792	Individuals and high net worth (100%)
Apr 2024 to Jul 2024	$285,471,604	Individuals and high net worth (100%)
May 2023 to Mar 2024	$242,254,517	Individuals and high net worth (100%)
Apr 2023	$242,254,517	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 50.4%, 21.2 effective positions, active share 77.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

36.6% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 8.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 77.1%; sector active share 55.1% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

223 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

15.6%

−0.7 pts

Top 5

40.2%

+1.1 pts

Top 10

51.2%

+1.1 pts

HHI

478

Diversified+10

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	65.8%	$319,065,507	103
Financial Services	8.4%	$40,596,802	22
Technology	6.2%	$30,261,383	17
Energy	4.4%	$21,268,607	17
Utilities	3.8%	$18,622,462	9
Real Estate	2.9%	$14,179,538	7
Consumer Defensive	2.9%	$13,958,589	8
Healthcare	2.0%	$9,899,570	11
Communication Services	1.9%	$9,236,294	8
Consumer Cyclical	0.7%	$3,390,977	7
Industrials	0.7%	$3,178,090	11
Basic Materials	0.2%	$999,904	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SGOV	iShares 0-3 Month Treasury Bond ETF	+88,864	202,601	$20,397,868
—		+66,834	133,418	$0
OCSL	Oaktree Specialty Lending Corp	+52,460	254,802	$3,032,143
PFFD	Global X U.S. Preferred ETF	+37,224	365,163	$6,426,868
IAU	Ishares Gold Trust	+37,106	100,770	$7,870,137
JQUA	JPMorgan U.S. Quality Factor ETF	+36,584	245,543	$18,121,073
TSLX	Sixth Street Specialty Lending, Inc.	+36,387	156,711	$2,823,932
ANGL	VanEck Fallen Angel High Yield Bond ETF	+33,213	244,529	$6,800,351
FDUS	FIDUS INVESTMENT Corp	+32,207	157,727	$3,039,399
CALF	Pacer US Small Cap Cash Cows 100 ETF	+32,123	51,985	$2,769,760
ARCC	Ares Capital Corp	+30,681	177,699	$3,394,050
VICI	Vici Properties Inc.	+29,661	137,298	$3,153,735
NLY	Annaly Capital Management Inc	+27,784	160,726	$3,036,114
AMLP	Alerian MLP ETF	+25,318	116,543	$6,045,085
EDIV	State Street(R) SPDR(R) S&P Emerging Markets Dividend ETF	+24,590	284,602	$11,429,616
T	At&T Inc.	+24,332	139,352	$3,400,188
PFE	Pfizer Inc	+23,894	157,160	$4,482,203
JEPI	JPMorgan Equity Premium Income ETF	+21,352	45,666	$2,567,342
BOXX	Alpha Architect 1-3 Month Box ETF	+19,649	53,198	$6,298,111
PPL	PPL Corp	+17,223	98,556	$3,241,506
JIVE	JPMorgan International Value ETF	+16,291	106,208	$10,113,125
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+16,044	34,409	$2,107,895
SRLN	State Street(R) Blackstone Senior Loan ETF	+15,822	176,280	$7,119,949
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+15,450	18,121	$2,812,379
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	+13,738	91,113	$6,704,094
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	−109,619	394,422	$7,612,344
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−57,212	5,995	$355,563
PDBA		−34,841	53,161	$1,996,727
JPM	Jpmorgan Chase & Co	−33,982	3,601	$1,191,318
ZIM	ZIM Integrated Shipping Services Ltd.	−19,500	8,090	$237,198
LVHI	Franklin International Low Volatility High Dividend Index ETF	−18,517	56,663	$2,363,413
DFAI	Dimensional International Core Equity Market ETF	−17,157	76,314	$3,161,689
DFAE	Dimensional Emerging Core Equity Market ETF	−17,085	85,244	$3,350,941
RPG	Victory Portfolios II	−12,072	36,231	$0
EPD	Enterprise Products Partners L.P.	−11,726	28,917	$1,029,734
IJR	iShares Core S&P Small-Cap ETF	−9,186	27,289	$3,712,395
DFIP	Dimensional Inflation-Protected Securities Portfolio ETF	−8,578	11,950	$466,767
WES	Western Midstream Partners, LP	−7,850	12,500	$554,625
DFCF	Dimensional Core Fixed Income ETF	−7,508	12,828	$514,659
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	−5,081	319,969	$12,760,363
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−4,755	7,074	$496,241
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	−4,324	7,662	$591,583
ET	Energy Transfer LP	−4,072	27,940	$0
SGOL	abrdn Gold ETF Trust	−3,800	46,800	$1,851,408
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	−3,661	9,697	$880,875
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−3,059	4,983	$509,162
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	−2,600	5,400	$461,592
JIRE	JPMorgan International Research Enhanced Equity ETF	−2,278	4,990	$409,978
HASI	HA Sustainable Infrastructure Capital, Inc.	−2,199	8,496	$304,326
IVW	iShares S&P 500 Growth ETF	−2,195	1,471	$209,264
No positions match the current search.

New Positions

Positions the filer opened this quarter

19 positions

Ticker	Company	Shares	Value
MAGS	Roundhill Magnificent Seven ETF	41,347	$2,964,166
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	57,935	$2,135,484
NANR	State Street(R) SPDR(R) S&P(R) North American Natural Resources ETF	22,353	$1,872,510
HAP	VanEck Natural Resources ETF	23,588	$1,724,282
JPRE	JPMorgan Realty Income ETF	20,809	$1,028,172
BLCR		17,225	$843,336
DKL	Delek Logistics Partners, LP	13,850	$736,958
META	Meta Platforms, Inc.	592	$429,306
APD	Air Products & Chemicals, Inc.	1,525	$424,300
JMHI	JPMorgan High Yield Municipal ETF	8,921	$418,751
ACYN	First Trust Exchange-Traded Fund	13,821	$288,306
UNP	Union Pacific Corp	1,035	$281,654
LIN	Linde PLC	562	$266,753
CRAK	VanEck Oil Refiners ETF	4,000	$253,360
DE	Deere & Co	332	$222,954
IBIT	iShares Bitcoin Trust ETF	4,526	$214,260
LUMN	Lumen Technologies, Inc.	14,270	$79,912
—		1,650	$0
RSP	Victory Portfolios II	964	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
IWM	iShares Russell 2000 ETF	11,267	$3,385,170
AIRR	First Trust Exchange-Traded Fund VI	21,120	$2,814,240
IWF	iShares Russell 1000 Growth ETF	20,555	$2,552,314
AIQ	Global X Artificial Intelligence & Technology ETF	24,614	$1,614,924
FRDM	Freedom 100 Emerging Markets ETF	18,407	$1,341,870
BANF	Bancfirst Corp	7,244	$805,025
PRN	Victory Portfolios II	2,600	$677,846
PSCT	Invesco Ltd.	6,500	$600,665
WELD		9,500	$597,265
MLPX	Global X MLP and Energy Infrastructure ETF	7,000	$515,620
NZF	Nuveen Municipal Credit Income Fund	38,665	$490,272
SE	Sea Ltd	3,750	$359,362
FALN	iShares Fallen Angels USD Bond ETF	12,744	$347,146
ALK	Alaska Air Group, Inc.	6,586	$343,789
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	1,850	$342,675
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	6,554	$330,256
WSM	Williams Sonoma Inc	1,400	$326,340
BAC	Bank Of America Corp	5,603	$319,258
ENB	Enbridge Inc	5,283	$286,391
NVG	Nuveen AMT-Free Municipal Credit Income Fund	22,232	$284,569
HONA	Honeywell Aerospace Inc.	1,220	$269,717
ECOW	Pacer Emerging Markets Cash Cows 100 ETF	10,104	$267,978
NMZ	Nuveen Municipal High Income Opportunity Fund	25,114	$265,454
OEF	iShares S&P 100 ETF	663	$242,571
NXP	Nuveen Select Tax Free Income Portfolio	16,540	$236,687
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

223 tracked positions · $484,657,723 total · filing declares 230 positions · $509,681,871 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 223 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	202,601	+88,864	$20,397,868	+78.1%	4.21%
JQUA	JPMorgan U.S. Quality Factor ETF	Added	245,543	+36,584	$18,121,073	+20.0%	3.74%
COWZ	Pacer US Cash Cows 100 ETF	Reduced	248,130	-1,673	$16,565,158	+6.6%	3.42%
ACWI	iShares MSCI ACWI ETF	Added	102,407	+65	$16,259,159	+1.2%	3.35%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	21	0	$15,687,105	−0.2%	3.24%
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	Reduced	319,969	-5,081	$12,760,363	−2.2%	2.63%
EDIV	State Street(R) SPDR(R) S&P Emerging Markets Dividend ETF	Added	284,602	+24,590	$11,429,616	+7.3%	2.36%
VOO	VANGUARD 500 INDEX FUND	Reduced	15,474	-777	$10,845,107	−2.8%	2.24%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	28,397	-1,445	$10,627,293	−3.8%	2.19%
JIVE	JPMorgan International Value ETF	Added	106,208	+16,291	$10,113,125	+22.3%	2.09%
VIG	Vanguard Specialized Funds	Added	41,222	+6,282	$9,617,504	+16.3%	1.98%
IWR	iShares Russell Mid-Cap ETF	Reduced	88,762	-1,459	$9,471,793	−4.8%	1.95%
AAPL	Apple Inc. Technology	Added	26,460	+122	$8,811,709	+15.6%	1.82%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	91,617	+5,338	$8,488,315	+11.9%	1.75%
XOM	ExxonMobil Holdings Corp Energy	Reduced	49,654	-1,557	$8,081,188	+15.4%	1.67%
IAU	Ishares Gold Trust	Added	100,770	+37,106	$7,870,137	+63.7%	1.62%
ICVT	iShares Convertible Bond ETF	Added	67,940	+5,128	$7,672,803	+0.3%	1.58%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Reduced	394,422	-109,619	$7,612,344	−4.9%	1.57%
SRLN	State Street(R) Blackstone Senior Loan ETF	Added	176,280	+15,822	$7,119,949	+10.1%	1.47%
ANGL	VanEck Fallen Angel High Yield Bond ETF	Added	244,529	+33,213	$6,800,351	+10.1%	1.40%
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	Added	91,113	+13,738	$6,704,094	+11.0%	1.38%
REZ	iShares Residential and Multisector Real Estate ETF	Added	74,918	+644	$6,618,256	−5.9%	1.37%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Added	104,671	+2,301	$6,607,880	−4.0%	1.36%
PFFD	Global X U.S. Preferred ETF	Added	365,163	+37,224	$6,426,868	+4.9%	1.33%
BOXX	Alpha Architect 1-3 Month Box ETF	Added	53,198	+19,649	$6,298,111	+60.3%	1.30%
AMLP	Alerian MLP ETF	Added	116,543	+25,318	$6,045,085	—	1.25%
CVX	Chevron Corp Energy	Added	25,279	+2,822	$5,162,224	+38.7%	1.07%
AVGO	Broadcom Inc. Technology	Added	14,394	+1,609	$5,055,028	+4.7%	1.04%
PM	Philip Morris International Inc. Consumer Defensive	Added	25,369	+1,683	$4,840,912	+13.0%	1.00%
OUNZ	VanEck Merk Gold ETF	Added	114,225	+8,950	$4,557,577	+12.2%	0.94%
FMHI	First Trust Municipal High Income ETF	Reduced	100,632	-689	$4,513,345	−8.1%	0.93%
PFE	Pfizer Inc Healthcare	Added	157,160	+23,894	$4,482,203	+39.7%	0.92%
NVDA	Nvidia Corp CALL + SHARES Technology	Added	19,618	+4,397	$4,480,358	+47.1%	0.92%
MO	Altria Group, Inc. Consumer Defensive	Added	65,625	+9,529	$4,419,187	+9.5%	0.91%
OHI	Omega Healthcare Investors Inc Real Estate	Added	84,333	+11,848	$3,905,461	+13.0%	0.81%
FITB	Fifth Third Bancorp Financial Services	Added	76,136	+8,712	$3,850,958	+1.3%	0.79%
IJR	iShares Core S&P Small-Cap ETF	Reduced	27,289	-9,186	$3,712,395	−31.4%	0.77%
SO	Southern Co Utilities	Added	43,871	+6,386	$3,636,467	+1.4%	0.75%
AEP	American Electric Power Co Inc Utilities	Added	30,540	+4,355	$3,623,265	+1.1%	0.75%
IVV	iShares Core S&P 500 ETF	Reduced	4,614	-572	$3,533,631	−9.0%	0.73%
VZ	Verizon Communications Inc Communication Services	Added	76,829	+11,738	$3,524,146	+27.9%	0.73%
QQQ	Invesco Qqq Trust, Series 1	Reduced	4,712	-1,157	$3,485,796	−19.3%	0.72%
DLR	Digital Realty Trust, Inc. Real Estate	Added	19,683	+3,148	$3,454,956	+16.4%	0.71%
IBM	International Business Machines Corp Technology	Added	15,562	+2,709	$3,422,550	−5.3%	0.71%
T	At&T Inc. Communication Services	Added	139,352	+24,332	$3,400,188	+42.8%	0.70%
ARCC	Ares Capital Corp Financial Services	Added	177,699	+30,681	$3,394,050	+24.6%	0.70%
DFAE	Dimensional Emerging Core Equity Market ETF	Reduced	85,244	-17,085	$3,350,941	−18.6%	0.69%
DUK	Duke Energy CORP Utilities	Added	29,151	+4,782	$3,323,505	+7.7%	0.69%
D	Dominion Energy, Inc Utilities	Added	54,490	+8,396	$3,297,734	+4.8%	0.68%
PPL	PPL Corp Utilities	Added	98,556	+17,223	$3,241,506	+9.6%	0.67%

Showing the top 50 of 223 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.