CSWC · Capital Southwest Corp · Insider Trading

$23.57 +0.05 (+0.21%) At close · Oct 5

Market Cap

$1.48B

63.73M

Volume · Oct 5 740.08K Avg daily vol (3M) 630.36K

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.

Query insider transactions through the insider trading API or MCP →

Insider Sentiment Score

Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.

Net buyers

Net shares bought

0.00%

Net buy value

+$50,005

Date	Insider	Role	Type	Security	Shares	Price	Value	After
2026-10-01	Thomas William R III	Director	Buy↑ Filing footnotes — Common Stock (Direct) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.04 to $23.06, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.	Common Stock	2,170	$23.04	$50,005	22,842
2026-08-10	FURST JACK D	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	1,989	—	—	49,937
2026-08-10	Brooks David R	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	1,989	—	—	42,933
2026-08-10	Thomas William R III	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	1,989	—	—	20,672
2026-08-10	Rogers-Windsor Ramona Lynn	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	1,989	—	—	25,079
2026-08-10	BATTIST CHRISTINE	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	1,989	—	—	16,064
2026-06-30	Rogers-Windsor Ramona Lynn	Director	Buy↑	Common Stock	210	$23.70	$4,977	23,090
2026-06-17	BATTIST CHRISTINE	Director	Buy↑	Common Stock	860	$23.23	$19,978	14,075
2026-06-10	Weinstein Joshua S.	Senior Managing Director & CIO	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	9,588	$23.54	$225,702	380,585
2026-06-10	Sarner Michael Scott	Director, President and CEO	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	11,705	$23.54	$275,536	587,684
2026-06-10	Rehberger Chris	Chief Financial Officer	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	3,688	$23.54	$86,816	215,971
2026-06-09	Sarner Michael Scott	Director, President and CEO	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	13,765	$23.28	$320,449	459,389
2026-06-09	Weinstein Joshua S.	Senior Managing Director & CIO	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	11,349	$23.28	$264,205	290,173
2026-06-09	Rehberger Chris	Chief Financial Officer	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.	Common Stock	75,000	—	—	219,659
2026-06-09	Weinstein Joshua S.	Senior Managing Director & CIO	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.	Common Stock	100,000	—	—	390,173
2026-06-09	Sarner Michael Scott	Director, President and CEO	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.	Common Stock	140,000	—	—	599,389
2026-06-09	Rehberger Chris	Chief Financial Officer	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	4,492	$23.28	$104,574	144,659
2026-06-05	Thomas William R III	Director	Sell↓ Filing footnotes — Common Stock (Direct) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.255 to $23.33, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.	Common Stock	4,661	$23.29	$108,569	13,683
2026-06-05	Thomas William R III	Director	Buy↑	Common Stock	5,000	$23.40	$117,000	18,683
2026-06-01	Rogers-Windsor Ramona Lynn	Director	Buy↑	Common Stock	213	$23.42	$4,988	22,879
2026-02-27	Sarner Michael Scott	Director, President and CEO	Buy↑	Common Stock	2,694	$21.90	$58,999	473,154
2026-02-09	BATTIST CHRISTINE	Director	Buy↑	Common Stock	600	$23.16	$13,895	13,215
2025-10-01	Rogers-Windsor Ramona Lynn	Director	Buy↑	Common Stock	463	$21.55	$9,979	21,612
2025-08-20	BATTIST CHRISTINE	Director	Buy↑	Common Stock	667	$22.45	$14,972	12,615
2025-08-12	Rogers-Windsor Ramona Lynn	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	2,193	—	—	20,828
2025-08-12	Thomas William R III	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	2,193	—	—	18,344
2025-08-12	BATTIST CHRISTINE	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	2,193	—	—	11,948
2025-08-12	Brooks David R	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	2,193	—	—	40,944
2025-08-12	FURST JACK D	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	2,193	—	—	47,948
2025-06-23	Rogers-Windsor Ramona Lynn	Director	Buy↑	Common Stock	471	$21.19	$9,980	18,091
2025-06-10	Rehberger Chris	Chief Financial Officer	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	3,041	$21.35	$64,925	149,151
2025-06-10	Sarner Michael Scott	Director, President and CEO	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	15,319	$21.35	$327,061	470,459
2025-06-10	Weinstein Joshua S.	Senior Managing Director & CIO	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	12,041	$21.35	$257,075	301,522
2025-06-09	Rehberger Chris	Chief Financial Officer	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.	Common Stock	45,000	—	—	152,192
2025-06-09	Sarner Michael Scott	Director, President and CEO	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	3,648	$21.06	$76,827	405,778
2025-06-09	Weinstein Joshua S.	Senior Managing Director & CIO	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.	Common Stock	65,000	—	—	313,563
2025-06-09	Weinstein Joshua S.	Senior Managing Director & CIO	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	3,127	$21.06	$65,855	248,563
2025-06-09	Sarner Michael Scott	Director, President and CEO	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.	Common Stock	80,000	—	—	485,778
2025-06-09	Rehberger Chris	Chief Financial Officer	Tax↓ Filing footnotes — Common Stock (Direct) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.	Common Stock	1,126	$21.06	$23,714	107,192
2025-05-27	BATTIST CHRISTINE	Director	Buy↑	Common Stock	476	$20.87	$9,935	9,755
2025-03-26	Rogers-Windsor Ramona Lynn	Director	Buy↑	Common Stock	450	$22.52	$10,134	17,237
2024-12-12	Rogers-Windsor Ramona Lynn	Director	Buy↑	Common Stock	250	$22.67	$5,667	16,406
2024-11-08	BATTIST CHRISTINE	Director	Buy↑	Common Stock	256	$23.13	$5,921	9,279
2024-11-07	Rogers-Windsor Ramona Lynn	Director	Buy↑	Common Stock	500	$23.07	$11,533	16,156
2024-09-16	Rogers-Windsor Ramona Lynn	Director	Buy↑	Common Stock	250	$25.03	$6,258	15,363
2024-08-09	FURST JACK D	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	2,090	—	—	45,755
2024-08-09	Brooks David R	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	2,090	—	—	38,751
2024-08-09	Thomas William R III	Director	Award↑ Filing footnotes — Common Stock (Direct) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan	Common Stock	2,090	—	—	16,151
2024-08-09	BATTIST CHRISTINE	Director	Buy↑	Common Stock	406	$23.94	$9,720	9,023
2024-08-09	BATTIST CHRISTINE	Director	Award↑ Filing footnotes — Common Stock (Indirect) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007.	Common Stock (I)	2,090	—	—	7,281

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–50 of 137 transactions

Key facts CIK 17313 CUSIP 140501107 13F (30d) 3 filings 3 filers Visit website Investor relations