FDUS · FIDUS INVESTMENT Corp · Insider Trading
Market Cap
$726.83M
Shares
37.95M
Volume · Oct 2
276.35K
Avg daily vol (3M)
376.93K
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2020-04-20 | ROSS EDWARD H |
Director, See Remarks |
Inheritance↑
|
Common Stock
|
333 |
| 2020-03-13 | HYMAN CHARLES D |
Director |
Buy↑
|
Common Stock
|
2,000 |
| 2020-03-12 | ROSS EDWARD H |
Director, See Remarks |
Buy↑
|
Common Stock
|
4,000 |
| 2020-03-12 | Anstiss Raymond L. Jr. |
Director |
Buy↑
|
Common Stock
|
1,500 |
| 2020-03-12 | Tune Edward X. |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions, and the actual sale prices ranged from $9.41 to $9.47 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
Common Stock
|
3,000 |
| 2020-03-12 | Sherard Shelby E |
See Remarks |
Buy↑
|
Common Stock
|
5,000 |
| 2020-03-11 | Lauer Thomas Charles |
Director, President |
Buy↑
|
Common Stock
|
2,000 |
| 2020-03-11 | Anstiss Raymond L. Jr. |
Director |
Buy↑
|
Common Stock
(I)
|
6,150 |
| 2020-03-10 | ROSS EDWARD H |
Director, See Remarks |
Buy↑
|
Common Stock
|
2,000 |
| 2020-03-09 | Sherard Shelby E |
See Remarks |
Buy↑
|
Common Stock
|
3,850 |
| 2020-03-09 | Sherard Shelby E |
See Remarks |
Buy↑
|
Common Stock
|
2,100 |
| 2020-03-09 | Lauer Thomas Charles |
Director, President |
Buy↑
|
Common Stock
|
5,000 |
Legend
Buy — open-market purchase
Sell — open-market sale
↑ Shares acquired
↓ Shares disposed (gift, conversion, tax…)
Showing 1–12 of 12 transactions